Trujillo v. Williams
Opinion
EBEL, Circuit Judge.
Plaintiff-Appellant Jesse Trujillo, a pro se prisoner proceeding in forma pauperis, filed this 42 U.S.C. § 1983 claim against various New Mexico and Virginia corrections officials1 alleging that they violated [1214] his constitutional rights by: 1) improperly classifying and segregating him; 2) denying him access to legal materials and the courts; 3) providing him with a nutritionally inadequate diet; and 4) treating him differently than other inmates. The district court sua sponte ordered that “Plaintiffs claims against the New Mexico Defendants are DISMISSED with prejudice; Plaintiffs claims against the Virginia Defendants are DISMISSED without prejudice,” pursuant to 28 U.S.C. § 1915(e)(2) and Fed.R.Civ.P. 12(b)(6). Reviewing the district court’s dismissal de novo, we affirm in part, reverse in part, and remand for further proceedings.
BACKGROUND
Mr. Trujillo is a New Mexico state prisoner who was transferred by the New Mexico Department of Corrections (NMDC) to Wallens Ridge State Prison (WRSP) in Virginia on April 12, 2002. Immediately upon his arrival, WRSP held a classification hearing at which Mr. Trujillo was not permitted to present evidence, allegedly in violation of Virginia Departmental Operating Procedure 821.2 After the hearing, WRSP placed Mr. Trujillo in segregation claiming that he was a threat to the prison. Mr. Trujillo’s initial appeal to the warden was denied, but the regional director of the Virginia Department of Corrections (VDOC) determined Mr. Trujillo’s subsequent grievance was founded and informed Mr. Trujillo that “appropriate administrative action ha[d] been taken.” Mr. Trujillo’s classification, however, remained the same and no new hearing was conducted.
On July 9, 2002, at a second classification hearing during which Mr. Trujillo was again not allowed to present witnesses or evidence, he was placed in segregation under the explanation that he “need[ed] a longer period of adjustment;” “New Mexico inmate.” Mr. Trujillo appealed this decision on the grounds that he had been in segregation for over 100 days when the average stay for new arrivals in segregation was days or weeks; his appeal was denied by the warden and the regional director. As a result, Mr. Trujillo spent nearly a year in segregation.
On March 9, 2003, Mr. Trujillo wrote a letter to another regional director explaining that he had been classified in a prejudicial and discriminatory manner because no Virginia or other out-of-state prisoner housed at WRSP was classified in the same manner as he had been classified, nor housed in segregation for this length of time, and requested that the director intervene. According to Mr. Trujillo, the average stay in segregation for other pris[1215] oners at WRSP is less than a month, and prisoners rarely remain in segregation even for the most serious offenses for more than 180 days and usually only for sixty to ninety days. Mr. Trujillo explained to the director that he had been in segregation for more than 750 days. The letter was returned stating that his appeal to the director did not meet the criteria for a Level III response.
On March 26, 2003, WRSP changed the rationale for Mr. Trujillo’s segregation to “inmate viewed as a threat to WRSP.” Mr. Trujillo alleges that no farther indication was given as to why he might now be viewed as a threat. And he claims that there was no marked change in his behavior to warrant such an abrupt change in the rationale for keeping him in segregation.3
In early May 2003,- pursuant to Departmental Operating Procedure 821-7.1A, Mr. Trujillo requested an annual review of his classification to assess whether a change in his security level and treatment plan was warranted. That request was denied. In late May 2003, Mr. Trujillo filed another grievance with the VDOC, claiming that he was entitled to a classification review and should not be excluded because he was an out-of-state prisoner. In response, the WRSP warden stated: “Your initial classification was completed by New Mexico. The VDOC cannot reclassify you unless given permission by New Mexico.” The regional director provided nearly the same response, stating: “Investigation reveals that you are an inmate from NMDC, therefore, the reviews are done in aecor-dance with policies and procedures from NMCD.”
In February 2004, in response to another grievance, VDOC informed Mr. Trujillo that “New Mexico has authorized the adaptation of all policies and procedures adopted by the VDOC for those inmates housed in Virginia. However, matters relating to classification are still handled by New Mexico.” Following the warden’s instructions, Mr. Trujillo then wrote to the secretary and the director of the NMDC requesting reclassification of his status. He never received a response.
Mr. Trujillo claims that the conditions of his confinement violated his Fourteenth Amendment due process and equal protection rights, his constitutional right of access to the courts, and his Eighth Amendment right against cruel and unusual punishment. Based on these allegations, Mr. Trujillo filed this § 1983 action in federal district court for the District of New Mexico against various Virginia and New Mexico prison officials.
DISCUSSION
After granting Mr. Trujillo in forma pauperis status, the district court, pursuant to § 1915(e)(2), dismissed without prejudice Mr. Trujillo’s claims against the Virginia defendants for lack of personal jurisdiction and improper venue. It also dismissed with prejudice Mr. Trujillo’s claims against the New Mexico defendants under § 1915(e)(2) and Fed.R.Civ.P. 12(b)(6) for failure to state a claim upon which relief may be granted. We review both dismissals de novo. See Perkins v. [1216] Kan. Dep’t of Corr., 165 F.3d 803, 806 (10th Cir.1999) (holding that a de novo standard governs review of dismissals under § 1915 for failure to state a claim); Fogle, 435 F.3d at 1259 (“[W]here [a] frivolousness determination turns on an issue of law, we review the determination de novo.”).
I. Claims against the Virginia defendants
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EBEL, Circuit Judge.
