Tony Evers v. Howard Marklein
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Opinion
2024 WI 31
SUPREME COURT OF WISCONSIN CASE NO.: 2023AP2020-OA
COMPLETE TITLE: Tony Evers Governor of Wisconsin, Department of Natural Resources, Board of Regents of the University of Wisconsin System, Department of Safety and Professional Services and Marriage and Family Therapy Board Professional Counseling and Social Work Examining Board, Petitioners, Gathering Waters, Inc., Intervenor-Petitioner, v. Senator Howard Marklein, Representative Mark Born in their official capacities as chairs of the joint committee on finance, Senator Chris Kapenga, Representative Robin Vos in their official capacities as chairs of the joint committee on employment relations, Senator Steve Nass and Representative Adam Neylon in their official capacities as co-chairs of the joint committee for review of administrative rules, Respondents, Wisconsin Legislature, Intervenor-Respondent.
ORIGINAL ACTION
OPINION FILED: July 5, 2024 SUBMITTED ON BRIEFS: ORAL ARGUMENT: April 17, 2024
SOURCE OF APPEAL: COURT: COUNTY: JUDGE:
JUSTICES: REBECCA GRASSL BRADLEY, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, DALLET, HAGEDORN, KAROFSKY, and PROTASWIECZ, JJ., joined. ANN WALSH BRADLEY, J., filed a concurring opinion, in which DALLET and PROTASWIECZ, JJ., joined. REBECCA GRASSL BRADLEY, J., filed a concurring opinion. DALLET, J., filed a concurring opinion, in which ANN WALSH BRADLEY, KAROFSKY, and PROTASWIECZ, JJ., joined. ZIEGLER, C.J., filed a dissenting opinion. NOT PARTICIPATING:
ATTORNEYS:
For the petitioners, there were briefs filed by Charlotte Gibson, assistant attorney general, Colin T. Roth, assistant attorney general, with whom on the brief was Joshua L. Kaul, attorney general. There was an oral argument by Colin T. Roth, assistant attorney general.
For the intervenor-petitioner, there were briefs filed by Erin K. Deeley, Jeffrey A. Mandell, Rachel E. Snyder, Carly Gerads, and Stafford Rosenbaum LLP, Madison. There was an oral argument by Erin K. Deeley.
For the respondents and intervenor-respondent, there was a brief filed by Misha Tseytlin, Sean T.H. Dutton, Kevin M. LeRoy, and Troutman Pepper Hamilton Sanders LLP, Chicago, IL. There was an oral argument by Misha Tseytlin.
An amicus curiae brief was filed by Evan Feinauer, Brett Korte, David Tipson, and Clean Wisconsin, Madison, on behalf of Clean Wisconsin.
An amicus curiae brief was filed by Chris Donahoe, Daniel S. Lenz, T.R. Edwards, and Law Forward, Inc., Madison, on behalf of Former Wisconsin Judges.
2 An amicus curiae brief was filed by Tony Wilkin Gibart, Robert D. Lee, and Midwest Environmental Advocates, Madison, on behalf of Save our Water and Wisconsin Conservation Voters.
An amicus curiae brief was filed by Bryna Godar, Miriam Seifter, and State Democracy Research Initiative, University of Wisconsin Law School, Madison, on behalf of Legal Scholars.
An amicus curiae brief was filed by Richard M. Esenberg, Lucas T. Vebber, Skylar Croy, and Wisconsin Institute for Law & Liberty, Inc., Milwaukee, on behalf of Wisconsin Institute for Law & Liberty, Inc.
3 2024 WI 31 NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. No. 2023AP2020-OA
STATE OF WISCONSIN : IN SUPREME COURT
Tony Evers Governor of Wisconsin, Department of Natural Resources, Board of Regents of the University of Wisconsin System, Department of Safety and Professional Services and Marriage and Family Therapy Board Professional Counseling and Social Work Examining Board,
Petitioners,
Gathering Waters, Inc.,
Intervenor-Petitioner,
v. FILED Senator Howard Marklein, Representative Mark JUL 5, 2024 Born in their official capacities as chairs of the joint committee on finance, Senator Chris Samuel A. Christensen Kapenga, Representative Robin Vos in their Clerk of Supreme Court official capacities as chairs of the joint committee on employment relations, Senator Steve Nass and Representative Adam Neylon in their official capacities as co-chairs of the joint committee for review of administrative rules,
Respondents,
Wisconsin Legislature,
Intervenor-Respondent. REBECCA GRASSL BRADLEY, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, DALLET, HAGEDORN, KAROFSKY, and PROTASWIECZ, JJ., joined. ANN WALSH BRADLEY, J., filed a concurring opinion, in which DALLET and PROTASWIECZ, JJ., joined. REBECCA GRASSL BRADLEY, J., filed a concurring opinion. DALLET, J., filed a concurring opinion, in which ANN WALSH BRADLEY, KAROFSKY, and PROTASWIECZ, JJ., joined. ZIEGLER, C.J., filed a dissenting opinion.
ORIGINAL ACTION. Rights declared.
¶1 REBECCA GRASSL BRADLEY, J. The Wisconsin Constitution
vests each of the three branches of government with separate and
distinct powers. When one branch challenges the exercise of power
by another, the judiciary must ensure constitutional boundaries
have not been breached. Safeguarding the structural separation of
powers prevents one branch from encroaching upon or seizing the
powers of another, averting "'a gradual concentration of the
several powers in the same department.'" Gabler v. Crime Victims
Rts. Bd., 2017 WI 67, ¶7, 376 Wis. 2d 147, 897 N.W.2d 384 (quoting The Federalist No. 51, at 318-19 (James Madison) (Clinton Rossiter
ed., 1961)). The "preservation of liberty requires that the three
great departments of power should be separate and distinct." The
Federalist No. 47, at 324 (James Madison) (J. Cooke ed., 1961).
¶2 In this case, the petitioners1 claim the legislature has
impermissibly intruded upon the executive branch's core power to
1 This original action was brought by the attorney general on behalf of Governor Tony Evers, the Department of Natural Resources ("DNR"), the Board of Regents for the University of Wisconsin, the
2 No. 2023AP2020-OA
execute the law by authorizing a legislative committee to halt
expenditures for land conservation measures after the legislature
already appropriated the money through the budget process. The
legislative respondents2 defend the statutes based on the
legislature's interest in overseeing the executive branch's
expenditure of state funds. We hold that Wis. Stat. §§ 23.0917(6m)
and 23.0917(8)(g)3. (2021-22)3 unconstitutionally authorize the
legislative branch to arrogate and impede the executive's core
power to execute the law, violating the separation of powers
structurally enshrined in our constitution.
I. BACKGROUND
¶3 In 1989, the legislature created the Knowles-Nelson
Stewardship Program ("the Program") "to acquire land to expand
nature-based outdoor recreational opportunities and protect
environmentally sensitive areas." Eric Helper, Warren Knowles-
Gaylord Nelson Stewardship Program, Wis. Legis. Fiscal Bureau,
Informational Paper #66, 1 (Jan. 2023); 1989 Wis. Act 31, § 650fq.
The Program allows the Department of Natural Resources ("DNR") to
Department of Safety and Professional Services, and the Marriage and Family Therapy, Professional Counseling, and Social Work Examining Board. After we granted the original action petition, we granted Gathering Waters, Inc.'s motion to intervene as a petitioner. 2 The legislative respondents are Senators Howard Marklein, Chris Kapenga, and Steve Nass, and Representatives Mark Born, Robin Vos, and Adam Neylon, each named in his official capacity. After we granted the original action petition, we granted the Wisconsin Legislature's motion to intervene as a respondent.
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2024 WI 31
SUPREME COURT OF WISCONSIN CASE NO.: 2023AP2020-OA
COMPLETE TITLE: Tony Evers Governor of Wisconsin, Department of Natural Resources, Board of Regents of the University of Wisconsin System, Department of Safety and Professional Services and Marriage and Family Therapy Board Professional Counseling and Social Work Examining Board, Petitioners, Gathering Waters, Inc., Intervenor-Petitioner, v. Senator Howard Marklein, Representative Mark Born in their official capacities as chairs of the joint committee on finance, Senator Chris Kapenga, Representative Robin Vos in their official capacities as chairs of the joint committee on employment relations, Senator Steve Nass and Representative Adam Neylon in their official capacities as co-chairs of the joint committee for review of administrative rules, Respondents, Wisconsin Legislature, Intervenor-Respondent.
ORIGINAL ACTION
OPINION FILED: July 5, 2024 SUBMITTED ON BRIEFS: ORAL ARGUMENT: April 17, 2024
SOURCE OF APPEAL: COURT: COUNTY: JUDGE:
JUSTICES: REBECCA GRASSL BRADLEY, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, DALLET, HAGEDORN, KAROFSKY, and PROTASWIECZ, JJ., joined. ANN WALSH BRADLEY, J., filed a concurring opinion, in which DALLET and PROTASWIECZ, JJ., joined. REBECCA GRASSL BRADLEY, J., filed a concurring opinion. DALLET, J., filed a concurring opinion, in which ANN WALSH BRADLEY, KAROFSKY, and PROTASWIECZ, JJ., joined. ZIEGLER, C.J., filed a dissenting opinion. NOT PARTICIPATING:
ATTORNEYS:
For the petitioners, there were briefs filed by Charlotte Gibson, assistant attorney general, Colin T. Roth, assistant attorney general, with whom on the brief was Joshua L. Kaul, attorney general. There was an oral argument by Colin T. Roth, assistant attorney general.
For the intervenor-petitioner, there were briefs filed by Erin K. Deeley, Jeffrey A. Mandell, Rachel E. Snyder, Carly Gerads, and Stafford Rosenbaum LLP, Madison. There was an oral argument by Erin K. Deeley.
For the respondents and intervenor-respondent, there was a brief filed by Misha Tseytlin, Sean T.H. Dutton, Kevin M. LeRoy, and Troutman Pepper Hamilton Sanders LLP, Chicago, IL. There was an oral argument by Misha Tseytlin.
An amicus curiae brief was filed by Evan Feinauer, Brett Korte, David Tipson, and Clean Wisconsin, Madison, on behalf of Clean Wisconsin.
An amicus curiae brief was filed by Chris Donahoe, Daniel S. Lenz, T.R. Edwards, and Law Forward, Inc., Madison, on behalf of Former Wisconsin Judges.
2 An amicus curiae brief was filed by Tony Wilkin Gibart, Robert D. Lee, and Midwest Environmental Advocates, Madison, on behalf of Save our Water and Wisconsin Conservation Voters.
An amicus curiae brief was filed by Bryna Godar, Miriam Seifter, and State Democracy Research Initiative, University of Wisconsin Law School, Madison, on behalf of Legal Scholars.
An amicus curiae brief was filed by Richard M. Esenberg, Lucas T. Vebber, Skylar Croy, and Wisconsin Institute for Law & Liberty, Inc., Milwaukee, on behalf of Wisconsin Institute for Law & Liberty, Inc.
3 2024 WI 31 NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. No. 2023AP2020-OA
STATE OF WISCONSIN : IN SUPREME COURT
Tony Evers Governor of Wisconsin, Department of Natural Resources, Board of Regents of the University of Wisconsin System, Department of Safety and Professional Services and Marriage and Family Therapy Board Professional Counseling and Social Work Examining Board,
Petitioners,
Gathering Waters, Inc.,
Intervenor-Petitioner,
v. FILED Senator Howard Marklein, Representative Mark JUL 5, 2024 Born in their official capacities as chairs of the joint committee on finance, Senator Chris Samuel A. Christensen Kapenga, Representative Robin Vos in their Clerk of Supreme Court official capacities as chairs of the joint committee on employment relations, Senator Steve Nass and Representative Adam Neylon in their official capacities as co-chairs of the joint committee for review of administrative rules,
Respondents,
Wisconsin Legislature,
Intervenor-Respondent. REBECCA GRASSL BRADLEY, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, DALLET, HAGEDORN, KAROFSKY, and PROTASWIECZ, JJ., joined. ANN WALSH BRADLEY, J., filed a concurring opinion, in which DALLET and PROTASWIECZ, JJ., joined. REBECCA GRASSL BRADLEY, J., filed a concurring opinion. DALLET, J., filed a concurring opinion, in which ANN WALSH BRADLEY, KAROFSKY, and PROTASWIECZ, JJ., joined. ZIEGLER, C.J., filed a dissenting opinion.
ORIGINAL ACTION. Rights declared.
¶1 REBECCA GRASSL BRADLEY, J. The Wisconsin Constitution
vests each of the three branches of government with separate and
distinct powers. When one branch challenges the exercise of power
by another, the judiciary must ensure constitutional boundaries
have not been breached. Safeguarding the structural separation of
powers prevents one branch from encroaching upon or seizing the
powers of another, averting "'a gradual concentration of the
several powers in the same department.'" Gabler v. Crime Victims
Rts. Bd., 2017 WI 67, ¶7, 376 Wis. 2d 147, 897 N.W.2d 384 (quoting The Federalist No. 51, at 318-19 (James Madison) (Clinton Rossiter
ed., 1961)). The "preservation of liberty requires that the three
great departments of power should be separate and distinct." The
Federalist No. 47, at 324 (James Madison) (J. Cooke ed., 1961).
¶2 In this case, the petitioners1 claim the legislature has
impermissibly intruded upon the executive branch's core power to
1 This original action was brought by the attorney general on behalf of Governor Tony Evers, the Department of Natural Resources ("DNR"), the Board of Regents for the University of Wisconsin, the
2 No. 2023AP2020-OA
execute the law by authorizing a legislative committee to halt
expenditures for land conservation measures after the legislature
already appropriated the money through the budget process. The
legislative respondents2 defend the statutes based on the
legislature's interest in overseeing the executive branch's
expenditure of state funds. We hold that Wis. Stat. §§ 23.0917(6m)
and 23.0917(8)(g)3. (2021-22)3 unconstitutionally authorize the
legislative branch to arrogate and impede the executive's core
power to execute the law, violating the separation of powers
structurally enshrined in our constitution.
I. BACKGROUND
¶3 In 1989, the legislature created the Knowles-Nelson
Stewardship Program ("the Program") "to acquire land to expand
nature-based outdoor recreational opportunities and protect
environmentally sensitive areas." Eric Helper, Warren Knowles-
Gaylord Nelson Stewardship Program, Wis. Legis. Fiscal Bureau,
Informational Paper #66, 1 (Jan. 2023); 1989 Wis. Act 31, § 650fq.
