Navajo Nation v. Department of the Interior

876 F.3d 1144
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 4, 2017
Docket14-16864
StatusPublished
Cited by194 cases

This text of 876 F.3d 1144 (Navajo Nation v. Department of the Interior) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Navajo Nation v. Department of the Interior, 876 F.3d 1144 (9th Cir. 2017).

Opinion

OPINION

BERZON, Circuit Judge:

The Department of the Interior (“Interi- or” or “the Secretary”) oversees the control, storage, and delivery to the Western states of the waters of the Colorado River. In most years, each state in the Colorado River Basin receives a fixed amount of water from the river; in “surplus” and “shortage” years, that amount changes. In the face of unprecedented drought and ever-increasing demand for water, Interior published guidelines in 2001 and 2008 to clarify how it would make these “surplus” and “shortage” determinations from year to year. This case concerns challenges to those guidelines by the Navajo Nation (“Nation”), a federally recognized Indian tribe.

The Nation occupies vast reservation lands along the Colorado River but has no judicially decreed right to its waters. Aggrieved by its lack of enforceable rights to Colorado River water, the Nation filed suit to challenge the surplus and shortage guidelines, alleging principally that Interi- or neglected to consider the guidelines’ impact on its potential, but as-yet unadju-dicated, water rights in the Colorado River and so violated the National Environmental Policy Act (“NEPA”). The Nation also charged Interior with more broadly breaching the trust duties the government owes the Nation by failing to account for or safeguard the tribe’s interests in and rights to water in the liver. The district court rejected all of the Nation’s challenges, which are now raised anew here.

I. BACKGROUND

A. The Navajo Nation

The Nation is a federally recognized Indian tribe whose reservation lands sprawl over 13 million acres in the American Southwest. 1 The Navajo Reservation (“Reservation”), the largest Indian reservation in the United States, was established by treaty in 1868 and grew piecemeal between 1868 and 1934, as lands were added to it by treaty, executive order, and statute. The Reservation covers parts of Arizona, New Mexico, and Utah, and lies almost entirely within the drainage basin of the Colorado River, 2 which demarcates much of the Reservation’s western boundary. Aside from the federal government, the Nation is the largest riparian landowner along the Colorado.

The United States is trustee of the Nation’s tribal lands and resources. United States v. Mitchell, 463 U.S. 206, 225, 103 S.Ct. 2961, 77 L.Ed.2d 580 (1983). The Nation’s claims in this action arise either directly or derivatively from the alleged breach of fiduciary responsibilities created by this trust relationship.

B. The Law of the River

The Colorado River begins in the mountains of Colorado and flows nearly 1,300 miles to the Sea of Cortez, adjacent to the Sonoran Desert in Mexico, draining an area amounting to almost one-twelfth of the continental United States. Arizona v. California, 373 U.S. 546, 552, 83 S.Ct. 1468, 10 L.Ed.2d 542 (1963). “Much of this large basin is so arid that it is, as it always has been, largely dependent upon managed use of the waters of the Colorado River System to make it productive and inhabitable.” Id.

Because of the Colorado’s importance to the West, river water is pervasively managed, regulated, and contested. Interior, through the Bureau of Reclamation, operates large dams and reservoirs that control the flow of the Colorado’s waters. Additionally, federal statutory law and regulations, Supreme Court decrees, interstate compacts, state and federal common law, and treaties foreign and domestic affect the allocation and management of the River’s waters. This byzantine legal regime is known as “The Law of the River,” the relevant portions of which we summarize below.

i The 1922 Compact 3

In 1922, seven states entered into an interstate compact to govern the gross allocation of water from the Colorado River. The states wanted to assure that the Colorado became a regular, dependable source of water; they recognized that doing so would require a regional or national solution. 4

The Colorado River Compact (“1922 Compact”) entered into by the affected states divided the river in two at Lee Ferry, Arizona. 1922 Compact art. II, reprinted in 70 Cong. Rec. 324 (Dec. 10, 1928). The “Upper Basin” States 5 (Colorado, New Mexico, Utah, and Wyoming) and the “Lower Basin” States (Arizona, California, and Nevada) would each be entitled to 7.5 million acre-feet per year (“mafy”) of water. 6 Id. arts. II—III. This suit concerns water in the Lower Basin only. The Compact stated that it did not establish, alter, or impair any present perfected rights within the States, id. art VIII, nor “affect[ ] the obligations of the United States of America to Indian tribes,” id. art VII. Commissioners from each state signed the compact, but it became effective under its terms only if ratified by Congress and the legislature of each signatory state. Id. art XI.

ii. The Boulder Canyon Project Act

In 1928, Congress addressed the management of the Colorado River through the Boulder Canyon Project Act, 43 U.S.C. § 617 et seq. The Act conditionally approved the 1922 Compact and authorized the Secretary of the Interior to construct a massive dam at Boulder Canyon (now the Hoover Dam) and the attendant water delivery infrastructure (a reservoir, now Lake Mead, and delivery canals) to effectuate the allocations laid out in the 1922 Compact. 43 U.S.C. § 617. The Act also allowed the Secretary to enter into contracts with users for the storage and delivery of water in the Project’s reservoir. Id. § 617d. ..

Most relevant for our purposes, the Act authorized the three Lower Basin States to negotiate a second compact divvying up their- 7.5 mafy share of the Colorado’s water—4.4 to California, 2.8 to Arizona, and 0.3‘ (i.e., 300,000 afy) to Nevada. If entered into, this agreement would take effect once all three states had ratified the 1922 Compact. Id. § 617c(a).

The Boulder "Canyon Project Act became' éffective in 1929, after six of the seven states ratified the Compact, see 'id., and California “irrevocably and unconditionally” covenanted to limit its consumption to 4.4 mafy. 7 Arizona did not ratify the 1922 Compact, so the Lower Basin states never agreed to the second compact that would have apportioned the 7.5 mafy among the three states. See Arizona v. California, 373 U.S. at 561-62, 83 S.Ct. 1468. The Secretary nonetheless entered into water contracts with the Lower Basin states. 8 Id. at 562, 83 S.Ct. 1468.

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Bluebook (online)
876 F.3d 1144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/navajo-nation-v-department-of-the-interior-ca9-2017.