Plaintiff-Appellant Jesse Trujillo, a pro se prisoner proceeding in forma pauperis, filed this 42 U.S.C. § 1983 claim against various New Mexico and Virginia corrections officials1 alleging that they violated [1214] his constitutional rights by: 1) improperly classifying and segregating him; 2) denying him access to legal materials and the courts; 3) providing him with a nutritionally inadequate diet; and 4) treating him differently than other inmates. The district court sua sponte ordered that “Plaintiffs claims against the New Mexico Defendants are DISMISSED with prejudice; Plaintiffs claims against the Virginia Defendants are DISMISSED without prejudice,” pursuant to 28 U.S.C. § 1915(e)(2) and Fed.R.Civ.P. 12(b)(6). Reviewing the district court’s dismissal de novo, we affirm in part, reverse in part, and remand for further proceedings.
BACKGROUND
Mr. Trujillo is a New Mexico state prisoner who was transferred by the New Mexico Department of Corrections (NMDC) to Wallens Ridge State Prison (WRSP) in Virginia on April 12, 2002. Immediately upon his arrival, WRSP held a classification hearing at which Mr. Trujillo was not permitted to present evidence, allegedly in violation of Virginia Departmental Operating Procedure 821.2 After the hearing, WRSP placed Mr. Trujillo in segregation claiming that he was a threat to the prison. Mr. Trujillo’s initial appeal to the warden was denied, but the regional director of the Virginia Department of Corrections (VDOC) determined Mr. Trujillo’s subsequent grievance was founded and informed Mr. Trujillo that “appropriate administrative action ha[d] been taken.” Mr. Trujillo’s classification, however, remained the same and no new hearing was conducted.
On July 9, 2002, at a second classification hearing during which Mr. Trujillo was again not allowed to present witnesses or evidence, he was placed in segregation under the explanation that he “need[ed] a longer period of adjustment;” “New Mexico inmate.” Mr. Trujillo appealed this decision on the grounds that he had been in segregation for over 100 days when the average stay for new arrivals in segregation was days or weeks; his appeal was denied by the warden and the regional director. As a result, Mr. Trujillo spent nearly a year in segregation.
On March 9, 2003, Mr. Trujillo wrote a letter to another regional director explaining that he had been classified in a prejudicial and discriminatory manner because no Virginia or other out-of-state prisoner housed at WRSP was classified in the same manner as he had been classified, nor housed in segregation for this length of time, and requested that the director intervene. According to Mr. Trujillo, the average stay in segregation for other pris[1215] oners at WRSP is less than a month, and prisoners rarely remain in segregation even for the most serious offenses for more than 180 days and usually only for sixty to ninety days. Mr. Trujillo explained to the director that he had been in segregation for more than 750 days. The letter was returned stating that his appeal to the director did not meet the criteria for a Level III response.
On March 26, 2003, WRSP changed the rationale for Mr. Trujillo’s segregation to “inmate viewed as a threat to WRSP.” Mr. Trujillo alleges that no farther indication was given as to why he might now be viewed as a threat. And he claims that there was no marked change in his behavior to warrant such an abrupt change in the rationale for keeping him in segregation.3
In early May 2003,- pursuant to Departmental Operating Procedure 821-7.1A, Mr. Trujillo requested an annual review of his classification to assess whether a change in his security level and treatment plan was warranted. That request was denied. In late May 2003, Mr. Trujillo filed another grievance with the VDOC, claiming that he was entitled to a classification review and should not be excluded because he was an out-of-state prisoner. In response, the WRSP warden stated: “Your initial classification was completed by New Mexico. The VDOC cannot reclassify you unless given permission by New Mexico.” The regional director provided nearly the same response, stating: “Investigation reveals that you are an inmate from NMDC, therefore, the reviews are done in aecor-dance with policies and procedures from NMCD.”
In February 2004, in response to another grievance, VDOC informed Mr. Trujillo that “New Mexico has authorized the adaptation of all policies and procedures adopted by the VDOC for those inmates housed in Virginia. However, matters relating to classification are still handled by New Mexico.” Following the warden’s instructions, Mr. Trujillo then wrote to the secretary and the director of the NMDC requesting reclassification of his status. He never received a response.
Mr. Trujillo claims that the conditions of his confinement violated his Fourteenth Amendment due process and equal protection rights, his constitutional right of access to the courts, and his Eighth Amendment right against cruel and unusual punishment. Based on these allegations, Mr. Trujillo filed this § 1983 action in federal district court for the District of New Mexico against various Virginia and New Mexico prison officials.
DISCUSSION
After granting Mr. Trujillo in forma pauperis status, the district court, pursuant to § 1915(e)(2), dismissed without prejudice Mr. Trujillo’s claims against the Virginia defendants for lack of personal jurisdiction and improper venue. It also dismissed with prejudice Mr. Trujillo’s claims against the New Mexico defendants under § 1915(e)(2) and Fed.R.Civ.P. 12(b)(6) for failure to state a claim upon which relief may be granted. We review both dismissals de novo. See Perkins v. [1216] Kan. Dep’t of Corr., 165 F.3d 803, 806 (10th Cir.1999) (holding that a de novo standard governs review of dismissals under § 1915 for failure to state a claim); Fogle, 435 F.3d at 1259 (“[W]here [a] frivolousness determination turns on an issue of law, we review the determination de novo.”).
