MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Aug 26 2019, 5:55 am court except for the purpose of establishing CLERK the defense of res judicata, collateral Indiana Supreme Court Court of Appeals estoppel, or the law of the case. and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Kimberly A. Jackson Curtis T. Hill, Jr. Indianapolis, Indiana Attorney General of Indiana Ellen H. Meilaender Supervising Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Timothy W. Allen, August 26, 2019 Appellant-Defendant, Court of Appeals Case No. 18A-CR-2952 v. Appeal from the Franklin Circuit Court State of Indiana, The Honorable Appellee-Plaintiff. J. Steven Cox, Judge Trial Court Cause No. 24C01-1704-F3-299
Kirsch, Judge.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 1 of 7 [1] Timothy W. Allen (“Allen”) pleaded guilty to dealing in methamphetamine1
and possession of methamphetamine2 both as Level 5 felonies and admitted to
being an habitual offender.3 He appeals his habitual offender enhancement,
arguing that the enhancement was improper because the habitual offender
allegation had been dismissed.
[2] We dismiss.
Facts and Procedural History [3] In March 2017, police received information that Allen was manufacturing
methamphetamine. Allen had a prior conviction for manufacturing
methamphetamine. On several occasions, police observed him coming from
the area where the manufacturing was alleged to be occurring. Tr. Vol. 2 at 18-
19, 45-47. Police conducted a search of NPLEx, which is a system that logs
purchases of pseudoephedrine, and discovered that Allen had made numerous
purchases. Id. at 20-22, 47-48. Police obtained Allen’s discarded trash and
discovered several items connected with methamphetamine manufacture and
consumption. Id. at 22-24, 49, 53. Police obtained and executed a search
warrant for Allen’s residence. Id. at 25, 53-54. Based on the results of this
investigation, the State charged Allen, on April 4, 2017, with Count 1, Level 3
1 See Ind. Code § 35-48-4-1.1. 2 See Ind. Code § 35-48-4-6.1. 3 See Ind. Code § 35-50-2-8.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 2 of 7 felony dealing in methamphetamine, Count 2, Level 5 felony possession of
methamphetamine, Count 3, Level 6 felony possession of precursors, and
Count 4, Level 6 felony maintaining a common nuisance. Appellant’s App. Vol.
II at 28-31.
[4] On February 12, 2018, the State filed its notice of intent to file a habitual
offender enhancement if plea negotiations were unsuccessful. Id. at 57. In
August 2018, the State amended the charging information to add Counts 5-7,
all of which constituted habitual offender enhancement allegations. Id. at 86-
89. All three counts alleged the identical prior unrelated felony convictions: (1)
a Class B felony manufacturing methamphetamine conviction from 2011; (2) a
Class C felony battery conviction from 2004; (3) a Class D felony criminal
recklessness conviction from 1994; and (4) convictions for Class C felony
battery, Class D felony leaving the scene of an accident, and Class D felony
possession of marijuana from 1994. Id. at 87-89.
