Thompson v. Calderon

151 F.3d 918, 98 Daily Journal DAR 7641, 98 Cal. Daily Op. Serv. 5468, 1998 U.S. App. LEXIS 16436, 1998 WL 401071
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 11, 1998
DocketNo. 97-99018
StatusPublished
Cited by114 cases

This text of 151 F.3d 918 (Thompson v. Calderon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thompson v. Calderon, 151 F.3d 918, 98 Daily Journal DAR 7641, 98 Cal. Daily Op. Serv. 5468, 1998 U.S. App. LEXIS 16436, 1998 WL 401071 (9th Cir. 1998).

Opinions

Opinion by Chief Judge HUG; Concurrence by Judge KOZINSKI; Concurrence by Judge KLEINFELD; Partial Concurrence and Partial Dissent by Judge REINHARDT; Partial Concurrence and Partial Dissent by Judge TASHIMA.

HUG, Chief Judge.

JUDGE BROWNING, JUDGE SCHROEDER, JUDGE FLETCHER, JUDGE REINHARDT, JUDGE TASHIMA, JUDGE THOMAS concurring in Parts I, II, III, and IV, and JUDGE BROWNING, JUDGE SCHROEDER, JUDGE FLET.CHER, JUDGE THOMAS concurring in Part V. JUDGE BROWNING, JUDGE SCHROEDER, JUDGE FLECTCHER, JUDGE'KO-ZINSKI, JUDGE O’SCANNLAIN, JUDGE T.G. NELSON, JUDGE KLEÍNFELD, JUDGE THOMAS concurring in the judgment. JUDGE REINHARDT and JUDGE TASHIMA dissenting from part V and from the judgment.

I.

The procedural history, evidence, and facts in this case are set out in the Supreme Court’s opinion reversing our decision to recall the mandate. Calderon v. Thompson, - U.S.-, 118 S.Ct. 1489, 140 L.Ed.2d 728 (1998). Therefore, we will limit our discussion of the procedural history to the [920]*920events related to Thompson’s motion for relief from judgment pursuant to Federal Rule of Civil Procedure 60(b).

On July 23, 1997, while the motion to recall the mandate was pending before the en banc court, Thompson filed a motion in district court pursuant to Fed.R.Civ.P. 60(b); seeking relief from this court’s judgment denying him habeas relief under subsections (b)(2), (b)(3), and (b)(6). Treating the motion as the functional equivalent of a second habeas petition, the district court denied the motion on the grounds that, under the Antiterrorism and Effective Death Penalty Act of 1996 (“AED-PA”), 28 U.S.C. § 2244(b)(3)(A), Thompson must obtain authorization from this court before filing a second petition. The district court issued a certificate of probable cause and Thompson timely appealed. Pursuant to Circuit Rule 22 — 3(a)(3), the appeal was assigned to the en banc court.1

On August 3, 1997, this court filed an en banc opinion sua sponte recalling the July 11, 1997 mandate and vacating the previous panel decision on the basis of the claims and evidence presented in Thompson’s first federal habeas petition; not based on any new evidence or new claims raised in his motion to recall the mandate. Thompson v. Calderon, 120 F.3d 1045 (9th Cir.1997). (en banc). We then dismissed without prejudice Thompson’s appeal from the district court’s denial of his Rule 60(b) motion as moot. Thompson v. Calderon, 122 F.3d 1184 (9th Cir.1997).

The Supreme Court granted certiorari and reversed our decision to recall the mandate, Calderon, at -, 118 S.Ct. at, 1506, and remanded with instructions to reinstate the July 11, 1997 mandate denying habeas relief to Thompson. We reinstated the mandate and granted Thompson’s motion to reinstate his appeal from the district court’s denial of his Rule 60(b) motion.

The State of California sought and obtained a warrant for Thompson’s execution for July 14, 1998, prior to the completion of our briefing schedule on the 60(b) appeal. We ordered expedited briefing and heard oral argument on July 9,1998.

II.

Thompson sought relief from judgment under Fed.R.Civ.P. 60(b)(2), (b)(3), and (b)(6).2 Thompson alleges that evidence discovered after the disposition of his federal habeas petition establishes that David Leiteh returned to the apartment Thompson and Leiteh shared while Fleischli was alive, and that Leiteh saw Thompson and Fleischli engaged in consensual intercourse and then left the apartment. Thompson claims that these facts were disclosed by Leiteh to the State prior to Thompson’s trial and to Leitch’s Parole Board in 1995 while the first petition for habeas corpus was pending before the district court and that the State engaged in misconduct in failing to disclose this exculpatory evidence.