I. Claims against the Virginia defendants
The district court concluded that 1) it had no jurisdiction over the Virginia defendants because nothing in the complaint indicated any connection between the Virginia defendants and the State of New Mexico such that in personam jurisdiction could be properly exercised, and 2) “venue [was] improper in this district.” The court then correctly noted that, “[u]nder these circumstances, claims against the Virginia Defendants could be severed and transferred to Virginia under 28 U.S.C. § 1406(a) and Fed.R.Civ.P. 12(b)(2) & (3) ... or dismissed.” See Doering ex rel. Barrett v. Copper Mountain, Inc., 259 F.3d 1202, 1209 n. 3 (10th Cir.2001) (“The district court had the authority either to dismiss or transfer the case for improper venue or lack of personal jurisdiction.”). The district court ordered the latter, dismissing without prejudice all of Mr. Trujillo’s claims against the Virginia defendants. We affirm the district court’s jurisdictional decision but vacate and remand its decision to dismiss rather than transfer.
A. Section 1915 sua sponte dismissal
Section 1915 contains no express authorization for a dismissal for lack of personal jurisdiction or venue. See 28 U.S.C. § 1915.4 However, we have previously held that a district court may, in certain limited circumstances, properly dismiss under § 1915 based on an affirmative defense. See Fogle, 435 F.3d at 1258; Fratus v. Deland, 49 F.3d 673, 674-75 (10th Cir.1995). As the Supreme Court has described:
Section 1915(d) [the precursor to § 1915(e) ] is designed largely to discourage the filing of, and waste of judicial and private resources upon, baseless lawsuits that paying litigants generally do not initiate because of the costs of bringing suit and because of the threat of sanctions for bringing vexatious suits under Federal Rule of Civil Procedure 11. To this end, the statute accords judges not only the authority to dismiss a claim based on an indisputably merit-less legal theory, but also the unusual power to pierce the veil of the complaint’s factual allegations and dismiss those claims whose factual contentions are clearly baseless.
Neitzke v. Williams, 490 U.S. 319, 327,109 S.Ct. 1827, 104 L.Ed.2d 338 (1989).5 In [1217] light of these policy considerations, and despite the fact that lack of personal jurisdiction and venue represent defenses that, similar to affirmative defenses, can be waived if not properly raised, see Fed.R.Civ.P. 12(h)(1), we conclude that a district court may, in certain limited circumstances described below, dismiss under § 1915 for lack of personal jurisdiction and for improper venue, as well as for affirmative defenses.
In the context of affirmative defenses, we have cautioned that sua sponte dismissal on such grounds should be “reserved for those extraordinary instances when the claim’s factual backdrop clearly beckons the defense.” Fratus, 49 F.3d at 676. The same caution applies to sua sponte dismissals for lack of personal jurisdiction and improper venue. Accordingly, under § 1915, the district court may consider personal jurisdiction and venue sua sponte “only when the defense is obvious from the face of the complaint and no further factual record is required to be developed.” Fratus, 49 F.3d at 674-75 (quotations, alterations omitted). And the district court may dismiss under § 1915 only if “it is clear that [the plaintiff] can allege no set of facts,” Sanders, 760 F.2d at 871, to support personal jurisdiction or venue.
B. Personal jurisdiction over the Virginia defendants
In determining whether a federal court has personal jurisdiction over a defendant, the court must determine “(1) whether the applicable statute potentially confers jurisdiction by authorizing service of process on the defendant and (2) whether the exercise of jurisdiction comports with due process.” Peay v. BellSouth Med. Assistance Plan, 205 F.3d 1206, 1209 (10th Cir.2000) (quotations omitted). Because 42 U.S.C. § 1983 does not, by itself, confer nationwide service of process or jurisdiction upon federal district courts to adjudicate claims, Fed.R.Civ.P. 4(k)(l)(A) refers us to the New Mexico long-arm statute,6 which is coextensive with constitutional limitations imposed by the Due Process Clause. See Tercero v. Roman Catholic Diocese, 132 N.M. 312, 48 P.3d 50, 54 (N.M.2002). Thus, if jurisdiction is consistent with the Due Process Clause, then New Mexico’s long-arm statute authorizes jurisdiction over a nonresident defendant.
The exercise of jurisdiction over a nonresident defendant comports with due process “ ‘so long as there exist minimum contacts between the defendant and the forum State.’ ” Intercon, Inc. v. Bell Atl. Internet Solutions, Inc., 205 F.3d [1218]*12181244, 1247 (10th Cir.2000) (quoting WorldWide Volkswagen Corp. v. Woodson, 444 U.S. 286, 291, 100 S.Ct. 559, 62 L.Ed.2d 490 (1980)). The minimum contacts necessary for specific personal jurisdiction may be established where “the defendant has ‘purposefully directed’ its activities toward the forum jurisdiction and where the underlying action is based upon activities that arise out of or relate to the defendant’s contacts with the forum.” In re Application to Enforce Administrative Subpoenas Duces Tecum of S.E.C. v. Knowles, 87 F.3d 413, 418 (10th Cir.1996) (quoting Burger King Corp. v. Rudzewicz, 471 U.S. 462, 472, 105 S.Ct. 2174, 85 L.Ed.2d 528 (1985)).7
1. Minimum contacts
Mr. Trujillo was transferred from New Mexico to Virginia pursuant to the Interstate Corrections Compact (ICC),8 which provides for the exchange of inmates between states. The ICC does not, by its terms, give personal jurisdiction to the transferring state over the receiving state’s correctional officers. It also does not evidence contacts by any of the Virginia defendants with the State of New Mexico.9
[1219] The only contacts Mr. Trujillo alleged the Virginia defendants to have with New Mexico are that they received a transferred New Mexico prisoner and implemented New Mexico’s classification and work authorization policies pursuant to the ICC.10 These alleged contacts are very different from those approved by the Supreme Court or this Circuit to support the exercise of specific personal jurisdiction. See, e.g., Burger King, 471 U.S. at 479-80, 105 S.Ct. 2174 (concluding jurisdiction in Florida over the defendants was proper where the defendant, “deliberately reach[ed] out beyond [his home forum] and negotiated with a Florida corporation for the purchase of a long-term franchise and the manifold benefits that would derive from affiliation with a nationwide organization” and entered “a 20-year relationship that envisioned continuing and wide-reaching contacts with Burger King in Florida ”) (quotation omitted; emphasis added); Calder, 465 U.S. at 787 n. 6, 788-90, 104 S.Ct. 1482 (1988) (holding that the defendant’s contacts with California were sufficient to establish minimum contacts because the allegedly libelous publication reported activities in California, most of the harm or “effects” to the plaintiffs reputation and career occurred in California, and the defendant’s intentional tortious actions were “aimed at California ”) (emphasis added); Pro Axess, Inc. v. Orlux Distrib., Inc., 428 F.3d 1270, 1277 (10th Cir.2005) (concluding jurisdiction in Utah over the defendants was proper, in part, because “services necessary for the contract were to be performed in Utah”) (emphasis added); Far W. Capital, Inc. v. Towne, 46 F.3d 1071, 1078, 1079 (10th Cir.1995) (indicating that there is no “per se rule that an allegation of an intentional tort [that has injured a forum resident] creates personal jurisdiction,” instead “a court must undertake a particularized inquiry as to the extent to which the defendant has purposefully availed itself of the benefits of the forum’s laws”).