The Program allows the Department of Natural Resources ("DNR") to
Department of Safety and Professional Services, and the Marriage and Family Therapy, Professional Counseling, and Social Work Examining Board. After we granted the original action petition, we granted Gathering Waters, Inc.'s motion to intervene as a petitioner. 2 The legislative respondents are Senators Howard Marklein, Chris Kapenga, and Steve Nass, and Representatives Mark Born, Robin Vos, and Adam Neylon, each named in his official capacity. After we granted the original action petition, we granted the Wisconsin Legislature's motion to intervene as a respondent. 3 All subsequent references to the Wisconsin Statutes are to the 2021-22 version unless otherwise indicated.
3 No. 2023AP2020-OA
purchase land or disburse state funds to local governments and
nonprofit organizations to acquire land for nature-based outdoor
recreation. Land acquired under the Program must remain accessible
to the public unless public safety or environmental concerns
counsel against public access. See generally Wis. Stat. § 23.0916.
Since its creation, the legislature has reauthorized funding for
the Program multiple times, primarily through the biennial budget
process. 2021 Wis. Act 58, § 97m. Currently, the legislature has
authorized the DNR to obligate up to $33,250,000 in each fiscal
year through 2025-26 for land acquisition projects. Wis. Stat.
§ 20.866(2)(ta).
¶4 To carry out the Program, the DNR reviews applications
submitted by local governments and conservation nonprofits to
determine whether the requested expenditure fulfills the statutory
purposes outlined in Wis. Stat. § 23.09(2)(d) for land
acquisition. The DNR also may purchase land under the Program.
Wis. Stat. § 23.0917(3)(a). The DNR has promulgated detailed
administrative rules to implement and administer the Program, including rules establishing eligibility requirements for proposed
projects. See generally Wis. Admin. Code NR § 51. Those rules
provide additional guidance for land acquisition proposals. Wis.
Admin. Code NR § 1.40.
¶5 In October 2023, the governor filed an original action
petition with this court raising three separate but related issues
regarding the exercise of legislative review procedures over
4 No. 2023AP2020-OA
executive branch actions.4 We granted review solely with respect
to the legislative review provisions governing the Program and
held the other two issues in abeyance pending the resolution of
this issue.
¶6 The petitioners challenge the constitutionality of Wis.
Stat. §§ 23.0917(6m) and (8)(g)3., which allow the Joint Committee
on Finance ("JFC")5 to engage in a review process for certain
expenditures under the Program. Specifically, subsection (6m)
requires the DNR6 to notify the members of the JFC if an expenditure
under the Program exceeds $250,000.7 § 23.0917(6m)(c). The
statute allows the members of the JFC to review the expenditure
4 Specifically, the petitioners challenged legislative review provisions in Wis. Stat. §§ 23.0917(6m) and 23.0917(8)(g)3., Wis. Stat. § 230.12(3)(e)1., and Wis. Stat. §§ 227.19(5)(c), (d), (dm), and 227.26(2)(d) and (im). 5 The Joint Committee on Finance has existed in some form since 1911. Its principal function is to serve as the legislative committee reviewing state funding and appropriations, which are generally handled through the biennial budget process. Dave Loppow, Joint Committee on Finance, Wis. Legis. Fiscal Bureau, Informational Paper #81, 1 (Jan. 2023). The committee comprises sixteen legislators, consisting of eight senators and eight representatives to the assembly. Wis. Stat. § 13.09(1). The Senate Majority Leader and the Speaker of the Assembly select committee members. 6 The legislature created the DNR and placed its supervision within the executive branch under the "the direction and supervision of the natural resources board." Wis. Stat. § 15.34(1). 7 The review process applies to certain expenditures under $250,000, but a full recitation of its reach is unnecessary because the petitioners facially challenge the legislature's ability to reject the disbursement of appropriated funds.
5 No. 2023AP2020-OA
over a 14-day period and the JFC can temporarily block the
expenditure of the funds by the executive branch until the
committee holds a meeting on the proposed project. If a meeting
is requested by a member of the JFC, the DNR cannot obligate the
funds for the project until the committee approves the expenditure.
Nothing within the statutory review provisions mandates when the
committee must hold a meeting on the expenditure. After a meeting
is held, the JFC votes on whether to allow the specific expenditure
by the DNR. The JFC's decision is not subject to a vote of the
full legislature.
¶7 Subsection (8)(g)3. operates in the same way as
subsection (6m) but applies to land acquisition projects "outside
of a project boundary" regardless of the amount of the expenditure.
Under this subsection, the DNR cannot obligate money for a land
acquisition "outside of a project boundary" unless 12 members of
the JFC "approve the land acquisition." Wis. Stat.
§ 23.0917(8)(g)3. The full legislature does not review or vote on
the JFC's decision. If the JFC rejects the expenditure, the money cannot be spent on the project. The petitioners allege the JFC
has prohibited or delayed a number of the DNR's proposed Program
expenditures, thereby affecting the executive branch's ability to
effectuate the policy purposes of the Program.
II. STANDARD OF REVIEW
¶8 The petitioners assert the statutes permitting the JFC
to review certain expenditures under the Program are facially
unconstitutional because they violate the separation of powers embedded in the Wisconsin Constitution's vesting clauses. In 6 No. 2023AP2020-OA
making a facial challenge, petitioners "face a tall task." Serv.
Emps. Int'l Union, Loc. 1 v. Vos, 2020 WI 67, ¶4, 393 Wis. 2d 38,
946 N.W.2d 35 ("SEIU"). "[T]he challenging party must show that
the statute cannot be enforced 'under any circumstances.'" Id.,
¶38 (quoted source omitted). The facial challenge to the statutes
in this case presents issues of constitutional and statutory
interpretation, which are questions of law this court reviews de
novo. League of Women Voters of Wis. v. Evers, 2019 WI 75, ¶13,
387 Wis. 2d 511, 929 N.W.2d 209 (citing Milwaukee J. Sentinel v.
DOA, 2009 WI 79, ¶14, 319 Wis. 2d 439, 768 N.W.2d 700).
III. ANALYSIS
¶9 Mirroring the United States Constitution,8 the
Wisconsin Constitution "creates three separate coordinate branches
of government," with the understanding that no branch of government
can subordinate, control, or exercise the power of another branch.
State v. Holmes, 106 Wis. 2d 31, 42, 315 N.W.2d 703 (1981). Each
branch is "'vested' with a specific core governmental power."
SEIU, 393 Wis. 2d 38, ¶31 (citing Gabler, 376 Wis. 2d 147, ¶11). "The legislative power shall be vested in a senate and assembly";
"The executive power shall be vested in a governor"; and "The
8 As a general principle, the separation of powers framework undergirding the Wisconsin Constitution reflects the principles embodied in the United States Constitution. Gabler v. Crime Victims Rts. Bd., 2017 WI 67, ¶11, 376 Wis. 2d 147, 897 N.W.2d 384; Serv. Emps. Int'l Union, Loc. 1 v. Vos, 2020 WI 67, ¶31, 393 Wis. 2d 38, 946 N.W.2d 35 ("SEIU"). We may consult federal sources on the separation of powers because they "inform our understanding of the separation of powers under the Wisconsin Constitution." Gabler, 376 Wis. 2d 147, ¶11.
7 No. 2023AP2020-OA
judicial power of this state shall be vested in a unified court
system." Wis. Const. art. IV, § 1; id. art. V, § 1; id. art. VII,
§ 2. Under the dispersion of these powers between the branches,
"[e]very positive delegation of power to one officer or department
implies a negation of its exercise by any other officer, department
or person. If it did not, the whole constitutional fabric might
be undermined and destroyed." State v. Hastings, 10 Wis. 468
[*525], 475 [*531] (1860). "By vesting certain powers exclusively
within each of the three co-equal branches of government, the
drafters of the Wisconsin Constitution recognized the importance
of dispersing governmental power in order to protect individual
liberty and avoid tyranny." League of Women Voters, 387 Wis. 2d
511, ¶31 (citation omitted).
¶10 Historically, we have recognized "core powers" of each
branch and "shared powers" between the branches. SEIU, 393
Wis. 2d 38, ¶35. "Core powers," we have said, "are not for
sharing." Tetra Tech EC, Inc. v. DOR, 2018 WI 75, ¶47, 382
Wis. 2d 496, 914 N.W.2d 21 (lead opinion). "There are zones of authority constitutionally established for each branch of
government upon which any other branch of government is prohibited
from intruding. As to these areas of authority, the unreasonable
burden or substantial interference test does not apply: any
exercise of authority by another branch of government is
unconstitutional." State ex rel. Fiedler v. Wis. Senate, 155 Wis.
2d 94, 100, 454 N.W.2d 770 (1990) (citing In Matter of Complaint
Against Grady, 118 Wis. 2d 762, 776, 348 N.W.2d 559 (1984)).
8 No. 2023AP2020-OA
¶11 In contrast, shared powers "lie at the intersections of
the[] exclusive core constitutional powers." Gabler, 376
Wis. 2d 147, ¶34 (quoting State v. Horn, 226 Wis. 2d 637, 643, 594
N.W.2d 772 (1999)). Incapable of precise classification, shared
powers have been described as "twilight zones" and "ambiguous
territory in which the functions of two branches . . . overlap."
Holmes, 106 Wis. 2d at 43-44. For example, we have "acknowledged
that some legislative actions affecting the courts do not
contravene the separation of powers." Gabler, 376 Wis. 2d 147,
¶35. Identifying the core powers of the legislature and the
executive branch facilitates our review of the challenged statutes
under a separation of powers analysis.
¶12 Article IV, Section 1 of the Wisconsin Constitution
vests the "senate and assembly" with the "legislative power" which
"'is the authority to make laws, but not to enforce them.'"
Koschkee v. Taylor, 2019 WI 76, ¶11, 387 Wis. 2d 552, 929
N.W.2d 600 (quoting Schuette v. Van De Hey, 205 Wis. 2d 475, 480-
81, 556 N.W.2d 127 (Ct. App. 1996)). The legislative power encompasses the ability to determine whether there shall be a law,
to what extent the law seeks to accomplish a certain goal, and any
limitations on the execution of the law. Id.; see also State ex
rel. Wis. Inspection Bureau v. Whitman, 196 Wis. 472, 505, 220
N.W. 929 (1928); SEIU, 393 Wis. 2d 38, ¶1 ("Legislative power is
the power to make the law, to decide what the law should be.").
The legislative power is vast: "it is competent for the
legislature to exercise all legislative power not forbidden by the constitution or delegated to the general government, or prohibited 9 No. 2023AP2020-OA
by the constitution of the United States. The legislature, subject
to a qualified veto of the executive, possesses all the legislative
power of the state." Bushnell v. Town of Beloit, 10 Wis. 155
[*195], 168-69 [*225] (1860).
¶13 The procedural requirements of bicameralism and
presentment temper the expansive authority vested in the
legislative branch to make policy decisions for the state. For a
bill to be enacted into law it must pass through both the assembly
and the senate and then be presented to the governor for his
approval or veto. Wis. Const. art. V, § 10(1)(a) ("Every bill
which shall have passed the legislature shall, before it becomes
a law, be presented to the governor."). "A prime reason for
bicameralism, modernly considered, is to insure mature and
deliberate consideration of, and to prevent precipitate action on,
proposed legislative measures." Reynolds v. Sims, 377 U.S. 533,
576 (1964). Bicameralism and presentment thereby cabin the immense
power vested in the legislature to enact laws. See Consumer Energy
Council of Am. v. FERC, 673 F.2d 425, 464 (D.C. Cir. 1982) (bicameralism and presentment "ultimately serve the same
fundamental purpose: to restrict the operation of the legislative
power to those policies which meet the approval of three
constituencies, or a supermajority of two.").
¶14 Determinations of how to appropriate the state's funds
fall squarely within the legislative power. The legislature
derives its spending power from Article VIII, Section 2 of the
Wisconsin Constitution: "No money shall be paid out of the treasury except in pursuance of an appropriation by law." This 10 No. 2023AP2020-OA
provision, combined with Article VIII, Section 5,9 "empower[s] the
legislature . . . to make policy decisions regarding taxing and
spending." Flynn v. DOA, 216 Wis. 2d 521, 540, 576 N.W.2d 245
(1998). Controlling the expenditure of state funds through
lawmaking constitutes an exercise of the legislature's
appropriation authority. See id. at 547; SEIU, 393 Wis. 2d 38,
¶69 ("[T]he constitution gives the legislature the general power
to spend the state's money by enacting laws.").
¶15 Article V, Section 1 of the Wisconsin Constitution vests
the governor with the "executive power." The governor is entrusted
to "take care that the laws be faithfully executed." Wis. Const.
art. V, § 4. The executive branch's role is to effectuate the
policies passed by the legislature. The "executive, however, is
not a legislatively-controlled automaton. Before executing, he
must of necessity determine for himself what the law requires him
to do." SEIU, 393 Wis. 2d 38, ¶96 (Kelly, J., majority op.).10
The executive power vested in the governor comprises the ability
to determine "what the law requires as well as applying it[.]"
9 Wis. Const. art. VIII, § 5 ("The legislature shall provide for an annual tax sufficient to defray the estimated expenses of the state for each year; and whenever the expenses of any year shall exceed the income, the legislature shall provide for levying a tax for the ensuing year, sufficient, with other sources of income, to pay the deficiency as well as the estimated expenses of such ensuing year.") 10In SEIU, there were two majority opinions. Justice Hagedorn authored one majority opinion joined by Chief Justice Roggensack and Justices Annette Ziegler, Rebecca Grassl Bradley, and Daniel Kelly. See SEIU, 393 Wis. 2d 38, ¶6. Justice Kelly authored a separate majority opinion joined by Justices Ann Walsh Bradley, Rebecca Grassl Bradley, and Rebecca Frank Dallet.
11 No. 2023AP2020-OA
Id., ¶99. An early case of the Wisconsin Supreme Court expounded
the powers of the executive branch: "whatever power or duty is
expressly given to, or imposed upon the executive department, is
altogether free from the interference of the other branches of the
government. Especially is this the case, where the subject is
committed to the discretion of the chief executive officer, either
by the constitution or by the laws. So long as the power is vested
in him, it is to be by him exercised, and no other branch of the
government can control its exercise." Att'y Gen. ex rel. Taylor
v. Brown, 1 Wis. 422 [513*], 449 [522*] (1853).
¶16 In executing the law, the executive branch must make
decisions about how to enforce and effectuate the laws. The text
of the statutes enacted by the legislature limits the exercise of
executive discretion. Fabick v. Evers, 2021 WI 28, ¶14, 396
Wis. 2d 231, 956 N.W.2d 856 ("[I]f the governor has authority to
exercise certain expanded powers not provided in our constitution,
it must be because the legislature has enacted a law that passes
constitutional muster and gives the governor that authority."). Put simply, "the legislature's authority comprises the power to
make the law, whereas the executive's authority consists of
executing the law. The distinction between the two has been
described as the difference between the power to prescribe and the
power to put something into effect[.]" SEIU, 393 Wis. 2d 38, ¶95.