[5] On October 3, 2018, the State filed a motion to amend the charging information
and to dismiss Counts 3, 4, 6, and 7, which the trial court granted. Id. at 105-
06, 109. As amended, Count 1 was lowered to a Level 4 felony, and the
remaining habitual offender allegation, previously Count 5, became the
Amended Count 3. Id. at 107-08. The amended habitual offender charge
removed Allen’s 1994 conviction for criminal recklessness from the list of prior
unrelated felonies. Id. at 108.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 3 of 7 [6] A guilty plea hearing was held on October 9, 2018. At the hearing, the State
amended the information orally, and Allen pleaded guilty without a written
plea agreement. Tr. Vol. 2 at 77-86. Pursuant to the oral plea agreement, the
State amended Count 1 to a Level 5 felony, and Allen agreed to plead guilty to
Counts 1-3 with the understanding that the sentences on Counts 1 and 2 would
run concurrently and the total executed sentence, including the habitual
enhancement, would be capped at eight years. Id. at 77-80. Allen waived
initial hearing on the amended charges, and his attorney stated, “He’s aware of
the charges against him and the difference in these charges as compared to the
charges that he’s already been initialed on.” Id. at 77-78, 81. Allen’s attorney
explained to him that the State had agreed to reduce the dealing in
methamphetamine charge from a Level 4 felony to a Level 5 felony “[a]nd then
they also changed the habitual [from a Level 3 to a Level 4 felony] . . . now
they’ve changed it [Count 1] to a Level 5 so they have to change that [the
habitual charge] again. And so all we’re doing is allowing them to reduce your
charges so that we can plead guilty to those reduced charges as you and I had
discussed.” Id. at 78-79. Counsel also explained to Allen that prior to this
latest change, he was potentially facing thirty-two years (twelve years for the
Level 4 felony plus twenty years for the habitual) but that now, with these latest
amendments, he could receive only a maximum of twelve years (six years for
the Level 5 felony plus six years for the habitual). Id. at 79-80. Allen stated that
he understood these changes and proceeded to admit that he both manufactured
methamphetamine and possessed methamphetamine on March 8, 2017 and
that he had prior unrelated felony convictions for Class B felony manufacturing Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 4 of 7 methamphetamine in the 2011 case, Class C felony battery in the 2004 case,
and Class C felony battery, Class D felony leaving the scene of an accident, and
Class D felony possession of marijuana in the 1994 case. Id. at 80, 84-85. In
doing so, Allen pleaded guilty to Counts 1 and 2 and admitted to being a
habitual offender in Count 3. Id. at 85.
[7] On October 31, 2018, the trial court sentenced Allen and imposed concurrent
six-year sentences on Allen’s convictions for dealing in methamphetamine,
Count 1, and possession of methamphetamine, Count 2 and enhanced the
sentence on Count 1 by two years for the habitual offender adjudication,
resulting in an aggregate eight-year sentence. Appellant’s App. Vol. II at 6; Tr.
Vol. 2 at 99. The sentencing order was signed and file-stamped on October 31,
but was not entered into the CCS until November 9, 2018. Appellant’s App. Vol.
II at 6, 24-25. On November 7, 2018, the State filed a motion to dismiss
“Amended Count 3 in this cause for the reason that original Count 3 was
dismissed prior to the amendment.” Id. at 145. The trial court granted the
motion on the same day. Id. at 147. Allen now appeals.
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MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Aug 26 2019, 5:55 am court except for the purpose of establishing CLERK the defense of res judicata, collateral Indiana Supreme Court Court of Appeals estoppel, or the law of the case. and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Kimberly A. Jackson Curtis T. Hill, Jr. Indianapolis, Indiana Attorney General of Indiana Ellen H. Meilaender Supervising Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Timothy W. Allen, August 26, 2019 Appellant-Defendant, Court of Appeals Case No. 18A-CR-2952 v. Appeal from the Franklin Circuit Court State of Indiana, The Honorable Appellee-Plaintiff. J. Steven Cox, Judge Trial Court Cause No. 24C01-1704-F3-299
Kirsch, Judge.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 1 of 7 [1] Timothy W. Allen (“Allen”) pleaded guilty to dealing in methamphetamine1
and possession of methamphetamine2 both as Level 5 felonies and admitted to
being an habitual offender.3 He appeals his habitual offender enhancement,
arguing that the enhancement was improper because the habitual offender
allegation had been dismissed.
[2] We dismiss.
Facts and Procedural History [3] In March 2017, police received information that Allen was manufacturing
methamphetamine. Allen had a prior conviction for manufacturing
methamphetamine. On several occasions, police observed him coming from
the area where the manufacturing was alleged to be occurring. Tr. Vol. 2 at 18-
19, 45-47. Police conducted a search of NPLEx, which is a system that logs
purchases of pseudoephedrine, and discovered that Allen had made numerous
purchases. Id. at 20-22, 47-48. Police obtained Allen’s discarded trash and
discovered several items connected with methamphetamine manufacture and
consumption. Id. at 22-24, 49, 53. Police obtained and executed a search
warrant for Allen’s residence. Id. at 25, 53-54. Based on the results of this
investigation, the State charged Allen, on April 4, 2017, with Count 1, Level 3
1 See Ind. Code § 35-48-4-1.1. 2 See Ind. Code § 35-48-4-6.1. 3 See Ind. Code § 35-50-2-8.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 2 of 7 felony dealing in methamphetamine, Count 2, Level 5 felony possession of
methamphetamine, Count 3, Level 6 felony possession of precursors, and
Count 4, Level 6 felony maintaining a common nuisance. Appellant’s App. Vol.