Although the Court stated in Burger King that the “fair warning requirement [of specific personal jurisdiction] is satisfied if the defendant has purposefully directed his activities at residents of the forum,” 471 U.S. at 472, 105 S.Ct. 2174 (quotation omitted), this oft-quoted statement does not stand for the proposition that any contact with a resident of a forum is sufficient to establish minimum contacts with that forum. Instead, “it is essential in each case that there be some act by which the defendant purposefully avails itself of the privilege of conducting activities within the forum State, thus invoking the benefits and protections of its laws.” Id. at 475, 105 S.Ct. 2174 (quoting Hanson v. Denckla, 357 U.S. 235, 253, 78 S.Ct. 1228, 2 L.Ed.2d 1283 (1958)) (empha[1220] sis added); see also Shaffer v. Heitner, 433 U.S. 186, 204, 97 S.Ct. 2569, 53 L.Ed.2d 683 (1977) (“[T]he relationship among the defendant, the forum, and the litigation [is] the central concern of the inquiry into personal jurisdiction.”); Institutional Food Marketing Assocs., Ltd. v. Golden State Strawberries, Inc., 747 F.2d 448, 456 (8th Cir.1984) (“[I]t is the defendant’s contacts with the forum state that are of interest in determining whether personal jurisdiction exists, not its contacts with a resident of the forum.”) (emphasis added). Thus, “[t]he constitutional touchstone remains whether the defendant purposefully established ‘minimum contacts’ in the forum. ” Burger King, 471 U.S. at 474, 105 S.Ct. 2174 (citing Int’l Shoe Co. v. Washington, 326 U.S. 310, 316, 66 S.Ct. 154, 90 L.Ed. 95 (1945)) (emphasis added).
Even if the Virginia defendants in their official capacities had some responsibility for the ICC’s fulfillment and operation,11 Mr. Trujillo does not allege, nor do we believe he could allege, that the Virginia defendants took some act by which they “purposefully availfed] [themselves] of the privilege of conducting activities within [New Mexico].” Hanson, 357 U.S. at 253, 78 S.Ct. 1228; see also Intera Corp. v. Henderson, 428 F.3d 605, 618 (6th Cir.2005) (holding that Tennessee lacked personal jurisdiction over the defendants, because “[e]ven accepting as true [plaintiffs’ contention that the implementation of the license agreement between [them] and [the defendants’ employer] required [the defendants’] officers and representatives to have ‘substantial and regular’ contact with [the plaintiffs], [plaintiffs do not assert facts tending to show that [the defendants] had such contact with [the plaintiffs] in Tennessee.”) (emphasis added), cert. denied, - U.S. -, 126 S.Ct. 1782, 164 L.Ed.2d 518 (2006). All relevant conduct by the Virginia defendants occurred in Virginia, without any indication that their acts were either “aimed at” or “ha[d] effect in” New Mexico. Calder, 465 U.S. at 787, 789, 104 S.Ct. 1482; Pebble Beach Co. v. Caddy, 453 F.3d 1151, 1156 (9th Cir.2006) (holding that an intentional foreign act that is both “expressly aimed at the forum state” and “caused harm, the brunt of which is suffered and which the defendant knows is likely to be suffered in the forum state” satisfies specific jurisdiction analysis) (quotation omitted). Thus, the “quantity and quality” of contacts necessary to permit the New Mexico district court to assert personal jurisdiction over the Virginia defendants in compliance with due process [1221] are not present in this case. OMI Holdings, Inc. v. Royal Ins. Co., 149 F.3d 1086, 1092 (10th Cir.1998); see also Pro Axess, 428 F.3d at 1278 n. 5. Nothing about the Virginia defendants’ “conduct and connection with the forum State [of New Mexico],” if any such connection exists at all, suggests that the Virginia defendants “should reasonably [have] anticipate[d] being haled into court [in New Mexico].” World-Wide Volkswagen, 444 U.S. at 297, 100 S.Ct. 559. We therefore hold that the Virginia defendants lack sufficient contacts with New Mexico to permit a New Mexico court to exercise personal jurisdiction over them.12
2. Traditional notions of fair play and substantial justice
Even assuming sufficient minimum contacts existed, we would still need to decide whether the assertion of personal jurisdiction over the Virginia defendants “comport[s] with ‘fair play and substantial justice.’ ” Equifax Servs., Inc. v. Hitz, 905 F.2d 1355, 1359 (10th Cir.1990) (quoting Burger King, 471 U.S. at 476, 105 S.Ct. 2174); see also OMI, 149 F.3d at 1095 (concluding that the minimum contacts standard was satisfied, but holding that exercising personal jurisdiction would offend fair play and substantial justice). In determining whether a court’s exercise of personal jurisdiction is “ ‘reasonable’ in light of the circumstances surrounding the case,” OMI, 149 F.3d at 1091, we look to the following factors:
(1) the burden on the defendant, (2) the forum state’s interest in resolving the dispute, (3) the plaintiffs interest in receiving convenient and effective relief, (4) the interstate judicial system’s interest in obtaining the most efficient resolution of controversies, and (5) the shared interest of the several states in furthering fundamental social policies.