Neither the legislature nor the executive "ought to possess
directly or indirectly, an overruling influence over the other[]
in the administration of their respective powers." The Federalist No. 48, supra, at 332 (James Madison). 12 No. 2023AP2020-OA
¶17 Wisconsin Stat. §§ 23.0917(6m) and 23.0917(8)(g)3.
establish a legislative review process requiring the DNR to notify
the JFC if it intends to obligate state funds for certain land
acquisition projects. The statutes allow the JFC to indefinitely
delay an expenditure if one of its members requests a meeting on
the proposed expenditure. The petitioners contend this procedure
unlawfully intrudes upon the governor's core powers to "take care
that the laws be faithfully executed." Wis. Const. art. V, § 4.
The legislative respondents urge this court to instead classify
the statutory scheme as falling within the shared powers of the
executive and legislative branches because the DNR is an
administrative agency created by the legislature and subject to
legislative oversight. The respondents additionally argue that
spending appropriated funds is a shared power because Article VIII,
§ 2 of the Wisconsin Constitution gives the legislature the power
to appropriate funds.
¶18 The constitutional text belies this argument. "No money
shall be paid out of the treasury except in pursuance of an appropriation by law." Wis. Const. art. VIII, § 2 (Emphasis
added.). While the constitution gives the legislature the power
to appropriate funds, the power to spend the funds the legislature
has appropriated for a specific project belongs to the executive
branch. This is true even though the legislature created the DNR.
While the legislature has the power create an agency, define its
powers, and appropriate funds to fulfill the purpose for which the
legislature established it, the power to spend appropriated funds in accordance with the law enacted by the legislature lies solely 13 No. 2023AP2020-OA
within the core power of the executive to ensure the laws are
faithfully executed.
¶19 We conclude these statutes interfere with the executive
branch's core function to carry out the law by permitting a
legislative committee, rather than an executive branch agency, to
make spending decisions for which the legislature has already
appropriated funds and defined the parameters by which those funds
may be spent. A statute authorizing the legislative branch to
exercise core powers of the executive branch violates the
constitutional separation of powers and cannot be enforced under
any circumstances. The legislative review provisions governing
expenditures under the Program in Wis. Stat. §§ 23.0917(6m) and
23.0917(8)(g)3. are unconstitutional.
¶20 Although the legislature retains the authority to
conduct oversight investigations11 and audits of administrative
agencies,12 empowering a legislative committee to block the
expenditure of appropriated funds exceeds the legislative power
and intrudes upon the executive branch's authority to execute the law. Once the legislature appropriates funds for a particular
purpose, the executive branch possesses the power to dole out those
State v. Frear, 138 Wis. 173, 119 N.W.2d 894, 895 (1909) 11
(holding "[t]he Legislature has very broad discretionary power to investigate any subject respecting which it may desire information in aid of the proper discharge of its function to make or unmake written laws").
See Wis. Const. art. IV, § 33 (giving the legislature the 12
authority to audit "state accounts"); Wis. Stat. § 13.53 (establishing a joint legislative audit committee).
14 No. 2023AP2020-OA
funds in accordance with the purposes outlined by the legislature.
See Frank H. Easterbrook, "Success" and the Judicial Power, 65
Ind. L.J. 277, 281 (1990) ("[H]anding out public money is a
classically executive function."). While the legislature's
motivation for overseeing the public fisc may be well-intentioned,
fundamentally, the legislature may not execute the law; the people
gave the executive alone this power. Maintaining a strict
separation between the branches is essential to the preservation
of liberty because "a government with shared legislative and
executive power could first 'enact tyrannical laws' then 'execute
them in a tyrannical manner.'" Gabler, 376 Wis. 2d 147, ¶5
(quoting 1 Montesquieu, The Spirit of the Laws 151-52 (Oskar Piest
et al. eds., Thomas Nugent trans., 1949) (1748)). To prevent this
dangerous concentration of power, the constitution prohibits "'the
same persons who have the power of making laws to have also in
their hands the power to execute them.'" Id. (quoting John Locke,
The Second Treatise of Civil Government § 143 (1764), reprinted in
Two Treatises of Government 119, 194 (Thomas I. Cook ed., 1947)). ¶21 When the executive branch acts under a grant of
authority from the legislature, its authority "is at its maximum."
Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 635 (1952)
(Jackson, J., concurring). The decision of the DNR to distribute
funds for a specific project or land acquisition is an exercise of
executive power because the legislature conferred that authority
on the executive when it established and reauthorized the program.
The legislature retains the authority to "withdraw powers which have been granted, prescribe the procedure through which granted 15 No. 2023AP2020-OA
powers are to be exercised, and, if necessary, wipe out the agency
entirely." Whitman, 196 Wis. at 508. The legislature could take
away or limit the discretion of the executive branch to make
spending decisions for the Program, but once it has conferred
spending power on the executive, the legislative branch lacks any
constitutional authority to reject an executive decision short of
exercising its lawmaking power with the full participation of the
legislature.
¶22 In this case, the legislature has prescribed by law the
parameters of how and where the DNR may expend state funds under
the Program. For example, Wis. Stat. § 23.0917(3)(c) identifies
a variety of purposes the DNR should prioritize in obligating funds
for land acquisition. The statutes authorizing the Program also
identify both prohibitions and limitations on the types of projects
eligible for funding. For example, the DNR may not obligate funds
"for the acquisition of land for golf courses or for the
development of golf courses." § 23.0917(8)(a). The statutes also
limit how much money the DNR can obligate for land acquisition each fiscal year. § 23.0917(3)(dm). This sort of statutory line
drawing lies squarely within the legislature's core powers to enact
laws and make spending decisions for the state. Flynn, 216
Wis. 2d at 547 ("Several sections of the Wisconsin Constitution
together provide that the legislature has the power to enact laws
which appropriate funds."); State ex rel. Friedrich v. Cir. Ct.
for Dane Cnty., 192 Wis. 2d 1, 16, 531 N.W.2d 32 (1995) (per
curiam) ("The legislature has power to enact legislation for the general welfare and to allocate government resources."). However, 16 No. 2023AP2020-OA
§§ 23.0917(6m) and 23.0917(8)(g)3. give JFC members the power to
decide how the funds should be used after the lawmaking process
has been completed and the funds have been appropriated to the
DNR——a quintessential executive function.
¶23 Once the legislature passes a bill that is signed by the
governor and becomes law, "the legislature plays no part in
enforcing our statutes[.]" Soc'y Ins. v. LIRC, 2010 WI 68, ¶27,
326 Wis. 2d 444, 786 N.W.2d 385. The constitution assigns the
execution of the law to the executive branch alone. Wis. Const.
art. V, § 4. After the legislative process has been completed and
funds have been appropriated, the legislature cannot insert itself
into the machinery of the executive branch in an attempt to control
the executive branch's ability to carry out the law. While the
legislature retains the power to repeal, modify, or alter a law
through the enactment of a bill, it cannot seize for itself the
authority to prevent an expenditure of state funds appropriated
under Article VIII, Section 2. See Bowsher v. Synar, 478 U.S. 714,
734 (1986) (Congress cannot retain "control over the execution" of a statute).
¶24 Wisconsin Stat. §§ 23.0197(6m) and 23.0197(8)(g)3.
effectively create a legislative veto, allowing the JFC to
interfere with and even override the executive branch's core power
of executing the law. If the JFC does not object to a proposed
project within the 14 day review window, the DNR may spend the
money. But if a single JFC member objects to the DNR's project
proposal, the JFC will hold a meeting and can either approve the proposed funding in full, modify the amount to be disbursed, or 17 No. 2023AP2020-OA
outright reject the project. The statutes omit a deadline for the
JFC to hold a meeting if there is an objection to a proposed
expenditure. The review process ultimately permits the members of
the JFC to serve as gatekeeper to the exercise of a core executive
function. Effectively, JFC members make the spending decision——
not the executive branch. This unfettered interference by the
committee oversteps the boundaries of legislative authority by
arrogating the executive branch's core power to choose which
conservation projects best carry out the statutory purposes of the
Program.
¶25 In defending the JFC's statutory review process, the
legislature did not offer any historical support surrounding the
state's founding for similar post-enactment legislative review
processes as a prerequisite for executive branch action. Instead,
the legislature cites the emergence of complex state governance in
the 1970s and 1980s as the impetus for legislative committee review
provisions. Rather than grounding their arguments in our
constitution's text or our state's history, as reflected in our recent separation of powers jurisprudence, the legislative
respondents primarily rely on the court of appeals decision J.F.
Ahern Co. v. Wisconsin State Building Commission, 114 Wis. 2d 69,
336 N.W.2d 679 (Ct. App. 1983), to justify the legislative review
process created by Wis. Stat. §§ 23.0917(6m) and 23.0917(8)(g)3.
The respondents argue the opinion is "detailed and well-reasoned"
and "entitled to full stare decisis respect" from this court. We
disagree and overrule Ahern to the extent its reasoning conflicts with our analysis in this case. We are "not bound by court of 18 No. 2023AP2020-OA
appeals decisions" and they may be overruled without any special
justification. State v. Yakich, 2022 WI 8, ¶31, 400 Wis. 2d 549,
970 N.W.2d 12; accord Cook v. Cook, 208 Wis. 2d 166, 190, 560
N.W.2d 246 (1997) (This court "has the power to overrule, modify
or withdraw language from a published opinion of the court of
appeals"); State v. Lira, 2021 WI 81, ¶45, 399 Wis. 2d 419, 966
N.W.2d 605 ("This court has never applied the five factors commonly
used in a decision to overturn supreme court caselaw to override
an interpretation derived solely from the court of appeals.");
State v. Johnson, 2023 WI 39, ¶20, 407 Wis. 2d 195, 990 N.W.2d 174
("[W]e have never required a special justification to overturn a
decision of the court of appeals.").
¶26 In Ahern, the appellants alleged the State Building
Commission——a legislative committee consisting of three
assemblymen, three senators, the governor, and a citizen appointee
of the governor——was authorized to exercise executive power in
violation of the separation of powers. 114 Wis. 2d at 99-100. At
issue was the Building Commission's statutory authority to waive a competitive bidding law on state construction contracts and its
right of prior approval over a contract for the construction of
any building that involved a cost exceeding $15,000. Id. at 104-
05. Although the court of appeals recognized this scheme allowed
members of the legislature "to exercise executive powers to the
19 No. 2023AP2020-OA
exclusion of the executive branch[,]" it nevertheless upheld it.13
Id. at 107. According to the court, the separation of powers is
not strictly enforced and instead "liberally applied." Id. at
102. It employed a "pragmatic approach" to the doctrine, finding
no violation because the respective powers of the executive and
legislative branches ostensibly were balanced: "[T]he Wisconsin
Constitution, subject to the limitation against 'unchecked power,'
permits a blending or sharing of powers among the three branches
of government." Id. at 103-04. Because the governor could always
choose not to approve a contract, the court of appeals deemed the
executive and legislative powers adequately balanced. Id. at 107
("[I]f the executive branch can check the commission's exercise of
executive power, no violation of the separation doctrine
exists."). The court of appeals viewed this "compulsory unanimity"
between the legislature and executive as a "cooperative venture
between the two governmental branches." Id. at 108.
¶27 The pragmatic approach applied in Ahern cannot be
squared with the separation of powers principles embedded in our state constitution or the rationale underlying them: the dispersal
of distinct powers among the three branches of government and the
threats to liberty arising from the concentration of powers in one
branch. See Gabler, 376 Wis. 2d 147, ¶7; SEIU, 393 Wis. 2d 38,
¶30; League of Women Voters, 387 Wis. 2d 511, ¶31. Absent the
J.F. Ahern Co. v. Wis. State Bldg. Comm'n, 114 Wis. 2d 69, 13
105, 336 N.W.2d 679 (Ct. App. 1983) ("Because that right of prior approval affects the implementation of established law and policy, it is an executive power.").
20 No. 2023AP2020-OA
consent of the governed, none of the branches bear any authority
to reallocate the powers the people constitutionally assigned to
them. We overrule Ahern to the extent it endorses a restructuring
of the constitutional separation of powers. Its functionalist
analysis——which condones the "cooperative" sharing of core powers—
—subverted the constitution's separation of governmental powers.
¶28 The legislative respondents defend the legislative
review process based on the "practicalities of modern legislation
and administrative agencies . . . [which] frequently involve[]
regulatory agencies administering broad legislative programs."
According to the respondents, review is particularly imperative in
this case because "the DNR has mismanaged the Knowles-Nelson
Stewardship Program," including failing to control spending. We
reject the respondents' pragmatic arguments for sustaining the
statutes because the legislature has no authority to control
executive branch efforts to carry out the law. The constitution
does not empower any branch to circumvent the constitutional
confines of its authority even if it "believe[s] that more or different power is necessary." A.L.A. Schechter Poultry Corp. v.
United States, 295 U.S. 495, 529 (1935). "[I]n the long run the
improvisation of a constitutional structure on the basis of
currently perceived utility will be disastrous." Mistretta v.
United States, 488 U.S. 361, 427 (1989) (Scalia, J., dissenting).
Upholding the statutes based on pragmatic considerations would
reallocate the constitutionally prescribed core powers of the
executive branch and the legislative branch in our state constitution. The power to do so belongs to the people alone. 21 No. 2023AP2020-OA
"Resolute resistance to intrusions across the constitutionally
constructed . . . perimeter[s] does not represent a power play by
one branch vis-à-vis another. 'The purpose of the separation and
equilibration of powers in general . . . was not merely to assure
effective government but to preserve individual freedom.'"
Gabler, 376 Wis. 2d 147, ¶39 (quoting Morrison v. Olson, 487
U.S. 654, 727 (Scalia, J., dissenting)).
¶29 Legislative vetoes disrupt the governmental
accountability the separation of powers facilitates. By
appropriating a sum of money to the DNR for the Program with only
broad direction, the legislature avoids the political judgments
and votes necessary to appropriate funds with greater specificity.
