Tuens v. U.S. Bank National Association

CourtDistrict Court, N.D. California
DecidedOctober 5, 2020
Docket4:20-cv-03459
StatusUnknown

This text of Tuens v. U.S. Bank National Association (Tuens v. U.S. Bank National Association) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tuens v. U.S. Bank National Association, (N.D. Cal. 2020).

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 TRACY TUENS, Case No. 20-cv-03459-JST

8 Plaintiff, ORDER TO SHOW CAUSE WHY 9 v. CASE SHOULD NOT BE REMANDED

10 U.S. BANK NATIONAL ASSOCIATION, Re: ECF Nos. 7, 8 et al., 11 Defendants.

12 13 Before the Court are two motions to dismiss the complaint filed by Defendants U.S. Bank 14 National Association and U.S. Bancorp (collectively, “U.S. Bank”), ECF No. 7, and by Defendant 15 Martim L. De Arantes Oliveira, ECF No. 8. Before the Court can reach the merits of these 16 motions, however, it must first satisfy itself that it has subject matter jurisdiction. Defendants 17 claim there is diversity jurisdiction because Defendant Oliveira is improperly joined, given that 18 Plaintiff Tracy Tuens’ complaint does not state a valid cause of action against him. Thus, the 19 Court must consider whether Tuens states a cause of action against Defendant Oliveira and, if she 20 does not, whether there is any possibility she can do so. If she either states a cause of action 21 against Oliveira or might be able to do so, then there is no diversity because both Tuens and 22 Oliveira are California citizens. If Tuens’ complaint does not state a cause of action against 23 Oliveira and there is no possibility she can do so, then Oliveira must be dismissed with prejudice. 24 Only in the latter event could the Court proceed to consider the motion to dismiss filed by the 25 remaining corporate defendants. 26 As set forth below, the Court concludes that there is a possibility that Tuens can state a 27 cause of action against Oliveira and that this Court therefore lacks subject matter jurisdiction. The 1 Francisco Superior Court. 2 I. BACKGROUND 3 A. Factual Background 4 The Court takes as true the following allegations from the complaint. Tuens alleges that in 5 May 2016, U.S. Bank hired her to serve as a Managing Director, Client Advisory in its Ascent 6 Private Capital Management division (“Ascent”). ECF No. 1-1 at 6-33 (“Compl.”) ¶ 5. Her role 7 involved advising private investors and family office clients on Ascent’s financial services and 8 solutions. Id. Tuens alleges that developing suitable clients for Ascent is widely known to be 9 difficult and time consuming: it typically takes one year to develop significant business from a 10 client and two years or more to generate significant revenue. Id. ¶¶ 6, 7. During her first several 11 months of employment, Tuens was “significantly hampered in her ability to develop new 12 business” due to restrictive covenants from her prior job. Id. ¶ 10. Nonetheless, her immediate 13 supervisor, Oliveira, “never once criticized . . . her lack of progress.” Id. 14 In December 2016, Tuens was hospitalized after being diagnosed with a serious medical 15 condition. Id. In the hospital, she went into septic shock, and her physicians gave her less than a 16 20 percent chance of survival. Id. She survived two code blue incidents in the cardiac unit and 17 remained on a leave of absence until March 2017, when she returned to work against her doctors’ 18 wishes. Id. ¶¶ 10, 11. 19 Despite her medical limitations, which Tuens conveyed to Oliveira, Tuens made progress 20 toward developing “a significant pipeline of business” after she returned to work, although 21 business development opportunities she had pursued prior to her hospitalization had “dissipated.” 22 Id. ¶¶ 11, 12. According to Tuens, her efforts were also undermined by the requirement that she 23 “spend a significant amount of her work time promoting one of Ascent’s executive’s books.” Id. 24 ¶ 12. 25 On July 20, 2017, Tuens was issued an “Action Plan” for “Unsatisfactory Performance,” 26 under which a condition of her continued employment was sourcing and closing two sales 27 opportunities by September 30, 2017, and December 31, 2017. Id. ¶¶ 13, 14. The Action Plan 1 when she was interviewing for the job. Id. ¶ 14. Tuens claims the business plan, which “outlined 2 an aspirational picture of client development activities,” id. ¶ 9, assumed an earlier start date and 3 did not take into account her hospitalization and medical leave, id. ¶ 14. Furthermore, Tuens 4 claims she was never told that the business plan would be used to evaluate her performance. Id. 5 ¶ 9. 