Pro Axess, 428 F.3d at 1279-80 (quotations omitted). “[T]he weaker the plaintiffs showing on minimum contacts, the less a defendant need show in terms of unreasonableness to defeat jurisdiction.” Id. at 1280 (quotations and alteration omitted). Even if we got past the minimum contacts analysis, the balance of these factors in this case ultimately weighs against allowing New Mexico to exercise personal jurisdiction over the Virginia defendants.
New Mexico may have a substantial and legitimate interest in adjudicating a claim of its own prisoner. See OMI, 149 F.3d at 1096 (“States have an important interest in providing a forum in which their residents can seek redress for injuries caused by out-of-state actors.”). However, Virginia has an equally strong, if not greater, interest in how its prisons are run. Additionally, Virginia has many, if not all, of the witnesses regarding prison conditions at WR.SP and possibly regarding Mr. Trujillo’s classification.
Furthermore, we see no particular reason to believe that due process requires Mr. Trujillo to be able to file his suit in a single forum in order to receive convenient [1222] and effective relief. To the extent that Mr. Trujillo must file separate lawsuits in two forums,13 the New Mexico defendants will be held accountable for their conduct in New Mexico, and the Virginia defendants will be held accountable for their conduct in Virginia. Cf. Garcia v. Lemaster, 439 F.3d 1215, 1217-18 (10th Cir.2006) (holding that a New Mexico inmate housed in California pursuant to the ICC was required to bring in California his civil rights suit concerning his incarceration in California and the actions taken by prison officials in California).
In short, we conclude both that the Virginia defendants lack sufficient minimum contacts with New Mexico and that allowing a New Mexico court to exercise jurisdiction over the Virginia defendants would offend “traditional conceptions of fair play and substantial justice.” Burger King, 471 U.S. at 464, 105 S.Ct. 2174 (quotations, alterations omitted).14
C. Federal transfer statutes
A court may sua sponte cure jurisdictional and venue defects by transferring a suit under the federal transfer statutes, 28 U.S.C. §§ 1406(a) and 1631, when it is in the interests of justice.15 Although both § 1406(a) and § 1631 contain the word “shall,” we have interpreted the phrase “if it is in the interest of justice” to grant the district court discretion in making a decision to transfer an action or [1223] instead to dismiss the action without prejudice. See United States v. Botefuhr, 309 F.3d 1263, 1274 n. 8 (10th Cir.2002). We therefore review the district court’s dismissal without prejudice of Mr. Trujillo’s claims against the Virginia defendants for lack of personal jurisdiction for an abuse of discretion. See Cimon v. Gaffney, 401 F.3d 1, 6 (1st Cir.2005); Paul v. I.N.S., 348 F.3d 43, 46-47 (2d Cir.2003); Taylor v. Social Sec. Admin., 842 F.2d 232, 233 (9th Cir.1988); Hill v. United States Air Force, 795 F.2d 1067, 1070 (D.C.Cir.1986).
While the court noted that it had discretion under § 1406(a) to transfer or dismiss Mi\ Trujillo’s claims against the Virginia defendants for lack of venue, we have directed that, after the enactment of § 1631, where the court determines that it lacks jurisdiction and the interests of justice require transfer rather than dismissal, “[t]he correct course ... [is] to transfer the action pursuant to [§ 1631].” Ross, 822 F.2d at 1527. There is no indication that the district court actually evaluated the possibility of transferring Mr. Trujillo’s claims under § 1631, and it provided no reasons for dismissing rather than transferring pursuant to § 1406(a). Where, as here, “[a] district court ... does not exercise its discretion, or makes a decision without providing reasons, [it] abuses that discretion.” ARW Exploration Corp. v. Aguirre, 45 F.3d 1455, 1459 (10th Cir.1995). Accordingly, we remand the issue to the district court for a determination of whether Mr. Trujillo’s claims against the Virginia defendants should be transferred rather than dismissed without prejudice pursuant to the federal transfer statutes.16
II. Claims against the New Mexico defendants
Remaining, then, are Mr. Trujillo’s claims for monetary and injunctive relief against the New Mexico defendants in their official and personal capacities. Although the district court did not address the issue of sovereign immunity, § 1915 provides that “the court shall dismiss the case at any time if the court determines that ... the action or appeal ... seeks monetary relief against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(b)(iii) (emphasis added). We therefore address this issue before turning to the merits of Mr. Trujillo’s claims against the New Mexico defendants.