As noted, the district court denied relief on the basis that Thompson’s Rule 60(b) motion was required to be treated as a second or successive habeas corpus application and that he had failed to petition this court for an order’ authorizing the district court to consider such an application as required by 28 U.S.C. § 2244(b)(3)(A).

A district court’s denial of a 60(b) motion is typically reviewed for an abuse of discretion. Lynch v. Blodgett, 999 F.2d 401, [921]*921402-03 (9th Cir.1993). However, the district court’s conclusion that the 60(b) motion had to comply with the successive petition requirement of the AEDPA is an issue of law that *we review de novo. United States v. Kim, 105 F.3d 1579, 1581 (9th Cir.), cert. denied, - U.S. -, 118 S.Ct. 353, 139 L.Ed.2d 274 (1997) (district court authority determinations are reviewed de novo).

Several circuits have articulated the rationale in favor of treating Rule 60(b) motions in habeas cases as successive petitions governed by,§ 2244(b)(2)., See United States v. Rich, 141 F.3d 550, 551-52 (5th Cir.1998) (citing cases where Rule 60(b) motions were treated as successive petitions). For example, in Felker v. Turpin, 101 F.3d 657, 661 (11th Cir.1996), the Eleventh Circuit noted, “Rule 60(b) cannot be used to circumvent restraints on successive habeas petitions. That was true before [the AEDPA] was enacted, and it is equally true, if not more so, under the new act.” This reasoning is consistent with the Supreme Court’s observation in McCleskey v. Zant, that “a petitioner can abuse the writ by raising a claim in a subsequent petition that he could have raised in his first, regardless of whether the failure to raise it earlier stemmed from a deliberate choice.” 499 U.S. 467, 489, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991).

A review of pur case law reveals instances, prior to the enactment of the AEDPÁ, where a petitioner sought relief from judgment pursuant to Rule 60(b) which were construed as successive petitions. In Bonin v. Vasquez, 999 F.2d 425 (9th Cir.1993), we held that attorney neglect is insufficient to warrant review of additional claims under Rule 60(b) which could have been raised in an initial habeas petition. Id. at 427-31. Similarly, in Clark v. Lewis, 1 F.3d 814 (9th Cir.1993), we refused to consider a Rule 60(b) motion based on subsequent intervening case law. Id. at 825-26.

In most cases when the factual predicate for a Rule 60(b) motion also states a claim for a successive petition under 28 U.S.C.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Gregory Brown v. M. Atchley
76 F.4th 862 (Ninth Circuit, 2023)
Shaw v. Sherman
S.D. California, 2023
(HC) Phea v. Pfeiffer
E.D. California, 2022
Thompson v. Lumpkin
Supreme Court, 2021
Carlos Gurry v. Renee Baker
Ninth Circuit, 2020
In re: Gary Ray Bowles
935 F.3d 1210 (Eleventh Circuit, 2019)
Solorio v. Muniz
896 F.3d 914 (Ninth Circuit, 2018)
Navajo Nation v. Department of the Interior
876 F.3d 1144 (Ninth Circuit, 2017)
In re: Gary Baptiste
828 F.3d 1337 (Eleventh Circuit, 2016)
John Doe v. Robert Ayers, Jr.
782 F.3d 425 (Ninth Circuit, 2015)
Robert Jones, Jr. v. Charles Ryan
733 F.3d 825 (Ninth Circuit, 2013)
Paul Cox, Jr. v. Karen Powers
525 F. App'x 541 (Ninth Circuit, 2013)
In re: Warren Lee Hill, Jr.
715 F.3d 284 (Eleventh Circuit, 2013)
Case v. Hatch
Tenth Circuit, 2013
United States v. Hardy
643 F.3d 143 (Sixth Circuit, 2011)
Jeffrey Landrigan v. Janice Brewer
625 F.3d 1132 (Ninth Circuit, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
151 F.3d 918, 98 Daily Journal DAR 7641, 98 Cal. Daily Op. Serv. 5468, 1998 U.S. App. LEXIS 16436, 1998 WL 401071, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thompson-v-calderon-ca9-1998.