II at 28-31.
[4] On February 12, 2018, the State filed its notice of intent to file a habitual
offender enhancement if plea negotiations were unsuccessful. Id. at 57. In
August 2018, the State amended the charging information to add Counts 5-7,
all of which constituted habitual offender enhancement allegations. Id. at 86-
89. All three counts alleged the identical prior unrelated felony convictions: (1)
a Class B felony manufacturing methamphetamine conviction from 2011; (2) a
Class C felony battery conviction from 2004; (3) a Class D felony criminal
recklessness conviction from 1994; and (4) convictions for Class C felony
battery, Class D felony leaving the scene of an accident, and Class D felony
possession of marijuana from 1994. Id. at 87-89.
[5] On October 3, 2018, the State filed a motion to amend the charging information
and to dismiss Counts 3, 4, 6, and 7, which the trial court granted. Id. at 105-
06, 109. As amended, Count 1 was lowered to a Level 4 felony, and the
remaining habitual offender allegation, previously Count 5, became the
Amended Count 3. Id. at 107-08. The amended habitual offender charge
removed Allen’s 1994 conviction for criminal recklessness from the list of prior
unrelated felonies. Id. at 108.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 3 of 7 [6] A guilty plea hearing was held on October 9, 2018. At the hearing, the State
amended the information orally, and Allen pleaded guilty without a written
plea agreement. Tr. Vol. 2 at 77-86. Pursuant to the oral plea agreement, the
State amended Count 1 to a Level 5 felony, and Allen agreed to plead guilty to
Counts 1-3 with the understanding that the sentences on Counts 1 and 2 would
run concurrently and the total executed sentence, including the habitual
enhancement, would be capped at eight years. Id. at 77-80. Allen waived
initial hearing on the amended charges, and his attorney stated, “He’s aware of
the charges against him and the difference in these charges as compared to the
charges that he’s already been initialed on.” Id. at 77-78, 81. Allen’s attorney
explained to him that the State had agreed to reduce the dealing in
methamphetamine charge from a Level 4 felony to a Level 5 felony “[a]nd then
they also changed the habitual [from a Level 3 to a Level 4 felony] . . . now
they’ve changed it [Count 1] to a Level 5 so they have to change that [the
habitual charge] again. And so all we’re doing is allowing them to reduce your
charges so that we can plead guilty to those reduced charges as you and I had
discussed.” Id. at 78-79. Counsel also explained to Allen that prior to this
latest change, he was potentially facing thirty-two years (twelve years for the
Level 4 felony plus twenty years for the habitual) but that now, with these latest
amendments, he could receive only a maximum of twelve years (six years for
the Level 5 felony plus six years for the habitual). Id. at 79-80. Allen stated that
he understood these changes and proceeded to admit that he both manufactured
methamphetamine and possessed methamphetamine on March 8, 2017 and
that he had prior unrelated felony convictions for Class B felony manufacturing Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 4 of 7 methamphetamine in the 2011 case, Class C felony battery in the 2004 case,
and Class C felony battery, Class D felony leaving the scene of an accident, and
Class D felony possession of marijuana in the 1994 case. Id. at 80, 84-85. In
doing so, Allen pleaded guilty to Counts 1 and 2 and admitted to being a
habitual offender in Count 3. Id. at 85.
[7] On October 31, 2018, the trial court sentenced Allen and imposed concurrent
six-year sentences on Allen’s convictions for dealing in methamphetamine,
Count 1, and possession of methamphetamine, Count 2 and enhanced the
sentence on Count 1 by two years for the habitual offender adjudication,
resulting in an aggregate eight-year sentence. Appellant’s App. Vol. II at 6; Tr.
