Ultradent Products, Inc. v. Life-Like Cosmetics, Inc. D/B/A Life-Like Dental Products and Rodney F. Ogrin

127 F.3d 1065, 44 U.S.P.Q. 2d (BNA) 1336, 1997 U.S. App. LEXIS 28052, 1997 WL 625070
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 10, 1997
Docket97-1162
StatusPublished
Cited by27 cases

This text of 127 F.3d 1065 (Ultradent Products, Inc. v. Life-Like Cosmetics, Inc. D/B/A Life-Like Dental Products and Rodney F. Ogrin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ultradent Products, Inc. v. Life-Like Cosmetics, Inc. D/B/A Life-Like Dental Products and Rodney F. Ogrin, 127 F.3d 1065, 44 U.S.P.Q. 2d (BNA) 1336, 1997 U.S. App. LEXIS 28052, 1997 WL 625070 (Fed. Cir. 1997).

Opinion

BRYSON, Circuit Judge.

Life-Like Cosmetics, Inc., and its president and sole owner, Rodney F. Ogrin (collectively “Life-Like”), appeal from a final judgment of the United States District Court for the District of Utah entered after' a jury trial. The district court entered judgment in favor of the patentee, Ultradent Products, Inc. (“Ultradent”), on all contested issues. We affirm in part, reverse in part, and remand for further proceedings.

I

The technology at issue in this case relates to dental compositions and methods for bleaching tooth surfaces in order to whiten teeth. In the district court, Ultradent asserted claims of three related patents: U.S. Patent No. 5,098,303 (“the ’303 patent”), entitled “Method For Bleaching Teeth”; U.S. Patent No. 5,234,342 (“the ’342 patent”), entitled “Sustained Release Method for Treating Teeth Surfaces”; and U.S. Patent No. 5,376,-006 (“the ’006 patent”), entitled “Dental Bleaching Compositions and Methods for Bleaching Teeth Surfaces.” Ultradent has marketed its dental bleaching composition since 1990 under the brand name Opalescence.

The focus of the invention disclosed in the three patents is to enable a patient to keep a bleaching composition in contact with the teeth for an extended period of time. Merely using a bleaching agent in a dental tray would not achieve that goal because the bleaching agent would become diluted by saliva and would lose contact with the teeth. The invention contemplates a composition that is highly viscous, sticky, and insoluble in *1067 saliva. That composition is used in conjunction with a dental tray having reservoirs for holding the dental composition against the tooth surfaces.

The critical language of the independent claims of both the ’303 and ’342 patents is similar. Both patents claim a method for bleaching teeth that employs “a matrix material into which the dental bleaching agent [‘sustained release dental bleaching agent’ in the ’342 patent] is dispersed, said matrix material including carboxypolymethylene [a thickening agent] in the range from about 3.5% to about 12% by weight of the dental bleaching composition [‘sustained release dental bleaching composition’ in the ’342 patent].”

The ’006 patent claims both a method and a composition for bleaching. Each of the asserted independent claims contains a limitation describing the dental composition as having a “matrix material” that is of “sufficiently high viscosity and low solubility in saliva that the matrix material provides for the dental bleaching agent to be in contact with the tooth surfaces over a period of time greater than about 2 hours” and that is sufficiently “tacky” or “sticky” to retain and hold a dental tray in place over the patient’s teeth “for a period greater than about 2 hours without any significant mechanical pressure from the dental tray.”

Life-Like manufactures and sells dental bleaching compositions. In February 1995, Ultradent brought suit in the district court asserting that Life-Like had infringed its rights under the ’303, ’342, and ’006 patents. Life-Like filed a counterclaim in which it sought declaratory judgments of invalidity and noninfringement with respect to the asserted patents, and it subsequently filed a motion for partial summary judgment asserting that claims 1^4 and 6-15 of the ’303 patent, all of the claims of the ’342 patent, and claims 1, 4-8, 11-13, and 17-18 of the ’006 patent are invalid as being anticipated by the prior art. Ultradent filed its own motion for summary judgment, urging the court to rule that the asserted claims are not invalid. After the parties briefed the issue of claim interpretation, the district court ruled on the summary judgment motions, holding that the asserted independent claims of the ’303 and ’342 patents are not invalid for anticipation under 35 U.S.C. § 102. Finding that there were disputed issues of material fact relating to the validity of the ’006 patent, the court denied the parties’ summary judgment motions as to that patent.

After trial, the jury returned verdicts in favor of Ultradent on all contested issues. Specifically, the jury found that the claims of the ’006 patent are not invalid for anticipation and that the claims of all three patents are not invalid for obviousness. The jury further found that Life-Like’s products infringed the asserted claims of all three patents. Acting in an advisory capacity on the issue of inequitable conduct, the jury found that no inequitable conduct occurred during the prosecution of the patents. The district court adopted the jury’s finding on the inequitable conduct issue, entered judgment on the jury verdicts, and trebled the infringement damages under the authority of 35 U.S.C. § 284.

II

Life-Like first challenges the district court’s summary judgment ruling that the asserted claims of the ’303 patent (claims 1-3, 8-9, and 13) and the asserted claims of the ’342 patent (claims 1-3) are not invalid for anticipation. Life-Like contends that the district court erroneously interpreted the disclosures of the prior art and thereby erred in concluding, as a matter of law, that the claims of the ’303 and ’342 patents were not anticipated. We agree that the district court misapprehended the disclosures of the prior art, and we therefore reverse the court’s entry of summary judgment in Ultradent’s favor.

In addressing the summary judgment motion, the district court defined the term “carboxypolymethylene” to mean “a slightly acidic vinyl polymer with active carboxyl groups.” That definition was taken directly from the specification of both patents. The court then held that the carboxypolymethylene recited in the claims must exist in the specified amounts (ie., “about 3.5% to about 12%”) at the time the composition is applied *1068 to a patient’s teeth in accordance with the claimed method for bleaching. Ultradent does not argue for a different interpretation on appeal, and we adopt the district court’s interpretation.

The district court then looked to the prior art to determine whether the prior art anticipated the claims of the ’303 and ’342 patents. The pertinent prior art in this case consists of two U.S. patents. The first is U.S. Patent No. 3,657,413 to Rosenthal (“the Rosenthal patent”), entitled “Antiseptic Composition Containing Peroxide, Glycerol, and Carboxypolymethylene Polymer.” The Rosenthal patent, which was before the examiner during the prosecution of the ’303 and ’342 patents, discloses an antiseptic composition for the treatment of mucous membranes in the oral cavity. The patent discloses the use of urea peroxide as a source of hydrogen peroxide in a slowly dispersible solvent made of glycerol. To thicken the glycerol solvent, the Rosenthal patent discloses “the use of a carboxypolymethylene polymer, and preferably ... the use of the glycerol-soluble neutralized salts of such a polymer.” With respect to the viscosity of the composition, the Rosenthal patent further discloses:

The specific amounts of polymer to be employed in order to achieve the desired viscosity depends, in part, upon factors such as the exact nature of the polymer, presence or absence of other co-solvents in the glycerol composition, and the like.

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127 F.3d 1065, 44 U.S.P.Q. 2d (BNA) 1336, 1997 U.S. App. LEXIS 28052, 1997 WL 625070, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ultradent-products-inc-v-life-like-cosmetics-inc-dba-life-like-cafc-1997.