"[T]he legitimation of the legislative veto will enable
continuation and expansion of the recent practice of adopting major
measures by a process which preserves congressional control while
relieving the people's representatives of the embarrassment of
voting." Antonin Scalia, The Legislative Veto: A False Remedy for
System Overload, 3 Regulation: AEI Journal on Government and Society, 19, 25 (Nov./Dec. 1979). "If [the legislature] is willing
to commit a matter to the executive, well and good; but if [the
legislature] wants to retain control of the matter, and thereby
admits that it has not completed its legislative function——then it
must act by voting[.]" Id. The veto provisions undermine
democratic governance by circumventing the lawmaking process——
which requires the participation of the entire legislature——and
punting to a committee the controversial and therefore politically costly positions legislators would otherwise need to take. 22 No. 2023AP2020-OA
¶30 The legislature's concerns about the executive branch's
unwillingness to faithfully execute the program in accordance with
legislative policy preferences may be addressed via numerous
constitutional tools at the legislature's disposal to rein in the
executive branch. The legislature could lawfully limit the Program
using its appropriation power to decrease funding for the Program,
by narrowing the scope of discretion afforded to the executive
branch through legislation, by enacting sunset provisions14
requiring the Program to be reauthorized by a later legislative
session, by auditing the executive agency administering the
Program, or by eliminating the Program altogether. Whitman, 196
Wis. at 508 ("[A]dministrative agencies are the creatures of the
legislature and are responsible to it. Consequently the
legislature may withdraw powers which have been granted, prescribe
the procedure through which granted powers are to be exercised,
and if necessary, wipe out the agency entirely."). Additionally,
the legislature could enact line-item appropriations for specific
projects.15 ¶31 Our holding does not expand executive power but rather
preserves the constitutional roles the people assigned to the
14The legislature in fact included a sunset provision for the Program, authorizing current funding levels only through the 2025- 26 fiscal year. Wis. Stat. § 23.0917(3)(dm)(8). 15 When the legislature created the land acquisition and conservation program, the statutes identified specific projects and areas to be funded through the appropriation (e.g., "Hank Aaron State Trail") but also identified general areas on which the funds could be spent (e.g., "Wildlife habitat restoration and fisheries"). See generally Wis. Stat. § 23.0915 (1991-92).
23 No. 2023AP2020-OA
executive and legislative branches. We reiterate the
constitutional boundaries of governmental powers to ensure the
branches do not "abdicate or permit others to infringe upon such
powers as are exclusively committed to them by the constitution."
Rules of Court Case, 204 Wis. 501, 514, 236 N.W. 717 (1931). As
part of our judicial duty, this court "must be assiduous in
patrolling the borders between the branches" because the
separation of powers doctrine "provides structural protection
against depredations on our liberties." Tetra Tech, 382 Wis. 2d
496, ¶45. Our decision neither enhances executive power nor
curtails legislative power. We simply confine the legislature to
lawmaking and leave the execution of the laws to the executive as
the Wisconsin Constitution commands. Gabler, 376 Wis. 2d 147, ¶60
("The significance of preserving clear boundaries between the
branches has been understood since the founding of our nation").
In doing so, we expound the law, which in this case involves
applying principles embodied in the state constitution since
ratification. "In the same fashion as the United States Constitution, the Wisconsin Constitution preserves the
independence of each branch vis-à-vis the others and precludes
each branch from obstructing the performance of another branch's
constitutional duties." League of Women Voters, 387 Wis. 2d 511,
¶32 (citing United States v. Klein, 80 U.S. (13 Wall.) 128, 147
(1872)).
¶32 James Madison warned of the ambition of the legislative
branch to grasp at powers beyond its constitutional realm: "The legislative department is everywhere extending the sphere of its 24 No. 2023AP2020-OA
activity, and drawing all power into its impetuous vortex." The
Federalist No. 48, supra, at 333. The legislative "powers being
at once more extensive, and less susceptible of precise limits, it
can with the greater facility, mask under complicated and indirect
measures, the encroachments which it makes on the co-ordinate
departments." Id. at 334. In granting the JFC the ability to
stymie the executive branch from carrying out the laws passed by
the legislature, the statutes encroach upon the governor's
constitutional mandate to execute the law.
¶33 While the legislature possesses the power to determine
whether and how to fund the land acquisition portion of the
Program,16 the constitution does not empower the legislature to
participate in the execution of the law, nor can the legislature
give itself such authority. The legislative review provisions in
Wis. Stat. §§ 23.0917(6m) and 23.0917(8)(g)3. violate the
Wisconsin Constitution by assigning the core executive power to
carry out the law to a legislative committee. The constitution's
vesting of core powers in each of the three branches of government may not be statutorily altered. In declaring these separation of
powers principles, we ensure the branches do not arrogate powers
the people never gave them.
IV. CONCLUSION
¶34 Article IV, Section 1 of the Wisconsin Constitution
Flynn v. DOA, 216 Wis. 2d 521, 253-54, 576 N.W.2d 245 16
(1998) ("The legislature, as the government body closest to the will of the people, may change an appropriation if, in their estimation, public policy so dictates. It is the legislature's role to determine whether to reallocate limited resources.").
25 No. 2023AP2020-OA
vests broad authority in the legislature to pass laws reflecting
the legislature's policy choices. In enacting the Program, the
legislature elected to leave some decisions to executive branch
discretion, subject to a legislative veto embodied in a committee
the legislature empowered to reject the executive's manner of
carrying out the law. Wisconsin Stat. §§ 23.0917(6m) and
23.0917(8)(g)3. invade the executive branch's authority to "take
care that the laws be faithfully executed," Wis. Const. Art. V,
§ 4, by interfering with the exercise of discretion the legislature
gave it to execute the Program. Maintaining the separation of
powers between the branches is essential for the preservation of
liberty and a government accountable to the people. By placing
the power of the executive branch to carry out the law in a
committee of the legislature, the legislative branch subsumed the
executive power. Because §§ 23.0917(6m) and 23.0917(8)(g)3. give
core executive power to the legislative branch, they are
unconstitutional.
By the court——Wis. Stat. §§ 23.0917(6m) and 23.0917(8)(g)3. are declared unconstitutional.
26 No. 2023AP2020-OA.awb
¶35 ANN WALSH BRADLEY, J. (concurring). Sometimes it is
just as important to emphasize what a majority opinion is not about
as it is to clarify what the opinion is about. This is such an
occasion.
¶36 The focus of the majority opinion is on core executive
powers. It need not, and does not, define the contours of any
core legislative powers or shared powers. Additionally, despite
the exchange in the separate writings below, this case is not about
the non-delegation doctrine. It was not briefed or argued by the
parties and the majority opinion does not address it.
¶37 Having delineated the substance of the majority opinion,
I turn next to discuss why I concur. I join the majority opinion
but write separately to briefly address the standard of review in
constitutional cases.
¶38 As in any case, our review in the present case is guided
and circumscribed by our standard of review. In constitutional
cases, we have long adhered to a standard that places a "heavy burden" on a challenging party. See, e.g., Mayo v. Wis. Injured
Patients & Fams. Comp. Fund, 2018 WI 78, ¶27, 383 Wis. 2d 1, 914
N.W.2d 678.
¶39 Namely, we have presumed that a statute is
constitutional and placed the onus on the challenger to demonstrate
that the statute is unconstitutional "beyond a reasonable doubt."
State v. Prado, 2021 WI 64, ¶37, 397 Wis. 2d 719, 960 N.W.2d 869;
see also Cath. Charities Bureau, Inc. v. LIRC, 2024 WI 13, ¶¶5, 77, 94, 411 Wis. 2d 1, 3 N.W.3d 666; State v. Christen, 2021 WI
1 No. 2023AP2020-OA.awb
39, ¶32, 396 Wis. 2d 705, 958 N.W.2d 746; State v. Roundtree, 2021
WI 1, ¶18, 395 Wis. 2d 94, 952 N.W.2d 765; Winnebago County v.
C.S., 2020 WI 33, ¶14, 391 Wis. 2d 35, 940 N.W.2d 875. The phrase
"beyond a reasonable doubt" "expresses the 'force or conviction
with which a court must conclude, as a matter of law, that a
statute is unconstitutional before the statute . . . can be set
aside.'" Mayo, 383 Wis. 2d 1, ¶27 (quoted source omitted).
¶40 In the briefing in this case, the Governor advocated for
a narrow alteration to our constitutional standard of review. This
argument was circumscribed, advancing that the standard of review
for constitutional cases should change in the context of a
separation-of-powers dispute only. Namely, the Governor argued:
"When the legislative branch passes a law that allegedly usurps
another branch's core power, presuming such a statute to be valid
would improperly place a thumb on the legislative branch's side of
the scale."
¶41 The argument is persuasive, and I agree with it. The
reasoning behind this is succinctly stated in Justice Scalia's dissent in Morrison v. Olson, where it is explained that if the
branches of government are to be truly equal, none may begin inter-
branch litigation with the advantage that a presumption of
constitutionality affords:
Where a private citizen challenges action of the Government on grounds unrelated to separation of powers, harmonious functioning of the system demands that we ordinarily give some deference, or a presumption of validity, to the actions of the political branches in what is agreed, between themselves at least, to be within their respective spheres. But where the issue pertains to separation of powers, and the political branches are
2 No. 2023AP2020-OA.awb
(as here) in disagreement, neither can be presumed correct. 487 U.S. 654, 704-05 (1988) (Scalia, J., dissenting). If the
branches of government are "perfectly co-ordinate," then the
playing field must be a level one. See id. at 705. Where the
very issue before the court is the contours of the branches' powers
vis-à-vis each other, it is not logical to begin the case with a
slant in either direction.
¶42 I emphasize that our "beyond a reasonable doubt"
standard of review retains vitality, but as presented in the
argument before us, I conclude that the "beyond a reasonable doubt"
standard is a poor fit in the separation-of-powers context.
Abandoning the standard in the context of separation of powers
evens the playing field between the branches, while leaving the
standard of review for other types of constitutional challenges
intact.
¶43 For the foregoing reasons, I respectfully concur.
¶44 I am authorized to state that Justices REBECCA FRANK
DALLET and JANET C. PROTASIEWICZ join this concurrence.
3 No. 2023AP2020.rgb
¶45 REBECCA GRASSL BRADLEY, J. (concurring). "[T]hat the
legislative, executive and judiciary departments ought to be
separate and distinct" is an "essential precaution in favor of
liberty." The Federalist No. 47, at 323 (James Madison) (Jacob E.
Cooke ed., 1961). Like the Framers of the Federal Constitution,
the Founders of our state believed the separation of powers was
"essential to the preservation of liberty." The Federalist No.
51, supra, at 348 (James Madison). The "tripartite separation of
independent governmental power" enshrined in our constitutions
"remains the bedrock of the structure by which we secure liberty
in both Wisconsin and the United States." Gabler v. Crime Victims
Rts. Bd., 2017 WI 67, ¶3, 376 Wis. 2d 147, 897 N.W.2d 384.
¶46 The structural separation of powers protects the liberty
of the People by barring the aggregation of power within one branch
of government. League of Women Voters of Wis. v. Evers, 2019 WI
75, ¶31, 387 Wis. 2d 511, 929 N.W.2d 209; Koschkee v. Taylor, 2019
WI 76, ¶45, 387 Wis. 2d 552, 929 N.W.2d 600 (Rebecca Grassl
Bradley, J., concurring); Gundy v. United States, 588 U.S. 128, 156-57 (2019) (Gorsuch, J., dissenting). "[A] mere demarcation on
parchment of the constitutional limits of the several
departments," however, "is not a sufficient guard against those
encroachments which lead to a tyrannical concentration of all the
powers of government in the same hands." The Federalist No. 48,
supra, at 338 (James Madison). Keeping each branch "within the
limits assigned to their authority" rests largely with the
judiciary because constitutional limitations on the exercise of governmental power "can be preserved in practice no other way than
1 No. 2023AP2020.rgb
through the medium of courts of justice, whose duty it must be to
declare all acts contrary to the manifest tenor of the Constitution
void. Without this, all the reservations of particular rights or
privileges would amount to nothing." The Federalist No. 78,
supra, at 524-25 (Alexander Hamilton).
¶47 In 2017, this court protected the judicial branch's core
powers from legislative interference. Gabler, 376 Wis. 2d 147.
In 2019, this court safeguarded the legislature's core powers
against judicial encroachment. League of Women Voters, 387
Wis. 2d 511. Today, this court restores the executive branch's
core powers after legislative arrogation. Consistent application
of the separation of powers principles espoused in these cases
requires the court to retrieve the legislature's core lawmaking
power from the administrative apparatus residing in the executive
branch.
¶48 As the court expounded in Gabler and reiterates in this
case, preservation of the separation of powers does not prefer one
branch over another. We defend the constitutional boundaries of governmental authority to preserve individual freedom, to ensure
the people remain sovereign over those to whom the people delegated
the power to govern. "[D]eriving [its] just powers from the
consent of the governed," Wisconsin's government was instituted to
secure the people's inherent rights, including "life, liberty and
the pursuit of happiness[.]" Wis. Const. art. I, § 1.
¶49 Our constitution vests three separate branches——the
legislature, the executive, and the judiciary——with particular powers, which no other branch may wield. See majority op., ¶9.
2 No. 2023AP2020.rgb
"When the [g]overnment is called upon to perform a function that
requires an exercise of legislative, executive, or judicial power,
only the vested recipient of that power can perform it."1 Dep't
of Transp. v. Ass'n of Am. R.R., 575 U.S. 43, 68 (2015) (Thomas,
J., concurring in the judgment). Any deviation from the division
of powers the people delegated to each branch would be
illegitimate, having been made without the people's consent.
¶50 In this case, the court vindicates the constitution's
design by holding the legislature cannot take for itself the
executive's core function of executing the law, even if the
executive at one time consented to the arrangement. The court's
decision in this case does not enhance executive power; rather, it
returns the legislature to its constitutionally prescribed domain.
See Fabick v. Evers, 2021 WI 28, ¶57, 396 Wis. 2d 231, 956
N.W.2d 856 (Rebecca Grassl Bradley, J., concurring) ("This court
does not referee partisan battles; our duty is to ensure that each
branch of government respects the constitutional limits of its
authority."). The separation of powers, and its protection of the people's liberty, would collapse if one branch could seize for
itself the powers of another. See Gabler, 376 Wis. 2d 147, ¶31.
¶51 The constitution guards against one branch's attempts to
cede its powers to another branch as much as it prevents one branch
from usurping another branch's powers. Tetra Tech EC, Inc. v.
1While "[t]he allocation of powers in the Constitution is absolute," Dep't of Transp. v. Ass'n of Am. R.R., 575 U.S. 43, 69 (2015) (Thomas, J., concurring in the judgment) (citation omitted), the powers of each branch at times overlap. See Gabler v. Crime Victims Rts. Bd., 2017 WI 67, ¶34, 376 Wis. 2d 147, 897 N.W.2d 384.
DOR, 2018 WI 75, ¶48, 382 Wis. 2d 496, 914 N.W.2d 21 (lead opinion)
(a branch may not "abdicat[e]" or "abandon" its power and the other
branches cannot "take [] up" the powers of another).