A. Sovereign immunity
In addition to seeking official capacity equitable relief, Mr. Trujillo also requests that “NMDC officials be ordered to compensate plaintiff $100 a day for every day he was held in segregation illegally without due process.” “A claim for retroactive monetary reimbursement asserted against state officials,” such as the New Mexico defendants, “in their official capacities constitutes a suit for monetary damages against the state” and is barred by sovereign immunity. Johns v. Stewart, 57 F.3d 1544, 1553-54 (10th Cir.1995); see also Edelman v. Jordan, 415 U.S. 651, 663, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974).
Congress may abrogate the states’ sovereign immunity through a legitimate exercise of its Section 5 power to enforce the Fourteenth Amendment. See MCI Telecomm. Corp. v. Pub. Serv. [1224] Comm’n, 216 F.3d 929, 935 (10th Cir.2000). However, the Supreme Court has held that § 1983 does not abrogate state sovereign immunity. Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989). Furthermore, we hold that neither Virginia nor New Mexico waived its sovereign immunity simply by adopting the ICC. See Ali, 278 F.3d at 6-7. As the D.C. Circuit noted in Ali, the only conceivable waiver language in the ICC is a provision that suggests that the compact creates rights enforceable by individual inmates: “The fact of confinement in a receiving state shall not deprive any inmate so confined of any legal rights which said inmate would have had if confined in an appropriate institution of the sending state.” N.M. Stat. § 31-5-17, art. 4(E); Va.Code Ann. § 53.1-216, art. IV(e); see also Ali, 278 F.3d at 7. The compact, however, says nothing about how such rights—assuming they exist—may be enforced. See N.M. Stat. § 31-5-17, art. 4(E); Va.Code Ann. § 53.1-216, art. IV(e); see also Ali, 278 F.3d at 7. A “reasonable construction” would “suggest that Virginia intended inmates to vindicate any rights through the traditional methods of either prospective injunctive relief ... or damage suits against [defendants] in them personal capacities, neither of which requires waiver of sovereign immunity.” Ali, 278 F.3d at 7 (citations, quotation omitted); see also Alden v. Maine, 527 U.S. 706, 732, 119 S.Ct. 2240, 144 L.Ed.2d 636 (1999) (distinguishing between the existence of a legal right under federal law and the “implementation of the law in a manner consistent with the constitutional sovereignty of the States”).
We therefore conclude that sovereign immunity bars Mr. Trujillo’s claims against the New Mexico defendants to the extent that Mr. Trujillo seeks damages from these defendants in their official capacities. Accordingly, we affirm the district court’s dismissal of these claims with prejudice pursuant to § 1915 on this basis.
B. Merits of Mr. Trujillo’s remaining claims against the New Mexico defendants
Remaining, then, are Mr. Trujillo’s claims against the New Mexico defendants in their official capacities for injunctive relief only, and his claims against the New Mexico defendants in their personal capacities for money damages. Liberally construing Mr. Trujillo’s pro se complaint, Price v. Philpot, 420 F.3d 1158, 1162 (10th Cir.2005), we read it to allege against these remaining defendants 1) a Fourteenth Amendment due process and equal protection claim; 2) a denial of the constitutional right of access to the courts claim; and 3) an Eighth Amendment nutritionally inadequate diet claim. The district court determined that no relief could be granted on any of these claims and dismissed them with prejudice pursuant to § 1915(e)(2) and Fed.R.Civ.P. 12(b)(6).
A district court may dismiss under § 1915 for failure to state a claim if “it is ‘patently obvious’ that the plaintiff could not prevail on the facts alleged, and allowing him an opportunity to amend his complaint would be futile.” Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir.1991) (quotations omitted). “In determining whether dismissal is proper, we must accept the allegations of the complaint as true and we must construe those allegations, and any reasonable inferences that might be drawn from them, in the light most favorable to the plaintiff.” Perkins, 165 F.3d at 806. Ultimately, we affirm in part, reverse in part, and remand.
[1225]*12251. Eighth Amendment and Fourteenth Amendment claims arising from Mr. Trujillo’s classification into segregation
Mr. Trujillo claims that his classification violated his Eighth Amendment right to be free from cruel and unusual punishment and his Fourteenth Amendment right to procedural due process. The district court construed Mr. Trujillo’s complaint as alleging “improper classification” and held that it faded to state a claim for these constitutional violations because “[Mr. Trujillo] has no due process right to a particular classification.”
The district court is correct that “[classification of [a] plaintiff into ... segregation does not involve deprivation of a liberty interest independently protected by the Due Process Clause.” Bailey v. Shillinger, 828 F.2d 651, 652 (10th Cir.1987) (citing Hewitt v. Helms, 459 U.S. 460, 468, 108 S.Ct. 864, 74 L.Ed.2d 675 (1983)). But prison conditions that “impose[ ] atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life” may create a liberty interest protected by the Due Process Clause. Sandin v. Conner, 515 U.S. 472, 484, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995); see also Talley v. Hesse, 91 F.3d 1411, 1413 (10th Cir.1996).
Thus, we have held that a district court errs in sua sponte dismissing a prisoner’s due process claim under § 1915 if it does not have sufficient evidence before it to “fully address both the duration and degree of the plaintiffs restrictions as compared with other inmates.” See Perkins, 165 F.3d at 809; Gaines, 292 F.3d at 1225-26 (declaring it inappropriate to dismiss a prisoner’s due process claim without the benefit of evidence showing that the defendant’s “segregation mirrors those conditions imposed upon [other] inmates”); cf. Sandin, 515 U.S. at 486, 115 S.Ct. 2293 (“Based on a comparison between inmates inside and outside disciplinary segregation, the State’s actions in placing [the prisoner] there for 30 days did not work a major disruption in his environment.”).