Vol. 2 at 99. The sentencing order was signed and file-stamped on October 31,
but was not entered into the CCS until November 9, 2018. Appellant’s App. Vol.
II at 6, 24-25. On November 7, 2018, the State filed a motion to dismiss
“Amended Count 3 in this cause for the reason that original Count 3 was
dismissed prior to the amendment.” Id. at 145. The trial court granted the
motion on the same day. Id. at 147. Allen now appeals.
Discussion and Decision [8] Allen challenges the validity of his status as a habitual offender, contending that
it was not proper because, at the time the sentencing order was filed, the
habitual offender allegation had been dismissed. Specifically, Allen asserts that
his habitual offender enhancement should be vacated because no basis for the
admission and enhancement existed when the State’s motion to dismiss
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 5 of 7 “Amended Count 3” was granted by the trial court, which was the basis for
Allen’s admission to being a habitual offender and the resulting two-year
enhancement.
[9] Allen is challenging the validity of his status as a habitual offender after he
pleaded guilty to such enhancement and is not challenging the trial court’s
exercise of sentencing discretion. “In Indiana, however, it is well-settled that a
person who pleads guilty cannot challenge his convictions by means of direct
appeal, and the same is true of one who admits to habitual offender status.”
Robey v. State, 7 N.E.3d 371, 383 (Ind. Ct. App. 2014) (citing Kling v. State, 837
N.E.2d 502, 504 (Ind. 2005); Stanley v. State, 849 N.E.2d 626, 630 (Ind. Ct.
App. 2006)), trans. denied. One of the things a person gives up by pleading
guilty is the right to a direct appeal. Tumulty v. State, 666 N.E.2d 394, 395-96
(Ind. 1996). In Tumulty, our Supreme Court addressed the issue of whether a
defendant could directly appeal the trial court’s acceptance of a guilty plea to a
habitual offender allegation on the ground that such lacked a factual basis. The
Court noted that one consequence of pleading guilty is restriction of the ability
to challenge the conviction on direct appeal. Id. at 395. The Court found this
restriction applicable to claims such as that raised by Tumulty, thus treating a
habitual offender adjudication following a guilty plea in the same manner as a
conviction. Id. at 396. The Court held that the vehicle for relief in such
situations is found in Indiana Post-Conviction Rule 1. Id.
[10] Having pleaded guilty to the habitual offender allegation and admitted to his
status as a habitual offender, Allen cannot now seek to challenge the admission
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 6 of 7 and subsequent enhancement on direct appeal.4 We, therefore, dismiss Allen’s
appeal challenging his status as a habitual offender.5
[11] Dismissed.
Vaidik, C.J., and Altice, J., concur.
4 We observe that, in trying to avoid dismissal for challenging his status as a habitual offender after a plea agreement, Allen phrases his challenge as being to the sentence or enhancement given. However, we cannot simply vacate the sentence ordered for Allen’s habitual offender admission. Under Indiana Code section 35- 50-2-8(i), the trial court was required to sentence Allen to a minimum of two years, which is the sentence he received. See Ind. Code § 35-50-2-8(i)(2) (“The court shall sentence a person found to be a habitual offender to an additional fixed term that is between: . . . two (2) years and six (6) years, for a person convicted of a Level 5 or Level 6 felony.”). 5 Allen’s argument is an attempt to preserve the benefit of his plea agreement while getting rid of a part of the requirements of the agreement. Allen’s admission as to being a habitual offender was a part of his plea agreement with the State, and there was no evidence that the parties would have entered into the agreement without the habitual offender admission and enhancement. Therefore, if we were to find that the habitual offender enhancement portion of the plea agreement was erroneous, the remedy would be to vacate the whole plea agreement and remand the case to the trial court and return the parties to their relative positions before the plea agreement occurred, where Allen faced a potential sentence of thirty-two years.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2952 | August 26, 2019 Page 7 of 7