"Acknowledging the dangers of accumulated power," our constitution
"preclude[s] each branch of government from delegating its own
vested powers." Fabick, 396 Wis. 2d 231, ¶54 (Rebecca Grassl
Bradley, J., concurring). The legislative power, "the power to
adopt generally applicable rules of conduct governing future
actions by private persons——the power to 'prescrib[e] the rules by
which the duties and rights of every citizen are to be regulated,'
or the power to 'prescribe general rules for the government of
society,'" Gundy, 588 U.S. at 153 (Gorsuch, J., dissenting)
(citations omitted) (alteration in original), belongs to the
legislature alone. Wis. Const. art. IV, § 1 ("The legislative
power shall be vested in a senate and assembly."); see also id.
art. IV, § 22 (creating one exception); Becker v. Dane Cnty., 2022
WI 63, ¶¶76, 113-16, 403 Wis. 2d 424, 977 N.W.2d 390 (Rebecca
Grassl Bradley, J., dissenting). ¶52 The vesting clauses conclusively confer the powers each
branch may exercise: "No one"——not the legislature, the executive,
or the judiciary——may "alter [the] arrangement" enshrined in our
constitution. Gundy, 588 U.S. at 153 (Gorsuch, J., dissenting);
League of Women Voters, 387 Wis. 2d 511, ¶35 (quoting Goodland v.
Zimmerman, 243 Wis. 459, 467, 10 N.W.2d 180 (1943)) ("The
separation of powers 'operates in a general way to confine
legislative powers to the legislature.'"); Wis. Legislature v. Palm, 2020 WI 42, ¶67, 391 Wis. 2d 497, 942 N.W.2d 900 (Rebecca
4 No. 2023AP2020.rgb
Grassl Bradley, J., concurring) (footnote omitted) ("Statutory law
being subordinate to the constitution, not even the people's
representatives in the legislature may consolidate [] power in one
person."). The "'power to make law . . . was reserved exclusively
to the Legislature, and any attempt to abdicate it in any
particular field, though valid in form, must, necessarily, be held
void.'" Rules of Court Case, 204 Wis. 501, 503, 236 N.W. 717
(1931) (quoting State ex rel. Mueller v. Thompson, 149 Wis. 488,
491, 137 N.W. 20 (1912)). "Because the people gave the legislature
its power to make laws, the legislature alone must exercise it.
Our constitutional structure confers no authority on any branch to
subdelegate any powers the sovereign people themselves delegated
to particular governmental actors." Fabick, 396 Wis. 2d 231, ¶56
(Rebecca Grassl Bradley, J., concurring).
¶53 This court's enforcement of the non-delegation doctrine
embedded in our constitution eroded over time. The court has
allowed executive branch officials and unelected bureaucrats to
exercise the lawmaking power of the legislature, see, e.g., Koschkee, 387 Wis. 2d 552, ¶12 (stating "when administrative
agencies promulgate rules, they are exercising legislative power
that the legislature has chosen to delegate to them by statute"),
provided adequate "procedural safeguards" are in place. Panzer v.
Doyle, 2004 WI 52, ¶¶54-55, 70-71, 271 Wis. 2d 295, 680 N.W.2d 666,
abrogated on other grounds by Dairyland Greyhound Park, Inc. v.
Doyle, 2006 WI 107, 295 Wis. 2d 1, 719 N.W.2d 408; Gilbert v.
State, Med. Examining Bd., 119 Wis. 2d 168, 186, 349 N.W.2d 68 (1984); Westring v. James, 71 Wis. 2d 462, 468, 238 N.W.2d 695
5 No. 2023AP2020.rgb
(1976); Watchmaking Examining Bd. v. Husar, 49 Wis. 2d 526, 536,
182 N.W.2d 257 (1971); Schmidt v. Dep't of Res. Dev., 39
Wis. 2d 46, 57-58, 158 N.W.2d 306 (1968). The procedural
safeguard requirement is not demanding. Panzer, 271 Wis. 2d 295,
¶¶70-71. The court replaced the constitution's bar on
subdelegating legislative power with illusory "limits drawn by the
judiciary." Fabick, 396 Wis. 2d 231, ¶61 (Rebecca Grassl Bradley,
J., concurring); Becker, 403 Wis. 2d 424, ¶111 (Rebecca Grassl
Bradley, J., dissenting).
¶54 The court's reluctance to enforce the constitutional
constraints on subdelegation emerged long after Wisconsin's
founding. "In the early years of Wisconsin's statehood, this court
understood that the three branches of government could not delegate
their vested powers, imposing substantive limitations on the
legislature's assignment of authority to the executive to carry
out the legislature's policies." Fabick, 396 Wis. 2d 231, ¶64
(Rebecca Grassl Bradley, J., concurring). As the court in Slinger
v. Henneman explained, "It is a settled maxim of constitutional law, that the power thus conferred upon the legislature cannot be
delegated by that department to any other body or authority." 38
Wis. 504, 509-10 (1875). "Legislators have no power to anoint
legislators; only the people do." Becker, 403 Wis. 2d 424, ¶75
(Rebecca Grassl Bradley, J., dissenting). Accordingly, the
constitution requires that "a law must be complete, in all its
terms and provisions, when it leaves the legislative branch of the
government, and nothing must be left to the judgment of the electors or other appointee or delegate of the legislature."
6 No. 2023AP2020.rgb
Dowling v. Lancashire Ins. Co., 92 Wis. 63, 74, 65 N.W. 738 (1896);
accord State ex rel. Adams v. Burdge, 95 Wis. 390, 401-02, 70 N.W.
347 (1897). Laws violating this rule were held "inoperative and
void." Slinger, 38 Wis. at 510. It was only "in the wake of the
Progressive era[] [that] this court began to uproot substantive
limits on the legislature's delegation of its constitutionally-
conferred powers." Fabick, 396 Wis. 2d 231, ¶64 (Rebecca Grassl
Bradley, J., concurring).
¶55 Apologists for delegations of legislative authority to
the executive branch primarily invoke the ostensible "overpowering
necessity" of modern governance. State ex rel. Wis. Inspection
Bureau v. Whitman, 196 Wis. 472, 498, 220 N.W. 929 (1928);
Koschkee, 387 Wis. 2d 552, ¶17 (quoting Gilbert, 119 Wis. 2d at
184) ("We have long recognized that 'the delegation of the power
to make rules and effectively administer a given policy is a
necessary ingredient of an efficiently functioning government.'");
Mistretta v. United States, 488 U.S. 361, 372 (1989) (citations
omitted) ("[O]ur jurisprudence has been driven by a practical understanding that in our increasingly complex society, replete
with ever changing and more technical problems, Congress simply
cannot do its job absent an ability to delegate power under broad
general directives."). But "[t]hose to whom the people have
conferred constitutional powers may not circumvent those grants
simply 'because they believe that more or different power is
necessary.'" Koschkee, 387 Wis. 2d 552, ¶46 (Rebecca Grassl
Bradley, J., concurring) (quoting A.L.A. Schechter Poultry Corp. v. United States, 295 U.S. 495, 529 (1935)). Even "[e]xtraordinary
7 No. 2023AP2020.rgb
conditions"——such as a global pandemic——"do not create or enlarge
constitutional power." A.L.A. Schechter, 295 U.S. at 528; Fabick,
396 Wis. 2d 231, ¶50 (Rebecca Grassl Bradley, J., concurring);
Palm, 391 Wis. 2d 497, ¶¶70, 73 (Rebecca Grassl Bradley, J.,
concurring). If emergencies do not enlarge the legislature's
ability to delegate legislative power, then the permanent, ongoing
"necessity" known as "modernity" does not either. See Philip
Hamburger, Is Administrative Law Unlawful?, at 422 (2014).
¶56 In this case, the court vindicates that principle,
rejecting the legislative respondents' pragmatic arguments rooted
in the supposed necessity of revamping the Founders' design in
favor of modern, but constitutionally suspect, governance.
Majority op., ¶28. "Whenever any branch of government exceeds the
boundaries of authority conferred by the people, it is the duty of
the judicial branch to say so." Palm, 391 Wis. 2d 497, ¶66
(Rebecca Grassl Bradley, J., concurring). The first principles
espoused in this court's decision should revitalize the dormant
non-delegation doctrine, reject the discredited notion that the "necessities" of modern governance justify disregarding our
constitution's commands, and restore our original understanding of
the vesting clauses, which bar any subdelegation of the
legislature's powers.
¶57 Today, the court upholds the structural separation of
powers enshrined in the constitution. Not all members of the
majority have done so in the past. See, e.g., Becker, 403
Wis. 2d 424, ¶30 (lead opinion) (minimizing the separation of powers as something the court has "inferred" but "never
8 No. 2023AP2020.rgb
interpreted . . . in a literal sense"); League of Women Voters,
387 Wis. 2d 511, ¶¶43-54 (Dallet, J., dissenting) (joined by Ann
Walsh Bradley, J.) (dissenting from decision declaring the
December 2018 extraordinary session of the Wisconsin Legislature
constitutional). As Chief Justice Annette Kingsland Ziegler notes
in her dissent, "we have no assurance that constitutional
principles . . . will be equally applied, in the same manner,
across the board, to the other branches in the future." Dissent,
¶83. The Chief Justice's concern is well founded. With respect
to the exercise of governmental powers, three members of the
majority (Justices Ann Walsh Bradley, Rebecca Frank Dallet, and
Jill J. Karofsky) have invariably ruled against the legislature
and in favor of the executive branch.2 They have been the only
See, e.g., Clarke v. Wis. Elections Comm'n, 2023 WI 79, 410 2
Wis. 2d 1, 998 N.W.2d 370 (adopting Governor Evers' position and invalidating the legislature's redistricting maps); Wis. Mfrs. & Com. v. Evers, 2022 WI 38, ___ Wis. 2d ___, 977 N.W.2d 374 (allowing Governor Evers' Department of Health Services to release the names of Wisconsin employers whose employees tested positive for COVID-19); Johnson v. Wis. Elections Comm'n, 2022 WI 14, 400 Wis. 2d 626, 971 N.W.2d 402, rev'd sub nom. Wis. Legislature v. Wis. Elections Comm'n, 595 U.S. 398 (per curiam)) (adopting Governor Evers' proposed congressional map and state legislative maps and rejecting the legislature's); Clean Wis., Inc. v. DNR, 2021 WI 72, 398 Wis. 2d 433, 961 N.W.2d 611 (ruling against the legislature and expanding executive branch power by allowing administrative agencies to impose requirements not explicitly permitted by statute); Clean Wis., Inc. v. DNR, 2021 WI 71, 398 Wis. 2d 386, 961 N.W.2d 346 (ruling against the legislature and in favor of Governor Evers' Department of Natural Resources in allowing the DNR to impose requirements not explicitly permitted by statute); Fabick v. Evers, 2021 WI 28, ¶¶74-148, 396 Wis. 2d 231, 956 N.W.2d 856 (Ann Walsh Bradley, J., dissenting) (joined by Dallet and Karofsky, JJ.) (dissenting from decision that Governor Evers' executive orders proclaiming successive states of emergency based on COVID-19 exceeded the Governor's powers); Democratic Nat'l Comm. v. Bostelmann, 2020 WI 80, ¶¶15- 27, 394 Wis. 2d 33, 949 N.W.2d 423 (Dallet, J., dissenting) 9 No. 2023AP2020.rgb
justices during the past five years to demonstrate uniform
allegiance to one branch and unvarying hostility toward another.
¶58 "Working from an understanding of the [c]onstitution at
war with its text and history," Justice Rebecca Frank Dallet's
denialism toward the non-delegation doctrine——a foundational
principle "respecting the people's sovereign choice to vest the
legislative power in [the legislature] alone"——betrays a
willingness to destabilize "a structure designed to protect [the
people's] liberties, minority rights, fair notice, and the rule of
(joined by Ann Walsh Bradley and Karofsky, JJ.) (dissenting from decision recognizing legislature's right to participate as a party in litigation defending the validity of state laws); Bartlett v. Evers, 2020 WI 68, ¶¶109-71, 393 Wis. 2d 172, 945 N.W.2d 685 (Ann Walsh Bradley, J., concurring in part, dissenting in part) (joined by Dallet, J.) (in original action requesting a declaration that Governor Evers exceeded his constitutional authority to partially veto appropriation bills, Justices Ann Walsh Bradley and Dallet were the only justices who would have declared all of Governor Evers' vetoes constitutional); Serv. Emps. Int'l Union, Loc. 1 v. Vos, 2020 WI 67, ¶¶163-88, 393 Wis. 2d 38, 946 N.W.2d 35 (Dallet, J., concurring in part, dissenting in part) (joined by Ann Walsh Bradley, J.) (dissenting from decision upholding the constitutionality of the legislature's involvement in certain litigation prosecuted or defended by the attorney general and joining decision invalidating legislature's regulation of guidance documents issued by the executive branch); Wis. Legislature v. Palm, 2020 WI 42, ¶¶122-30, 391 Wis. 2d 497, 942 N.W.2d 900 (Ann Walsh Bradley, J., dissenting) (joined by Dallet, J.) (dissenting from decision declaring Governor Evers' appointed DHS Secretary failed to follow the emergency rulemaking procedures established by the legislature and exceeded her powers in issuing order confining all people to their homes, forbidding travel and closing businesses); id., ¶¶132-63 (Dallet, J., dissenting) (joined by Ann Walsh Bradley, J.) (same); League of Women Voters of Wis. v. Evers, 2019 WI 75, ¶¶43-54, 387 Wis. 2d 511, 929 N.W.2d 209 (Dallet, J., dissenting) (joined by Ann Walsh Bradley, J.) (dissenting from decision declaring the December 2018 extraordinary session of the legislature constitutional and embracing Governor Evers' position to the contrary).
10 No. 2023AP2020.rgb
law."3 Gundy, 588 U.S. at 149, 156 (Gorsuch, J., dissenting).
Justice Dallet's concurrence lends credence to the Chief Justice's
apprehension that four members of the majority will "restrain[]
only the legislative branch" and will "aggregate power in the []
executive branch." Dissent, ¶83. Foreshadowing a contemporary
remaking of the traditional "Schoolhouse Rock understanding of
civics," Justice Dallet's concurrence, ¶62, Justice Dallet joined
Justice Ann Walsh Bradley's dissent from a decision reaffirming
that "when administrative agencies promulgate rules, they are
exercising legislative power that the legislature has chosen to
delegate to them by statute." Koschkee, 387 Wis. 2d 552, ¶12. In
her concurrence in this case, Justice Dallet declares "it is
3 Justice Rebecca Frank Dallet's suggestion that the non- delegation doctrine "never existed" is plainly wrong. Justice Dallet's concurrence, ¶72. "Evidence of the non-delegation principle underlying the separation of powers in the Wisconsin Constitution has been well-documented by Wisconsin's seminal source for originalist constitutional interpretation." Becker v. Dane Cnty., 2022 WI 63, ¶93, 403 Wis. 2d 424, 977 N.W.2d 390 (Rebecca Grassl Bradley, J., dissenting) (citing A Convention Editorial (1846), reprinted in The Movement for Statehood, 1845– 46, at 309, 310–11 (Milo M. Quaife ed., 1918)). "The non- delegation principle traces its origins to English law." Id., ¶97 (citing Jarkesy v. SEC, 34 F.4th 446, 460 n.12 (5th Cir. 2022)). "Even the king of England, following the rise of popular sovereignty, was not permitted to transfer certain powers vested in him by Parliament." Id. (first citing Penal Statutes (1605), Coke, Reports, 7:36b–37a; and then citing Philip Hamburger, Is Administrative Law Unlawful?, at 381 (2014)).