6 Tuens sent an email to her managers stating that U.S. Bank “should have considered ‘a 7 reasonable accommodation’” rather than issuing a final warning. Id. ¶ 16. U.S. Bank “ignored the 8 request” but shifted the timeline so both pieces of business were due by December 31, 2017. Id. 9 ¶ 17. Tuens made “repeated complaints to Human Resources that she was being discriminated 10 against” and about U.S Bank’s refusal to consider accommodations. Id. ¶ 20. “These complaints 11 were all ignored.” Id. 12 Although Tuens met the sales metric by the December 31 deadline, she did not get credit 13 for one of the business deals because Oliveira determined the client was not a good fit for Ascent. 14 Id. ¶ 19. On the grounds that Tuens failed to comply with the Action Plan, U.S. Bank issued a 15 Final Action Plan effective on January 5, 2018, in which Tuens had “less than 60 days” to 16 “develop from scratch two new client engagements.” Id. ¶ 21. U.S. Bank said the metrics were 17 being issued “in response to [Tuens’] request for accommodation.” Id. 18 Tuens did not meet the terms of the Final Action Plan, in part because Oliveira continued 19 to reject potential business prospects “that would have allowed [her] to successfully complete the 20 stated objective, unrealistic as it was.” Id. ¶¶ 22, 24. On March 3, 2018, U.S. Bank terminated 21 Tuens’ employment. Id. ¶ 24. Tuens alleges “on information and belief that she was replaced by 22 a younger, non-disabled male employee” whose “sales performance was worse than hers” but who 23 “was never written up or terminated.” Id. ¶ 22. 24 B. Procedural History 25 Tuens filed a complaint with the California Department of Fair Employment and Housing 26 (“DFEH”) and received an immediate right to sue notice effective February 28, 2019. Id. ¶ 24; 27 ECF No. 1-1 at 35-42. On February 27, 2020, Tuens filed suit in San Francisco County Superior 1 Fair Employment and Housing Act (“FEHA”), Cal. Gov’t Code § 12900, et seq.; (2) failure to 2 accommodate a disability in violation of FEHA; (3) failure to prevent or correct harassment, 3 discrimination, and retaliation in violation of FEHA; (4) disability harassment in violation of 4 FEHA; (5) age discrimination in violation of FEHA ; (6) age harassment in violation of FEHA; (7) 5 gender discrimination in violation of FEHA ; (8) gender harassment in violation of FEHA; (9) 6 retaliation in violation of FEHA; (10) retaliation for taking California Family Rights Act 7 (“CFRA”) leave, Cal. Gov’t Code § 12945.2, et seq., in violation of FEHA; (11) wrongful 8 discharge in violation of California public policy; and (12) intentional infliction of emotional 9 distress. Compl. ¶¶ 25-95. 10 Tuens named U.S. Bank National Association and U.S. Bancorp as defendants in all 11 twelve claims. Id. She named Oliveira as a defendant in the fourth, sixth, and eighth claims for 12 disability, age, and gender harassment and in the twelfth claim for intentional infliction of 13 emotional distress.1 Compl. ¶¶ 44-49, 56-61, 68-73, 90-95. 14 On May 21, 2020, U.S. Bank removed the case to federal court pursuant to 28 U.S.C. 15 § 1332. ECF No. 1 ¶ 3. On May 28, 2020, U.S. Bank and Oliveira filed motions to dismiss the 16 complaint pursuant to Rule 12(b)(6). ECF Nos. 7, 8. Tuens’ opposition, filed on June 10, 2020, 17 addresses U.S. Bank and Oliveira’s “substantially similar” motions together. ECF No. 15 at 14. 18 U.S. Bank and Oliveira filed replies on June 18, 2020.2 ECF Nos. 17, 18. The Court took the 19 motions under submission without a hearing. ECF No. 20. 20 II.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Tillman v. R. J. Reynolds Tobacco
340 F.3d 1277 (Eleventh Circuit, 2003)
Faragher v. City of Boca Raton
524 U.S. 775 (Supreme Court, 1998)
Bell Atlantic Corp. v. Twombly
550 U.S. 544 (Supreme Court, 2007)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Cynthia Lawler v. Montblanc North America, LLC
704 F.3d 1235 (Ninth Circuit, 2013)
Livitsanos v. Superior Court
828 P.2d 1195 (California Supreme Court, 1992)
Cole v. Fair Oaks Fire Protection District
729 P.2d 743 (California Supreme Court, 1987)
Reno v. Baird
957 P.2d 1333 (California Supreme Court, 1998)
Mendiondo v. Centinela Hospital Medical Center
521 F.3d 1097 (Ninth Circuit, 2008)
Hunter v. Philip Morris USA
582 F.3d 1039 (Ninth Circuit, 2009)
Aguilar v. Avis Rent a Car System, Inc.
980 P.2d 846 (California Supreme Court, 1999)
Cozzi v. County of Marin
787 F. Supp. 2d 1047 (N.D. California, 2011)
Fisher v. San Pedro Peninsula Hospital
214 Cal. App. 3d 590 (California Court of Appeal, 1989)
Janken v. GM Hughes Electronics
46 Cal. App. 4th 55 (California Court of Appeal, 1996)
Singh v. Southland Stone, U.S.A., Inc.
186 Cal. App. 4th 338 (California Court of Appeal, 2010)
Padilla v. AT & T CORP.
697 F. Supp. 2d 1156 (C.D. California, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
Tuens v. U.S. Bank National Association, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tuens-v-us-bank-national-association-cand-2020.