Here, the district court determined that Mr. Trujillo failed to state a due process claim despite the lack of any evidence addressing whether Mr. Trujillo’s confinement was atypical and significant when compared to conditions imposed on other prisoners. Mr. Trujillo’s complaint specifically alleges that he spent over 750 days in segregation and that other inmates remain in segregation for the most serious offenses for only 180 days. Where, as here, the prisoner is subjected to a lengthy period of segregation, the duration of that confinement may itself be atypical and significant. See Gaines, 292 F.3d at 1226 (directing the district court on remand to determine whether the 75-day duration of plaintiffs confinement in segregation is itself atypical and significant); Perkins, 165 F.3d at 809 (requiring the district court to have before it evidence that “fully address[es] both the duration and degree of plaintiffs restrictions as compared with other inmates” before it may sua sponte dismiss a prisoner’s due process claim) (emphasis added); see also Colon v. Howard, 215 F.3d 227, 231-32 (2d Cir.2000) (recognizing that “the duration of [segregation] is a distinct factor bearing on atyp-icality and must be carefully considered” and concluding that 305 days in such confinement is atypical and significant).
We therefore reverse the dismissal of Mr. Trujillo’s due process claim against the New Mexico defendants and remand to allow the district court to conduct the required evidentiary analysis.17
[1226]*12262. Denial of constitutional right of access to the courts
Mr. Trujillo’s “constitutional right of access to the courts is clearly-established.” See Treff v. Galetka, 74 F.3d 191, 194 (10th Cir.1996). To state a claim for denial of such a right, Mr. Trujillo “must show that any denial or delay of access to the court prejudiced him in pursuing litigation.” Id.; see also Lewis v. Casey, 518 U.S. 343, 351, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996) (requiring that “the alleged shortcomings in the library” actually hinder a prisoner’s “efforts to pursue a legal claim”).
In the context of a plaintiff serving time in an out-of-state prison system pursuant to the ICC, “the general rule imposes upon the sending state authorities the responsibility for ensuring their prisoners incarcerated in sister state facilities are afforded access to state courts.” Clayton v. Tansy, 26 F.3d 980, 982 (10th Cir.1993). Here, New Mexico as the sending state bears the “burden of providing the required state legal materials.” Id.
The district court -construed Mr. Trujillo’s complaint as alleging only “delays in obtaining certain New Mexico legal materials from New Mexico” and dismissed his denial of access to the courts claim because “the Constitution does not ensure the access requested by Plaintiff’ and because “Plaintiff does not allege any active interference with his preparation and filing of papers.” See Lewis, 518 U.S. at 351, 116 S.Ct. 2174 (describing that a prisoner does not have “an abstract, freestanding right to a law library or legal assistance” and therefore “cannot establish relevant actual injury simply by establishing that his prison’s law library or legal assistance program is subpar in some theoretical sense”). The district court misconstrued Mr. Trujillo’s complaint and therefore erred in concluding that he had not stated a cognizable § 1983 claim for denial of access to the courts against the New Mexico defendants.
Mr. Trujillo actually alleges that the New Mexico defendants violated his right of access to the courts in two ways. First, as the district court noted, he complains that it takes an average of eighteen days for him to receive requested material. He also alleges, however, that he is expected to know exactly what he needs without any knowledge of what materials might be available to him. This second allegation— an “exact cite” system—may state a viable claim of denial of access to the courts. See Clayton, 26 F.3d at 982 (remanding to the trial court with instruction to determine whether the exact cite paging system resulted in a denial of the right of access to the courts).
Furthermore, Mr. Trujillo alleged a “relevant actual injury.” See Lewis, 518 U.S. at 351, 116 S.Ct. 2174. Specifically, he claims that he suffered actual injury because the defendants’ actions prevented him from filing a state habeas corpus petition and from challenging the NMCD’s ex [1227] post facto changing of his sentence. See id. at 356, 116 S.Ct. 2174 (“The tools [the guarantee of access to the courts] requires to be provided are those that the inmates need in order to attack their sentences, directly or collaterally, and in order to challenge the conditions of their confinement.”).
In McBride v. Deer, 240 F.3d 1287 (10th Cir.2001), we held that conclusory allegations were insufficient because, for example, the plaintiff
did not describe sufficiently the legal materials he was seeking, see Petrick v. Maynard, 11 F.3d 991, 995 (10th Cir.1993) (noting that “a prisoner must do more than make a mere conclusory allegation of need for unspecified or unlimited materials”); he did not clarify that the [prison] library and its resources were inadequate for his needs, see id. (noting that the library and its resources were “inadequate” for the plaintiffs “legitimate queries”); and he did not explain that his legal claim was nonfrivo-lous. See Penrod v. Zavaras, 94 F.3d 1399, 1403 (10th Cir.1996) (holding that the “[p]laintiff failed to allege that the library restrictions placed on unassigned prisoners hindered his effort to pursue a nonfrivolous legal claim”).
Id. at 1290. Unlike the plaintiff in McBride, however, Mr. Trujillo specifically alleged that he was seeking New Mexico legal materials relevant to challenge his sentence collaterally and clarified that New Mexico’s exact cite system left him with inadequate materials to pursue such litigation.