Although Justice Dallet decries the legislature's request for what she labels a "radical[] alter[ation]" of our separation of powers doctrine, she advocates for one herself, opining that making rules governing society is somehow an executive function if a statute allows for it——or is at least a shared power. Justice Dallet's concurrence, ¶¶67, 73. This vision of governmental power is a contemporary invention unknown at the founding.
11 No. 2023AP2020.rgb
unsettled whether executive branch agencies exercise legislative
power at all when they execute a statute within the bounds set by
the legislature, including by making administrative rules . . . ."
Justice Dallet's concurrence, ¶73. This misconception of
governmental power suggests this court will stray from its ring,
masquerade as the ringmaster, and expansively redraw the ring of
the executive while shrinking the legislature's. See Schoolhouse
Rock: Three Ring Government (ABC March 13, 1979).
¶59 The constitution cannot be construed as a one-way
ratchet. The separation of powers must be maintained across the
board, for both political branches irrespective of which party
controls them. The constitution does not permit the legislature
to wield the powers vested in the executive branch, nor does the
constitution permit the legislature to cede its lawmaking
authority to the executive. If this court fails to apply the
separation of powers consistently, the court will compromise the
structural integrity of the constitution and expose the people it
protects to depredations of their liberty by facilitating the "gradual concentration of the several powers" in one branch. The
Federalist No. 51, supra, at 349 (James Madison). While some
members of this court may prefer (for now) the executive branch to
the legislative, the constitution does not. Construing it
otherwise risks the demise of our constitutional republic.
12 No. 2023AP2020-OA.rfd
¶60 REBECCA FRANK DALLET, J. (concurring). I join the
majority opinion and Justice Ann Walsh Bradley's concurrence. I
write separately to emphasize that this case implicates only the
governor's core power to faithfully execute the laws, and does not
involve what we have called "shared powers" or implicate the so-
called "non-delegation doctrine." No power was shared, and nothing
was delegated.
I
¶61 Our constitution creates a tripartite system of
government, vesting the executive power in the governor, the
legislative power in the senate and assembly, and the judicial
power in the court system. See Wis. Const. art. IV, § 1; art. V,
§ 1; art. VII, § 2. Because these powers are "conferred to a
single branch by the constitution," they are the "core powers" of
each branch. SEIU, Local 1 v. Vos, 2020 WI 67, ¶35, 393 Wis. 2d 38,
946 N.W.2d 35. Where core powers are concerned, the separation of
powers is clear: No branch may "take [another branch's core power]
up and use it as its own." Id. (quoting another source). ¶62 When only core powers are at issue, separation-of-powers
questions often have clear answers. You don't need much more than
a Schoolhouse Rock understanding of civics to know that the
legislature can't pass a law authorizing a legislative committee
to exercise the judicial power. See Schoolhouse Rock!, Three Ring
Government (1979), https://www.youtube.com/watch?v=pKSGyiT-o3o
("Ring one, Executive. Two is Legislative, that's Congress. Ring three, Judiciary."). That power belongs to the judiciary. See
Wis. Const. art. VII, § 2. Likewise, the legislature cannot enact 1 No. 2023AP2020-OA.rfd
statutes like Wis. Stat. §§ 23.0917(6m) and 23.0917(8)(g)3., which
authorize a legislative committee "to make spending decisions for
which the legislature has already appropriated funds and defined
the parameters by which those funds may be spent." Majority op.,
¶19. That power belongs to the executive. See Wis. Const. art.
V, § 1.
¶63 But it is important to emphasize that this simple, core-
powers vision of the separation of powers is just the beginning,
not "an ending too." See Seila Law LLC v. Consumer Fin. Prot.
Bureau, 591 U.S. 197, 265 (2020) (Kagan, J., concurring in part).
Like the United States Constitution, the Wisconsin Constitution
creates a separation of powers that is, "by design, neither rigid
nor complete." See id. As we have put it, "determining 'where
the functions of one branch end and those of another begin' is not
always easy." SEIU, 393 Wis. 2d 38, ¶34 (quoting State v. Holmes,
106 Wis. 2d 31, 42-43, 315 N.W.2d 703 (1982)). That is why we
have recognized another category of governmental powers: Shared
powers. Shared powers are those that "lie at the intersections of . . . core constitutional powers." State v. Horn, 226
Wis. 2d 637, 643, 594 N.W.2d 772 (1999). In these "borderlands"
between the branches' core powers, we have held that each branch
may exercise power "but no branch may unduly burden or
substantially interfere with another branch." Id. at 644. Nothing
in our decision today alters that longstanding approach to shared
powers, or undermines the basic insight of our shared powers cases:
That the separation of powers must have some flexibility when the powers of coordinate branches of government intersect.
2 No. 2023AP2020-OA.rfd
¶64 The legislature offered two unconvincing arguments for
why the authority granted to the Joint Finance Committee by
§§ 23.0917(6m) and 23.0917(8)(g)3. falls within the category of
shared powers. First, because DNR is an executive branch agency
created by statute, the legislature asserts that both it and the
governor have "inherent interests" in DNR's execution of the
Knowles-Nelson program. See Wis. Stat. § 15.34 (creating DNR).
And second, because DNR spends money the legislature appropriated
through the Knowles-Nelson program, the legislature's
appropriations power justifies its authority to review those
spending decisions DNR makes.
¶65 The legislature's first argument is unpersuasive
because, as we have said before, the governor "oftentimes carries
out his functions through administrative agencies." SEIU, 393
Wis. 2d 38, ¶97. When he does so, those agencies are "exercising
executive power," even if they were created by the legislature.
Id. In other words, "the legislature does not confer on
administrative agencies the ability to exercise executive power; that comes by virtue of being part of the executive branch." Id.,
¶131. And as the majority opinion correctly explains, DNR is
exercising core executive power when it administers the Knowles-
Nelson program. See majority op., ¶¶18-19. Although the
legislature has the power to create agencies and define their scope
of authority, "the power to spend appropriated funds in accordance
with the law enacted by the legislature" falls within the
executive's core power to faithfully execute the laws. Id., ¶18.
3 No. 2023AP2020-OA.rfd
¶66 The legislature's second argument——that its power to
pass appropriations bills means that whenever DNR spends money in
accordance with an appropriation, that expenditure is an exercise
of shared power——is similarly unavailing. To be sure, our
constitution provides that "[n]o money shall be paid out of the
treasury except in pursuance of an appropriation by law." Wis.
Const. art. VIII, § 2. And this provision means that the
legislature has a role to play with respect to appropriations; the
legislature must make "an appropriation by law." Id. But once it
does so, spending money "in pursuance of" that law falls within
the core executive power to faithfully execute the laws. See id.
¶67 Accepting either of the legislature's shared powers
arguments would radically alter the separation of powers in
Wisconsin. As we have suggested before, we would head down "a
dangerous path" if we concluded that the legislature may control
everything an agency or officer does simply because the legislature
created that agency or officer. SEIU, 393 Wis. 2d 38, ¶131
(explaining that similar reasoning would allow the legislature to control how circuit court judges exercise their judicial power
since the legislature "did not have to create the circuit court
position in the first place and could eliminate it"). And it is
similarly dangerous to suggest that every expenditure of state
money pursuant to a lawful appropriation somehow implicates shared
powers. If that were true, then even a $5 expenditure under an
already enacted appropriation could be conditioned on the approval
of a single member of the legislature. That cannot be, because not only would it grind government to a halt, but it would also
4 No. 2023AP2020-OA.rfd
allow one branch, the legislature, to dictate how and whether other
branches may exercise their core powers.
¶68 To summarize, this case doesn't involve shared powers at
all. Rather, this case involves only the executive's core power
to faithfully execute the laws. Because §§ 23.0917(6m) and
23.0917(8)(g)3. purport to arrogate that core power to a
legislative committee, thus allowing the legislature to impede the
governor's exercise of his core power, these statutes are facially
II
¶69 Additionally, this case does not involve the so-called
"non-delegation doctrine." Before explaining why, it is helpful
first to identify what people mean when they invoke the "non-
delegation doctrine." One formulation——widely accepted in our
cases——is the simple inference derived from the three-branch
structure of our government "that none of the three governmental
powers——executive, legislative, or judicial——can be entirely
delegated away from the branch to which the constitution vests it." Becker v. Dane County, 2022 WI 63, ¶30, 403 Wis. 2d 424, 977
N.W.2d 390 (lead op.) (citing In re Constitutionality of § 251.18,
Wis. Statutes, 204 Wis. 501, 503, 236 N.W. 717 (1931)). In other
words, our constitution does not permit, for example, the wholesale
delegation of the legislative power to the governor, or the
executive power to the legislature. See id.
¶70 Nevertheless, our constitution allows for some delegation of legislative authority. Klisurich v. DHSS, 98
Wis. 2d 274, 279, 296 N.W.2d 742 (1980). Indeed, "[w]e have long 5 No. 2023AP2020-OA.rfd
recognized that 'the delegation of the power to make rules and
effectively administer a given policy is a necessary ingredient of
an efficiently functioning government.'" Koschkee v. Taylor, 2019
WI 76, ¶17, 387 Wis. 2d 552, 929 N.W.2d 600 (quoting Gilbert v.
Med. Examining Bd., 119 Wis. 2d 168, 184, 349 N.W.2d 68 (1984)).
In assessing whether a law delegating legislative authority to an
executive branch agency violates our constitution, we "examine
both the substantive nature of the granted power and the adequacy
of attending procedural safeguards against arbitrary exercise of
that power." Becker, 403 Wis. 2d 424, ¶31 (lead op.). So long as
a legislative grant of authority contains both an "ascertainable"
purpose and "procedural safeguards," it is constitutional.
Klisurich, 98 Wis. 2d at 280. The upshot of these cases is that
our non-delegation inquiry, like its federal equivalent, "always
begins (and often almost ends) with statutory interpretation."
See Gundy v. United States, 588 U.S. 128, 135 (2019) (plurality
op.).
¶71 In recent years, however, some have argued that we should revisit these cases, and adopt a more restrictive version of the
non-delegation doctrine that would prohibit the delegation of any
legislative power to the other branches. See Becker, 403
Wis. 2d 424, ¶33 (lead op.) (rejecting such an argument with
respect to delegations of local authority to local health
officials). In this case, an amicus curiae argued that the
governor's separation-of-powers arguments "effectively ask this
Court to . . . revitalize the non-delegation doctrine——but only to the extent that it aggregates power in the executive." And in her
6 No. 2023AP2020-OA.rfd
concurrence, Justice Rebecca Grassl Bradley suggests that "[t]he
first principles espoused in this court's decision should
revitalize the dormant non-delegation doctrine, reject the
discredited notion that the 'necessities' of modern governance
justify disregarding our constitution's commands, and restore our
original understanding of the vesting clauses, which bar any
subdelegation of the legislature's powers." Justice Rebecca
Grassl Bradley's concurrence, ¶56.
¶72 This account of today's decision is incorrect, for
several reasons. For starters, we cannot "revitalize" a "dormant"
doctrine that never existed before. As some scholars have argued,
the historical case for a more restrictive version of the non-
delegation doctrine, at least at the federal level, is weak. See
Julian Davis Mortenson & Nicholas Bagley, Delegation at the
Founding, 121 Colum. L. Rev. 277, 279-81 (2021); but see Ilan
Wurman, Nondelegation at the Founding, 130 Yale L.J. 1490, 1494
(2021) (arguing that "[a]lthough the history is messy," it supports
a version of the non-delegation doctrine). Some proponents of a more restrictive version of the non-delegation doctrine
nevertheless argue that "[t]he non-delegation principle traces its
origins to English law," see Becker, 403 Wis. 2d 424, ¶97 (Rebecca
Grassl Bradley, J., dissenting), specifically to an analogy from
a supposed rule of the common law of agency that prevented agents
from further delegating authority granted by their principal. See
id., ¶¶96-97. But "[i]t is hard to overstate the ahistoricity of
this claim," because this supposed principle of the common law of agency may never have been widely accepted and, in any event, there
7 No. 2023AP2020-OA.rfd
is no evidence anyone thought the analogy to agency law should
govern constitutional interpretation. See Mortenson & Bagley,
supra at 297. Moreover, the historical evidence for a more
restrictive non-delegation doctrine in Wisconsin is virtually non-
existent. The sweeping claim that the people who drafted and
ratified the Wisconsin Constitution in 1848 understood it
implicitly to prohibit any delegation of authority from one branch
to another one demands far more evidence than a couple of newspaper
editorials in 1846 describing the legislature in passing as "agents
of the people," or explaining that "[a]ll legitimate power proceeds
from the people." See Becker, 403 Wis. 2d 424, ¶¶93-95 (Rebecca
Grassl Bradley, J., dissenting) (quoting Taxation——Borrowing Money
(1846) and A Convention Editorial (1846), reprinted in The Movement
for Statehood, 1845-46, at 179, 310 (Milo M. Quaife, ed. 1918)).
Given the lack of historical evidence in Wisconsin supporting a
more restrictive version of the non-delegation doctrine, it should
not be a surprise that we have "never interpreted" the Wisconsin
Constitution "in a literal sense to bar the delegation of any legislative power outside the senate and assembly." Becker, 403
Wis. 2d 424, ¶30 (lead op.).
¶73 But putting history aside, the substantive case for a
more restrictive version of the non-delegation doctrine is also
weak under the Wisconsin Constitution. All our constitution says
is that the legislative, executive, and judicial powers are vested
in each respective branch of government. See Wis. Const. art. IV,
§ 1; art. V, § 1; art. VII, § 2. It contains no express limitation on delegations of that authority; the non-delegation doctrine is
8 No. 2023AP2020-OA.rfd
simply an inference from our constitutional structure. Moreover,
it is unsettled whether executive branch agencies exercise
legislative power at all when they execute a statute within the
bounds set by the legislature, including by making administrative
rules pursuant to legislative authorization. Even if agencies do,
however, "exercise both executive and legislative powers" in such
circumstances, see SEIU, 393 Wis. 2d 38, ¶130, a more restrictive
version of the non-delegation doctrine may nevertheless be in
tension with our shared powers cases. See Horn, 226 Wis. 2d at
643-44. If administrative agencies exercise shared powers without
"unduly burden[ing] or substantially interfer[ing] with another
branch," there is no separation-of-powers problem. Id. at 644.
