Treacy v. Newdunn Associates, LLP

344 F.3d 407, 2003 WL 22093616
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 10, 2003
Docket02-1480, 02-1594
StatusPublished
Cited by4 cases

This text of 344 F.3d 407 (Treacy v. Newdunn Associates, LLP) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Treacy v. Newdunn Associates, LLP, 344 F.3d 407, 2003 WL 22093616 (4th Cir. 2003).

Opinion

Reversed and remanded by published opinion. Judge GREGORY wrote the opinion, in which Judge SHEDD and Senior Judge BEAM joined.

OPINION

GREGORY, Circuit Judge:

During the summer of 2001, without obtaining a permit from the Army Corps of Engineers (the “Corps”) or the Virginia State Water Control Board (the “Board”), Newdunn Associates, Orion Associates, and Northwest Contractors (collectively “Newdunn”) began ditching and draining wetlands on a forty-three-acre property near Newport News, Virginia (the “New-dunn Property”). Pursuant to its authority under the Clean Water Act (“CWA” or the “Act”), the Corps brought a civil enforcement action in federal district court. The Board initiated its own enforcement action in state court, premised on the Virginia Nontidal Wetlands Resources Act of 2000 (the “Virginia Act”). Newdunn removed the state action to federal court, and- the two cases were consolidated. After a five-day bench trial, the district court ruled for Newdunn in both cases, finding that the Corps lacked jurisdiction over wetlands on the Newdunn Property under the Clean Water Act, and that the jurisdictional reach of Virginia law was merely coextensive with federal law. For the reasons stated below, we reverse.

I.

In 1978, Newdunn Associates purchased forty-three acres of land located in Newport News, Virginia. It is undisputed that approximately thirty-eight acres of the Newdunn Property (the “Newdunn Wetlands”) were “wetlands,” as that term is defined by the Corps in its CWA regulations. 33 C.F.R. § 328.3(b) (2002) (defining “wetlands” as “those areas that are inundated or saturated by surface or ground water at a frequency and duration sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions”). Historically, before the construction of Interstate 64 (“1-64”), the wetlands on the Newdunn Property had a natural hydrologic connection to Stony Run, which is a navigable waterway-in-fact. Presently, the New-dunn Wetlands remain connected to the *410 navigable waters of Stony Run by the intermittent flow of surface water through approximately 2.4 miles of natural streams and manmade ditches (paralleling and crossing under 1-64). Silt-laden waters from the Newdunn Wetlands merge with clear water flowing south of the manmade ditch on the west side of 1-64.

In May of 2001, following the Supreme Court’s ruling in Solid Waste Agency of N. Cook County (“SWANCC”) v. United States, 531 U.S. 159, 167, 121 S.Ct. 675, 148 L.Ed.2d 576 (2001), which struck down the Corps’ attempted exercise of jurisdiction under its Migratory Bird Rule, New-dunn informed the Corps that it believed the Corps lacked jurisdiction over the Newdunn Property, and began filling the Newdunn Wetlands without a permit. Newdunn argued that there were no “jurisdictional” wetlands on the property, even though the property contained “scientific” wetlands. The Corps disagreed with Newdunn’s interpretation of SWANCC, and on July 6, 2001, attempted to assert jurisdiction over wetlands on the Newdunn Property by commencing an enforcement action in federal district court, alleging violations of sections 801 and 404 of the Clean Water Act.

Based on the same activities, and pursuant to Virginia state law, the Board issued an Emergency Special Order (“ESO”), mandating that Newdunn cease stumping and grading on its property. Va.Code. Ann. § 62.1-44.15(8b). Newdunn ignored the ESO, and as a result, on August 7, 2001, the Board filed a civil enforcement action in state court, alleging violations of Va.Code Ann. §§ 62.1-44.5, 62.1-44.14, 62.1-44.15, 62.1-44.15:5, 62.1-44.23, and 62.1-44.32 (2001). Newdunn removed the Board’s action to federal court. The Board, claiming that the district court was without jurisdiction to consider its case, filed a motion to remand. The court denied the Board’s motion, and the Corps’ and the Commonwealth’s cases were consolidated for a five-day bench trial in March of 2002.

As to the federal suit, the district court held that the Corps’ wetlands regulations were invalid because they exceeded Congress’ grant of authority to the Corps under the Clean Water Act. On the state suit, the court ruled that the Commonwealth “has been unable to show that the Virginia Legislature has, at this time, granted regulatory authority independently of the Corps’ jurisdiction.” Accordingly, the district court determined that the Commonwealth lacked jurisdiction over the New-dunn Wetlands, since its authority was presumably coextensive with the Corps’. This consolidated appeal followed.

II.

We review de novo both the district court’s statutory interpretation of the Clean Water Act, Hughes River Watershed Conservancy v. Glickman, 81 F.3d 437, 448 (4th Cir.1996), and the district court’s conclusion that it had subject matter jurisdiction over the Commonwealth’s enforcement action, In re Celotex Corp,, 124 F.3d 619, 625 (4th Cir.1997). We review any factual findings of the district court for clear error. Virginia Vermiculite, Ltd. v. Historic Green Springs, Inc., 307 F.3d 277, 284 (4th Cir.2002).

III.

A.

Before reaching the merits of either case, we must first determine whether we have jurisdiction over the Board’s enforcement action premised on Virginia law. In cases where state law creates the cause of action, federal question jurisdiction is “unavailable unless it appears that some substantial, disputed question of federal *411 law is a necessary element of one of the well-pleaded state claims.” Franchise Tax Bd. v. Constr. Laborers Vacation Trust, 463 U.S. 1, 13, 103 S.Ct. 2841, 77 L.Ed.2d 420 (1983) (emphasis added). For a federal issue to be both a necessary and disputed element, “the vindication of a right under state law [must] necessarily turn[ ] on some construction of federal law.” Id. at 9, 103 S.Ct. 2841 (emphasis added).

In the present ease, the district court noted that both the Virginia state statute and the Corps’ federal regulations define “wetlands” as “those areas that are inundated or saturated by surface or groundwater at a frequency and duration sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions.” 33 C.F.R. § 328.3(b); Va.Code Ann. § 62.1-44.3. Based on this shared scientific definition, 1

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Bluebook (online)
344 F.3d 407, 2003 WL 22093616, Counsel Stack Legal Research, https://law.counselstack.com/opinion/treacy-v-newdunn-associates-llp-ca4-2003.