Tipton-Whittingham v. City of Los Angeles

316 F.3d 1058, 2003 WL 141281
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 21, 2003
DocketNos. 01-56991, 01-57016
StatusPublished
Cited by8 cases

This text of 316 F.3d 1058 (Tipton-Whittingham v. City of Los Angeles) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tipton-Whittingham v. City of Los Angeles, 316 F.3d 1058, 2003 WL 141281 (9th Cir. 2003).

Opinion

ORDER CERTIFYING QUESTION TO THE CALIFORNIA SUPREME COURT

We certify to the California Supreme Court the questions set forth in Part II of this order. All further proceedings in this case are stayed pending receipt of the answers to the certified questions, or the declination of certification. If the California Supreme Court declines certification, we will resolve the issues according to our perception of California law.

The answers to the certified questions depend upon California law, and those answers may be determinative of the outcome of the present appeal. We find no clear controlling precedent in the decisions of the California Supreme Court. The answers provided by the California Supreme Court to the certified questions will be followed by this court.

I. Caption of the Case

A. The caption of the case and the names and addresses of counsel are as follows:

TERRY TIPTON-WHITTINGHAM, et ah, Plaintiffs-Appellants v. CITY OF LOS ANGELES, Defendant-Appellee 1

[1060]*1060B. The names and addresses of counsel are:

Carol A. Sobel, 429 Santa Monica Boulevard, Suite 550, Santa Monica, California 90401, attorney for Tipton-Whittingham, et al.
Gregory M. Bergman, Mark W. Waterman, Beth D. Corriea, Bergman & Da-cey, Inc., 10880 Wilshire Boulevard, Suite 900, Los Angeles, California 90024; Rockard Delgadillo, City Attorney, Angel Manzano, Jr., Deputy City Attorney, attorneys for the City of Los Angeles.

C. If this request for certification is granted, the City of Los Angeles should be deemed the petitioner on the certified questions.

II. Questions of Law to be Answered

We respectfully request that the Supreme Court of California answer the certified questions presented below. These questions are contested by the parties. Our phrasing of the questions should not restrict the Court’s consideration of the issues involved. The questions are:

A. Under California law, may attorneys’ fees as provided for in California Code of Civil Procedure § 1021.52 and the California Fair Employment and Housing Act (“FEHA”) § 12965(b)3 be awarded where the plaintiff has been the “catalyst” in bringing about the relief sought by the litigation?
B. If the catalyst theory is viable under California law, will that theory support an award of attorneys’ fees where the plaintiff “activates” the defendant to modify his behavior? See Maria P. v. Riles, 43 Cal.3d 1281, 1291-92, 240 Cal.Rptr. 872, 743 P.2d 932 (1987) (citations omitted). Or, does California law require a judicially recognized change in the legal relationship between the parties, such as a judgment on the merits, a consent decree, or a judicially-ordered settlement?

III. Statement of Facts

The City of Los Angeles (“the City”), appeals from the district court’s order of September 21, 2001, awarding interim catalyst attorneys’ fees and costs, under California law, to the plaintiffs, Terry Tipton-Whittingham, et al. (“the plaintiffs”). The case filed in the district court is a class action on behalf of women officers and women civil employees of the Los Angeles Police Department (“LAPD”) who allege they have been subjected to discrimination on the basis of sex and/or race. The plaintiffs sought injunctive relief and damages pursuant to federal and state constitutional claims, federal and state statutory claims, and state tort claims.

After the case was filed, the parties entered into settlement discussions leading to a consent decree that was later revoked by United States District Judge Keller. Thereafter, the plaintiffs began new settlement discussions with the newly appointed [1061]*1061Los Angeles Police Chief, Bernard C. Parks. Those talks did not result in any contractual or court-ordered agreement. Instead, the LAPD voluntarily instituted several changes directed toward anti-discrimination. Noting that the changes were very similar to the original consent decree, the plaintiffs represented to the district court that their injunctive relief claims were moot as they had been “resolved informally through negotiations that have not resulted in a formal agreement between the parties, but have resulted in comprehensive change sufficient to moot plaintiffs’ claims.” ER 264 On a joint motion of the parties, the district court dismissed the plaintiffs’ claims for injunc-tive relief. Approximately one year later, the plaintiffs moved for catalyst attorneys’ fees and costs under California Code of Civil Procedure § 1021.5 and the California FEHA. They asserted they had prevailed on their state and federal injunctive relief claims as evidenced by the City’s policy changes, and they contended then-efforts had brought about those changes. United States District Judge Terry J. Hatter, Jr.5 granted the motion, awarding the plaintiffs costs and more than $1,703,383. in attorneys’ fees. The City did not appeal from that order and in fact paid the award in the fall of 2000.

On July 20, 2001, the City moved for reconsideration of the district court’s order in light of the Supreme Court’s decision in Buckhannon Board and Care Home, Inc. v. West Virginia Department of Health and Human Resources, 532 U.S. 598, 121 S.Ct. 1835, 149 L.Ed.2d 855 (2001), which rejected the catalyst theory as a legal basis for the recovery of prevailing-party attorneys’ fees under the ADA and the FHAA. The City argued that the plaintiffs were not “prevailing parties” under federal law because Buckhannon requires an “alteration of the legal relationship,” which was not achieved by the plaintiffs in the instant case. See Buckhannon, 532 U.S. at 604, 121 S.Ct. 1835 (quoting Texas State Teachers Ass’n v. Garland Indep. Sch. Dist., 489 U.S. 782, 792-93, 109 S.Ct. 1486, 103 L.Ed.2d 866 (1989)). The City also argued that catalyst attorneys’ fees are foreclosed under California law because, despite use of the term “catalyst fees” with apparent approval, analyses of relevant California Supreme Court cases demonstrated that underlying each fee award was a judicially sanctioned change in the legal relationship between the parties. See, e.g., Maria P., 43 Cal.3d at 1293, 240 Cal.Rptr. 872, 743 P.2d 932 (1987) (awarding catalyst fees where the court issued a preliminary injunction against the defendants). In opposition, the plaintiffs argued that California precedent prior to Buck-hannon specifically endorsed the catalyst theory, that such precedent is still controlling, and that the determinative factor in attorney’s fees questions is the impact of the litigation at hand. See, e.g., Westside Cmty. for Indep. Living v. Obledo, 33 Cal.3d 348, 352, 188 Cal.Rptr. 873, 657 P.2d 365 (1983); Folsom v. Butte County Ass’n of Gov’ts, 32 Cal.3d 668, 685, 186 Cal.Rptr.

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316 F.3d 1058, 2003 WL 141281, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tipton-whittingham-v-city-of-los-angeles-ca9-2003.