¶74 But more fundamentally, accepting the governor's
position in this case does not implicate any version of the non-
delegation doctrine, let alone a more restrictive one. Sections
23.0917(6m) and 23.0917(8)(g)3. purport to claim a power for the
Joint Finance Committee that was never the legislature's to begin
with: The executive power to faithfully execute the law. "The legislature cannot delegate a power it does not have."1 Panzer v.
Doyle, 2004 WI 52, ¶61, 271 Wis. 2d 295, 680 N.W.2d 666, abrogated
on other grounds by Dairyland Greyhound Park, Inc. v. Doyle, 2006
1Moreover, to the extent our cases have ever been concerned with delegations of authority from one branch to another it has been the legislature delegating some of its power to the executive or the judiciary. See, e.g., Klisurich, 98 Wis. 2d at 279-80; Panzer v. Doyle, 2004 WI 52, ¶¶53-58, 271 Wis. 2d 295, 680 N.W.2d 666, abrogated on other grounds by Dairyland Greyhound Park, Inc. v. Doyle, 2006 WI 107, 295 Wis. 2d 1, 719 N.W.2d 408; Town of Beloit v. City of Beloit, 37 Wis. 2d 637, 643-45, 155 N.W.2d 633 (1968).
9 No. 2023AP2020-OA.rfd
WI 107, 295 Wis. 2d 1, 719 N.W.2d 408. And for that reason, this
case doesn't involve the non-delegation doctrine at all.
* * *
¶75 I conclude by addressing a disturbing aspect of some
recent opinions in our court, which level accusations of bad faith
and bias against my colleagues and me. Here, we have two separate
writings that do so. In her dissent, Chief Justice Ziegler stoops
to accusations of bad faith and political bias rather than engage
in a reasoned debate about the law. And Justice Rebecca Grassl
Bradley can't pass up an opportunity to join in. In a bizarre
twist, she writes separately to accuse the very justices who join
her majority opinion of doing so only for political reasons.
¶76 At best, these writings are a distraction from what
should be the focus. Today, we reached a nearly unanimous
conclusion that §§ 23.0917(6m) and 23.0917(8)(g)3. violate the
separation of powers enshrined in our constitution. This case
illustrates how we can reach consensus, even when weighty issues
are involved. ¶77 Perhaps it is inevitable that some will mistake our
decisions simply as "wins" for one set of political interests over
another. But Wisconsin Supreme Court Justices should not fuel
those misperceptions with headline-seeking rhetoric. Doing so
undermines the rule of law and harms both this institution and our
state. We are all judges committed to fairly, neutrally, and
impartially considering the issues before us without prejudgment and rendering decisions that follow the law, not the party line.
10 No. 2023AP2020-OA.rfd
No one——least of all other members of this court——should suggest
otherwise.
¶78 I am authorized to state that Justices ANN WALSH BRADLEY,
JILL J. KAROFSKY, and JANET C. PROTASIEWICZ join this opinion.
11 No. 2023AP2020-OA.akz
¶79 ANNETTE KINGSLAND ZIEGLER, C.J. (dissenting). As was
said in the dissent to the order granting this petition for
original action, this case "raises substantial questions about the
proper roles of the executive and legislative branches under the
Wisconsin Constitution."1 There is no doubt that the legal
questions presented in this case affect matters of statewide
importance,2 but there is no emergency here, nor was there a need
to fast-track just one issue in the case——a challenge to the
Knowles-Nelson Stewardship Program, outlined in Wis. Stat.
§ 23.0917 and administered through the Department of Natural
Resources ("DNR").3 In this one of three issues handpicked by four
members of the court, we have been asked to decide whether the
Wisconsin Legislature's Joint Committee on Finance's ("JFC")
vetoes of the DNR's choices relating to the Knowles-Nelson
1 Order granting petition for original action, Evers v. Marklein, No. 2023AP2020-OA, unpublished order (Wis. Feb. 2, 2024), at 4 (Hagedorn, J., dissenting). 2 Legal questions which affect matters of statewide importance are traditionally a prerequisite for this court to accept a case. See Wis. Stat. § (Rule) 809.62(1r):
CRITERIA FOR GRANTING REVIEW. Supreme court review is a matter of judicial discretion, not of right, and will be granted only when special and important reasons are presented. The following, while neither controlling nor fully measuring the court's discretion, indicate criteria that will be considered:
(a) A real and significant question of federal or state constitutional law is presented.
§ (Rule) 809.62(1r)(a). 3 Marklein, No. 2023AP2020-OA, unpublished order, supra n.1, at 1.
1 No. 2023AP2020-OA.akz
Stewardship program, which vetoes are authorized by § 23.0917(6m)
and (8)(g)3., facially violate the separation of powers. "As is
often the case with original-jurisdiction petitions, the question
is not whether we can grant the petition but whether we should."
Johnson v. Wisconsin Elections Comm'n, No. 2021AP1450-OA,
unpublished order, at 14 (Wis. Sept. 22, 2021) (Dallet, J.,
dissenting from grant of petition for original action). Here, the
issues, together, should be fully vetted.4
4 In this one case, there are three issues. Four members of the court selected one issue to decide, leaving the following two issues "held in abeyance pending further order of the court":
[Issue 2] Wisconsin's biennial budget bill, 2023 Wis. Act 19, provides a pay adjustment for [University of Wisconsin (UW)] and all other state employees. Again, courts have universally recognized that spending appropriated funds is an executive power and that legislative committees cannot block the executive's exercise of that power. Wisconsin Stat. § 230.12(3)(e)1. authorizes the Joint Committee on Employment Relations, an eight-member legislative committee, to veto UW's pay adjustments. Does this veto provision facially violate the separation of powers?
[Issue 3] Under various provisions of Wis. Stat. ch. 101, [Department of Safety and Professional Services (DSPS)] is charged with promulgating rules relating to commercial building safety, accessibility, and energy efficiency. Under Wis. Stat. § 457.03(2), the Marriage and Family Therapy, Professional Counseling, and Social Work Examining Board is responsible for developing ethics standards for social workers, marriage and family therapists, and professional counselors. Courts have broadly recognized that blocking executive branch agencies' rules violates bicameralism and presentment procedures and infringes on executive and judicial authority. Wisconsin Stat. §§ 227.19(5)(c), (d), (dm), and 227.26(2)(d) and (im) authorize the Joint Committee for Review of Administrative Rules, a 10-member legislative committee, to veto administrative rules. Do these veto provisions violate the separation of powers by allowing this committee to block executive agency 2 No. 2023AP2020-OA.akz
¶80 As stated in the dissent to the order accepting this
petition:
Under current law, the [JFC] has reviewed gubernatorial appropriations under the Knowles-Nelson Stewardship Program (the Program) for more than fifteen years. 2007 Wis. Act 20, § 646t; Wisconsin Legislative Fiscal Bureau, Warren Knowles-Gaylord Nelson Stewardship Program (Informational Paper # 61, prepared by Eric Helper, Jan. 2019). The Governor suddenly asserts this legislative oversight of appropriations under the Program violates the separation of powers doctrine and urgently warrants this court invoking its original
rulemaking or, at minimum, DSPS's and the Board's rulemaking authority over commercial building standards and ethics standards for social workers, marriage and family therapists, and professional counselors?
Interestingly, employing the opposite approach, those four members of the court recently granted two separate cases, with separate issues therein, to be decided together even though normally one would be held in abeyance. See Kaul v. Urmanski, No. 2023AP2362, unpublished order (Wis. July 2, 2024) (granting petition for bypass), and Planned Parenthood v. Urmanski, No. 2024AP330-OA, unpublished order (Wis. July 2, 2024) (granting petition for original action). As to these two separate cases, Justice Karofsky tried to justify this disparate treatment, stating:
Here, the court is granting a petition whose resolution may depend on how we rule in another case . . . . [I]t is not particularly groundbreaking for this court to schedule two cases with interdependent issues at the same time. . . .
The court does not know how it should resolve a particular case until it reviews all of the arguments made by the parties. Consequently, it makes good sense to hear all of the relevant legal arguments before rendering a decision . . . .
Planned Parenthood, No. 2024AP330-OA, unpublished order at 4 (Karofsky, J., concurring) (emphasis added). For the new majority, different principles apply depending on whether a "pet issue" is at stake. Planned Parenthood, No. 2024AP330-OA, unpublished order at 11 (Hagedorn, J., dissenting).
3 No. 2023AP2020-OA.akz
jurisdiction. The timing is no coincidence; the Governor knows he has a friendly foursome standing by to do his bidding. Evers v. Marklein, No. 2023AP2020-OA, unpublished order (Wis.
Feb. 2, 2024), at 2-3 (Rebecca Grassl Bradley, J., dissenting).
Here, "[i]nvoking our original jurisdiction sets this court on a
perilous path to resolve interbranch disputes whenever the
Governor complains the Legislature is hindering his policy
agenda." Id. at 3.
¶81 Nonetheless, and despite the strong dissent of three of
their colleagues, four members of the court handpicked but one
issue to fast-track and decide.5 I dissented then, and I dissent
now. Consistency has not always been the new majority's strong
suit, but when it comes to picking political favorites, they have
been unwaveringly faithful to the cause.6 Instead of allowing this
This term, four members of the court have established a 5
consistent record of handpicking and fast-tracking certain political "pet issues"——issues such as redistricting, absentee voting, ballot box use, and abortion. See, e.g., Clarke v. Wisconsin Elections Comm'n, 2023 WI 79, ¶¶78-184, 410 Wis. 2d 1, 998 N.W.2d 370 (Ziegler, C.J., dissenting) (redistricting); Brown v. Wisconsin Elections Comm'n, No. 2024AP232, unpublished order (Wis. May 3, 2024) (absentee voting practices); Priorities USA v. Wisconsin Elections Comm'n, No. 2024AP164, unpublished order (Wis. Mar. 12, 2024) (ballot drop boxes); Planned Parenthood, No. 2024AP330-OA, unpublished order supra n.4 (abortion).
See Clarke, 410 Wis. 2d 2, ¶¶78-184 (Ziegler, C.J., 6
dissenting); Brown v. Wisconsin Elections Comm'n, No. 2024AP232, unpublished order (Wis. Jun. 11, 2024) (Rebecca Grassl Bradley, J., dissenting to grant of motion for stay (in part) pending appeal); Brown, No. 2024AP232, unpublished order supra n.5, at 4- 10 (Ziegler, C.J., dissenting to grant of petition for bypass); Priorities USA v. Wisconsin Elections Comm'n, No. 2024AP164, unpublished order (Apr. 18, 2024), at 2 (Hagedorn, J., dissenting to grant of Governor's motion to intervene); Priorities USA, No. 2024AP164, unpublished order supra n.5, at 2-6 (Rebecca Grassl Bradley, J., dissenting to grant of petition for bypass).
4 No. 2023AP2020-OA.akz
case to proceed through the process, sifting and winnowing the
issues, and then taking all the issues at the same time, which
would serve to produce consistency, they forge on. Selecting an
issue that only impacts the Republican-controlled legislature and
the longstanding Knowles-Nelson Stewardship Program should raise
eyebrows. Determining all issues at the same time could serve to
hold my colleagues to application of the same principles in the
same way, even when it comes to a Democratic-controlled branch of
government. Unfortunately, we will wait to see if that consistency
will be forthcoming, as the majority handpicked and now limits
only the legislative branch's longstanding, statutorily authorized
practice.
¶82 Simply stated, there is no good reason why those four
members of the court gave preferential selection to part of this
case, fast-tracking only one of the three issues, rushing to decide
that lone issue, which just happens to limit legislative power
only. What's the rush? There is absolutely no good reason to
have handpicked this case and this one issue, ahead of all the other cases, taking it out of turn, and placing it to the front of
the line. That is not our usual practice, nor should it be. We
should not be picking favorites and delivering results.
¶83 As to the merits of this case, I recognize that the
majority opinion has cabined its analysis to separation of powers
principles and concludes that the legislative branch cannot
exercise a core power of the executive branch. I raise concern
about deciding this one issue alone, applying these principles to the legislature only. At least two of my colleagues would not
5 No. 2023AP2020-OA.akz
have decided this one issue alone in this case at this time. 7 If
this becomes a singular application of separation of power
principles or the non-delegation doctrine, which restrains only
the legislative branch, that amounts to aggregation of power which
runs counter to fundamental constitutional principles. The
principles the majority applies today must have consistent
application, which could have been more even-handedly accomplished
by hearing all the issues in due course. Because this sole issue
is being decided in a vacuum and on an expedited basis, we are at
risk of seeing a selective application of separation of power and
non-delegation principles and, ultimately, imbalance between the
branches. The petitioners8 effectively ask this court to
revitalize separation of powers and the non-delegation doctrine,
but as applied to the Republican-controlled branch only. This
limited application could ultimately serve to aggregate power in
the Democratic-controlled executive branch. Without considering
all issues together and in due course, the doctrine may be applied
See Marklein, No. 2023AP2020-OA, unpublished order supra 7
n.1, at 2 (Rebecca Grassl Bradley, J., dissenting) ("By accepting only one of the issues raised by the Governor and holding the other two issues in abeyance, the majority refashions this court as the Governor's avenue for imposing policy changes without the consent of the governed. When the majority's political allies say jump, the new majority responds: 'How high?'"); see also Marklein, No. 2023AP2020-OA, unpublished order supra n.1, at 5 (Hagedorn, J., dissenting) ("Letting a case mature through the normal process is not the only reason we should exercise caution here. This claim involves a power struggle between the executive and legislative branches. . . . Because the court here enters the fray too quickly, we risk further incentivizing what Justice Scalia called the 'overjudicialization of the process of self-governance[.]'").
In this instance, "the petitioners" refers to Governor Tony 8
Evers and Gathering Waters, Inc.
6 No. 2023AP2020-OA.akz
inconsistently. Here, because one issue is being taken up in a
vacuum, handpicked for quick "justice," we have no assurance that
constitutional principles, whether separation of powers or non-
delegation doctrine principles, will be equally applied, in the
same manner, across the board, to the other branches in the future.
For that, we wait. Those issues were not fast-tracked for decision
this term.