Admittedly, he did not specifically explain that his legal claim was nonfrivo-lous—a factor that supported the court’s dismissal in McBride, 240 F.3d at 1288, 1290 (failure to state a claim), and Penrod, 94 F.3d at 1402-03 (summary judgment). But a pro se plaintiff, like Mr. Trujillo, “whose factual allegations are close to stating a claim but are missing some important element that may not have occurred to him, should be allowed to amend his complaint.” Hall, 935 F.2d at 1110. We therefore conclude that the district court improperly dismissed Mr. Trujillo’s § 1983 denial of access to courts claim against the New Mexico defendants.
3. Eighth Amendment claim for nutritionally inadequate diet
Prison officials must ensure “inmates receive the basic necessities of [nutritionally] adequate food .... ” Barney, 143 F.3d at 1310 (citing Farmer v. Brennan, 511 U.S. 825, 832-33, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994)); see also Thompson v. Gibson, 289 F.3d 1218, 1222 (10th Cir.2002). “A substantial deprivation of food may be sufficiently serious to state a conditions of confinement claim under the Eighth Amendment,” Thompson, 289 F.3d at 1222, where the prison officials demonstrated “deliberate indifference,” Estelle v. Gamble, 429 U.S. 97, 105, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976). See also Helling v. McKinney, 509 U.S. 25, 35, 113 S.Ct. 2475, 125 L.Ed.2d 22 (1993).
Mr. Trujillo “may have a valid § 1983 claim; however, if he does it should be pursued against the proper defendant in a court of proper [jurisdiction and] venue.” Clayton, 26 F.3d at 982. In order for liability to arise under § 1983, a defendant’s direct personal responsibility for the claimed deprivation of a constitutional right must be established. See Olson v. Stotts, 9 F.3d 1475, 1477 (10th Cir.1993) (affirming district court’s dismissal where “plaintiff failed to allege personal participation of the defendants”); Coleman v. Turpen, 697 F.2d 1341, 1346 n. 7 (10th Cir.1982) (noting defendants cannot be liable under § 1983 unless personally involved in the deprivation). Nothing in Mr. Trujillo’s complaint indicates any personal [1228] participation by the New Mexico defendants in determining the amount of food Mr. Trujillo received at the Virginia prison.
To the contrary, in his complaint, Mr. Trujillo indicates that in response to his request to review his classification, VDOC informed him that “New Mexico has authorized the adaptation of all policies and procedures adopted by the VDOC for those inmates housed in Virginia,” except matters relating to classification. Furthermore, even if the Virginia defendants acted as agents for the NMDC, see N.M. Stat. § 31-5-17, art. 4(A) (“[T]he receiving state [is] to act ... solely as agent for the sending state.”); Va.Code Ann. § 53.1-216, art. IV(a) (same), recovery under § 1983 against the New Mexico defendants cannot be imposed vicariously on a theory of respondeat superior. See Mitchell v. Maynard, 80 F.3d 1433, 1441 (10th Cir.1996) (noting that there is no respondeat superior liability under § 1983).
We therefore affirm the district court’s dismissal of this claim against the New Mexico defendants.
4. Equal Protection claim
Mr. Trujillo also alleges that he has been denied equal protection because he has been treated differently than all other prisoners. Specifically, he claims that NMCD informed WRSP not to allow Mr. Trujillo to work because he was a New Mexico prisoner.18 To the extent that Mr. Trujillo is attempting to allege an equal protection violation against the New Mexico defendants based on this instruction from NMCD, we will allow him a chance on remand to amend his allegations, which are currently insufficient to state a cognizable equal protection claim.19
“Equal protection is essentially a direction that all persons similarly situated should be treated alike.” Grace United Methodist Church v. City Of Cheyenne, 451 F.3d 643, 659 (10th Cir.2006) (emphasis added; quotation omitted). Thus, on remand, Mr. Trujillo must state exactly to which group he believes he is similarly situated. For example, he must state whether the New Mexico defendants, by instructing WRSP not to allow Mr. Trujillo to work, treated him differently than 1) other New Mexico inmates transferred to out-of-state prisons or 2) all New Mexico inmates, such that it is the treatment of the class of transferred inmates that cannot be justified.
Either way, because Mr. Trujillo “does not claim that the defendants treated him differently because of any suspect classification,” to prevail on his equal protection claim he would have to prove that “the distinction between himself and other inmates was not reasonably related to some legitimate penological purpose.” Templeman v. Gunter, 16 F.3d 367, 371 (10th Cir.1994). Although we note that this is a heavy burden, we believe that Mr. Trujillo deserves an opportunity to amend his complaint to allege facts sufficient to “overcome a presumption of government rationality.” Brown v. Zavaras, 63 F.3d 967, 971 (10th Cir.1995).
CONCLUSION
With regard to the Virginia defendants, we AFFIRM the district court’s conclusion [1229] that New Mexico lacks personal jurisdiction over the Virginia defendants and REMAND to the district court for a determination of whether Mr. Trujillo’s claims against the Virginia defendants should be transferred rather than dismissed without prejudice pursuant to the federal transfer statutes. With regard to the New Mexico defendants, we AFFIRM the district court’s dismissal with prejudice of all Mr. Trujillo’s money damage claims against the New Mexico defendants in their official capacities; REVERSE and REMAND the district court’s dismissal of Mr. Trujillo’s remaining Fourteenth Amendment due process and equal protection claims and denial of access to the courts claim; and AFFIRM the district court’s dismissal with prejudice of Mr. Trujillo’s Eighth Amendment claim for nutritionally inadequate diet. We GRANT Mr. Trujillo’s motion to proceed on appeal in forma pauperis, but we remind him that he is obligated to make partial payments until the entire fee has been paid.
Footnotes
465 F.3d 1210 (Trujillo v. Williams) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.