¶84 Instead, my colleagues who accepted this case for review
and then accepted only one limited issue, fail to "see the prudence
of patience and humility" and the worth of proceeding cautiously.9
The statutory authority that the JFC has retained over the Knowles-
Nelson Stewardship Program complies with bicameralism and
presentment requirements,10 as the JFC's authority to review
expenditures was voted on by the entire legislature and signed by
the governor. The decision the court makes today limits only the
Republican legislature's continued control over already allocated
money——a longstanding practice. Having said that, no relief
appears to exist for the legislature to claw back appropriations that it may not have allocated if it knew that it would lose any
9 Marklein, No. 2023AP2020-OA, unpublished order supra n.1, at 5 (Hagedorn, J., dissenting). 10 The Wisconsin Constitution does differ from the United States Constitution. The Wisconsin Constitution requires "[e]very bill which shall have passed the legislature shall, before it becomes a law, be presented to the governor." Wis. Const. art. V, § 10(1)(a). The United States Constitution requires "[e]very order, resolution, or vote" to be presented to the President. U.S. Const. art. I, § 7. Our court should not be so quick to determine that the Wisconsin Constitution requires presentment in the same manner, as the language of the Wisconsin Constitution appears to be more limited.
7 No. 2023AP2020-OA.akz
ability to ensure the expenditures were being made appropriately.
Government tends to spend what it has been allocated, and this
procedure provided a check on that spending.
¶85 The majority does not grapple with the unintended
consequences of this ruling. Consequential reasoning is not
necessarily legal reasoning, but there are likely practical
implications. An unintended consequence might be that this opinion
could be used to impact other longstanding practices, even though
this opinion is limited to this one program. Another unintended
consequence may be that the legislature will proceed quite
differently in its decision making and allocations. For example,
the legislature could decide that it will no longer allocate funds
to the longstanding and respected Knowles-Nelson Stewardship
Program. This could result in less, not more, allocations for
important projects, like those accomplished by the Knowles-Nelson
Stewardship Program. The legislature may need to, more formally
and less efficiently, address funding of individual worthy
projects, because continued control of the purse has been limited. ¶86 More specifically with respect to the issue at hand, I
lament how handpicking this lone issue has the appearance of being
8 No. 2023AP2020-OA.akz
just one more in a series of political "power grabs."11 Why now
is it so important to put a stop to this decades' long practice?
For decades, the legislature has used joint committees, like this
one, to review actions by the governor and state agencies. This
practice has been approved, tacitly or explicitly, by all three
branches of government: the legislative, executive, and judicial
branches. The statutes at issue were passed by the legislature
and signed by the governor and each branch operated pursuant to
them. These practices were cloaked with judicial approval.
¶87 In J.F. Ahern Co. v. Wisconsin State Building Comm'n,
114 Wis. 2d 69, 336 N.W.2d 679 (Ct. App. 1983), the court of
appeals unanimously determined that it was not a violation of
Wisconsin's separation of powers doctrine to allow a legislative
committee such as the JFC——in this instance, the State Building
11 See Clarke, 410 Wis. 2d 1, ¶¶78-184 (Ziegler, C.J., dissenting); Statement of Chief Justice Annette Kingsland Ziegler (Aug. 2, 2023), https://www.wispolitics.com/2023/chief-justice- annette-kingsland-ziegler-statement/; Press Release, Chief Justice Annette Kingsland Ziegler (Aug. 4, 2023), https://www.wicourts.gov/news/archives/view.jsp?id=1578&year=202 3; Clarke v. Wisconsin Elections Comm'n, No. 2023AP1399-OA, published order (Wis. Oct. 6, 2023), at 34-35 (Hagedorn, J., dissenting to grant of petition for leave to commence original action) (noting that in spite of petitioners "standing by until the court's composition changed, the court dutifully adopts an accelerated briefing and oral argument schedule. It even changed our internal writing deadlines on original actions to ensure this case would be fast-tracked"), https://www.wicourts.gov/courts/supreme/origact/docs/23ap1399_10 06order.pdf; see also ¶83 n.7, supra.
9 No. 2023AP2020-OA.akz
Commission12——to "exercise executive powers to the exclusion of the
executive branch." J.F. Ahern Co., 114 Wis. 2d at 108. The court
determined the Commission's "apparent ability to exclude the
executive branch from exercise of its own powers does
not . . . necessarily violate the separation doctrine . . . ."
Id. Rather, "[a] practical requirement of unanimity between the
legislative members of the Building Commission, on the one hand,
and the governor, on the other, therefore exists. That compulsory
unanimity converts the shared power over building construction
into a cooperative venture between the two governmental branches."
Id. Our court did not overturn that decision until now, over 40
years later. For decades, the legislative and executive branches
relied on those principles and complied with them.
¶88 In Martinez v. DILHR, 165 Wis. 2d 687, 478 N.W.2d 582
(1992), our court unanimously held it was constitutional for the
joint legislative committee to suspend agency rules. Martinez,
165 Wis. 2d at 699-700. J.F. Ahern Co. was cited with approval.
See id. at 697 (citing J.F. Ahern Co., 114 Wis. 2d at 88) ("Legislative power may be delegated to an administrative agency
as long as adequate standards for conducting the allocated power
are in place."). The legislature is endowed with constitutional
authority to manage the public fisc and has the constitutional
The State Building Commission is a legislative committee, 12
"controlled by six legislators," which "shares executive powers with the governor and one voting citizen member appointed by the governor." J.F. Ahern Co. v. Wisconsin State Building Comm'n, 114 Wis. 2d 69, 106-07, 336 N.W.2d 679 (Ct. App. 1983). The Building Commission, among other things, controls construction contracts for the construction of state office buildings.
10 No. 2023AP2020-OA.akz
power of the purse.13 The JFC has operated as a vehicle for the
legislature to remain "accountable" for governing the public fisc
and to "check on the activities of non-elected agency bureaucrats."
Martinez, 165 Wis. 2d at 701.14
¶89 The court pays little heed to the doctrine of stare
decisis when it reaches its conclusions and technically it need
not with respect to a court of appeals decision. Although the
majority reverses a court of appeals case rather than our
13 See Wis. Const. art. VIII, § 2 ("No money shall be paid out of the treasury except in pursuance of an appropriation by law."); see also Wis. Const. art. VIII, § 5 ("The legislature shall provide for an annual tax sufficient to defray the estimated expenses of the state for each year; and whenever the expenses of any year shall exceed the income, the legislature shall provide for levying a tax for the ensuing year, sufficient, with other sources of income, to pay the deficiency as well as the estimated expenses of such ensuing year."). 14 Martinez v. DILHR, 165 Wis. 2d 687, 478 N.W.2d 582 (1992), is a "horizontal precedent" which binds this court, absent a showing of a special justification for overruling it. It is not overturned by the majority. See Bryan A. Garner, et al., The Law of Judicial Precedent 35 (2016) (Horizontal Precedents) ("A high court . . . generally adheres to horizontal precedents——namely, its own earlier decisions. But if there is a special justification to depart from or overrule precedent, a full court may overturn its own prior decision."); see also Johnson Controls, Inc. v. Emp. Ins. of Wausau, 2003 WI 108, ¶94, 264 Wis. 2d 60, 665 N.W.2d 257; State v. Johnson, 2023 WI 39, ¶¶19-20, 407 Wis. 2d 195, 990 N.W.2d 174; State v. Young, 2006 WI 98, ¶51 n.16, 294 Wis. 2d 1, 717 N.W.2d 729. Adherence to precedent is "the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process." Payne v. Tennessee, 501 U.S. 808, 827 (1991); see also Johnson Controls, Inc., 264 Wis. 2d 60, ¶95; Progressive N. Ins. Co. v. Romanshek, 2005 WI 67, ¶41, 281 Wis. 2d 300, 697 N.W.2d 417 ("Any time this court is asked to overturn a prior case, we must thoroughly consider the doctrine of stare decisis.").
precedent, all three branches of government have engaged in the
longstanding practices of the JFC. Given the longstanding practice
recognized and approved by all three branches of government and
cited with approval in Martinez, 165 Wis. 2d at 697, it seems fair
to at least talk about stare decisis principles. We "repeatedly
recognized the importance of stare decisis to the rule of law."
State v. Johnson, 2023 WI 39, ¶19, 407 Wis. 2d 195, 990 N.W.2d 174.
We "follow[] the doctrine of stare decisis scrupulously . . . ."
State v. Luedtke, 2015 WI 42, ¶40, 362 Wis. 2d 1, 863 N.W.2d 592
(quoting Johnson Controls, Inc. v. Emp. Ins. of Wausau, 2003 WI
108, ¶94, 264 Wis. 2d 60, 665 N.W.2d 257).15
15 J.F. Ahern Co., 114 Wis. 2d 69, is a court of appeals decision which generally this court is neither bound by nor needs special justification to overturn. See Cook v. Cook, 208 Wis. 2d 166, 189-90, 560 N.W.2d 246 (1997) (determining that this court "has the power to overrule, modify, or withdraw language from a published opinion of the court of appeals"); see also State v. Johnson, 407 Wis. 2d 195, ¶20 ("[W]e have never required a special justification to overturn a decision of the court of appeals."). Nonetheless, stare decisis principles are worth noting. "[A]ny departure from the doctrine of stare decisis demands special justification." Johnson Controls, Inc., 264 Wis. 2d 60, ¶94; see also State v. Johnson, 407 Wis. 2d 195, ¶19; Young, 294 Wis. 2d 1, ¶51 n.16; Schultz v. Natwick, 2002 WI 125, ¶37, 257 Wis. 2d 19, 653 N.W.2d 266. These special justifications include:
(1) the law has changed in a way that undermines the prior decision's rationale; (2) there is a "need to make a decision correspond to newly ascertained facts;" (3) our precedent "has become detrimental to coherence and consistency in the law;" (4) the decision is "unsound in principle;" or (5) it is "unworkable in practice."
State v. Johnson, 407 Wis. 2d 195, ¶20 (citing Young, 294 Wis. 2d 1, ¶51 n.16).
12 No. 2023AP2020-OA.akz
¶90 Unfortunately, facilitating inconsistency in the law, as
has been the practice of the new majority, does not put the state
of Wisconsin on better footing. While I recognize that the court
declares this JFC review to be unconstitutional because it violates
separation of powers, stare decisis principles are absent and
overturning case law has been wrongly based on mere disagreement
with a prior decision. See Clarke v. Wisconsin Elections Comm'n,
2023 WI 79, ¶¶78-184, 410 Wis. 2d 1, 998 N.W.2d 370 (Ziegler, C.J.,
dissenting) (redistricting); see also, State v. Roberson, 2019 WI
102, ¶97, 389 Wis. 2d 190, 935 N.W.2d 813 (Dallet, J., dissenting)
(quoted source omitted) ("The outcome of a case should not turn on
whether the current members of the court find one legal argument
more persuasive but, rather, on '"whether today's [majority] has
come forward with the type of extraordinary showing that this court
has historically demanded before overruling one of its
precedents."'"); Ramos v. Louisiana, 590 U.S. 83, 121-22 (2020)
(Kavanaugh, J., concurring in part) ("A garden-variety error or
disagreement does not suffice to overrule. In the view of the Court that is considering whether to overrule, the precedent must
be egregiously wrong as a matter of law in order for the Court to
overrule it.").
¶91 For over a century, the JFC has been an important part
of how allocations in Wisconsin are managed. This longstanding
review structure allowed joint legislative committees to approve
or reject important matters. The JFC reviews certain limited
expenditures by the DNR to address the Knowles-Nelson Stewardship Program. For decades, the JFC has been a fundamental part of
13 No. 2023AP2020-OA.akz
governmental structure in Wisconsin. While application of
separation of power principles are the basis for the court's
conclusion that the JFC's authority to review DNR spending
decisions is unconstitutional, we know not the other implications
of this decision even though the majority limits its decision to
the one issue selected——the Knowles-Nelson Stewardship Program.
That program and the JFC have long functioned in a fundamental and
important way to allow review and decision making regarding fiscal
expenditures.
¶92 The JFC is a statutory standing committee, constituted
under the Wisconsin Legislature. The JFC exists to review all
state appropriations and revenues, including the governor's
recommended budget and other fiscal bills, as well as providing
supplementation of agency appropriations. The JFC also is
empowered to attach an emergency clause to any appropriation bill
decreasing state revenues or increasing the cost of state
government in advance of the budget bill. The JFC acts upon agency
requests for changes in their authorized position levels, as most of those positions are provided for through the biennial budget.
Additionally, the JFC has many other statutory duties, which while
not at issue in this case, are nonetheless instructive of how
14 No. 2023AP2020-OA.akz
essential the JFC is.16 The JFC is one of several legislative
committees, but given its role, it is an important one. Ever since
its initial iteration in 1911, the JFC and its oversights have
long provided guidance and checks on programs that have the
potential for huge economic outlay.
¶93 The decision of the court today, despite being limited
to this particular program and based on separation of power
principles, could be perceived as having broader impact on the way
Wisconsin government has managed the power of the purse for over
100 years. All three branches of government have functioned with
the understanding that the JFC operates with authority to review
certain spending and in fact, that review has been deemed
constitutional by our court. The other branches of government
have implicitly and explicitly approved such JFC review. If the
16The list of statutory sections implicated by the JFC's approval is non-exhaustive, and the JFC's reach is broad: The JFC is responsible for reviewing, submitting recommendations to, and advising and approving programs and monies in categories such as Natural Resources (the Program at issue here); Administration; Agriculture, Trade and Consumer Protection; Building Commission; Child Abuse and Neglect Prevention Board; Children and Families; Corrections; Distance Learning Authorization Board; Educational Communications Board; Elections Commission; Employee Trust Funds; Financial Institutions; Health Services; Higher Educational Aids Board; Historical Society; Housing and Economic Development Authority; Insurance; Judicial Commission; Justice; Military Affairs; Public Instruction; Revenue; Safety and Professional Services; Tourism; Transportation; University of Wisconsin Hospitals and Clinics Authority; University of Wisconsin System; Wisconsin Aerospace Authority; Wisconsin Economic Development Corporation; Workforce Development, among other things. Additionally, many of these same agencies and boards are statutorily required to submit reports to, and appear before, the JFC. Joint Committee on Finance Informational Paper #78, Legislative Fiscal Bureau (Jan. 2021).
15 No. 2023AP2020-OA.akz
court is "declaring rights," it should consider how it might do so
for the next budget cycle, as no other relief seems available for
the past. Allowing the case to proceed in accordance with our
standard practice and not rushing to judgment on this one issue,
would have been the most practical way to give notice to the
legislature of this groundbreaking change. Proceeding through the
normal process, would more fairly have provided the legislature
the ability to plan for the next budget cycle. Instead, they may
be without any relief for certain past allocations that are no
longer under their control.
¶94 In short, I disagree with rushing to judgment, on this
limited issue, taking this case out of turn. There is simply no
need.
¶95 As a result, I respectfully dissent.
2 No. 2023AP2020-OA.akz
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