Thomas Patrick Schram v. Hoyt C. Cupp, Warden, Oregon State Penitentiary

425 F.2d 612, 1970 U.S. App. LEXIS 9727
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 17, 1970
Docket24077
StatusPublished
Cited by6 cases

This text of 425 F.2d 612 (Thomas Patrick Schram v. Hoyt C. Cupp, Warden, Oregon State Penitentiary) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas Patrick Schram v. Hoyt C. Cupp, Warden, Oregon State Penitentiary, 425 F.2d 612, 1970 U.S. App. LEXIS 9727 (9th Cir. 1970).

Opinions

HUFSTEDLER, Circuit Judge:

Schram appeals from an order of the District Court dismissing, without an evidentiary hearing, his petition for federal habeas relief from an Oregon judgment. (28 U.S.C. §§ 2241-2254.) He had exhausted his state remedies before he filed his petition for federal relief.1

At issue is the constitutional validity of two prior convictions relied upon by an Oregon court to increase the penalty upon his last conviction from three years to twenty years under the provisions of Oregon's habitual offender statute. (Ore.Rev.Stat. § 168.015 et seq.)

Schram’s Oregon convictions began in 1946, when he pleaded guilty to one count of an information charging him with obtaining $20 by false pretenses. In 1948, he was convicted upon two counts of unarmed robbery following his plea of guilty to each count. In 1952, he was convicted upon one count of unarmed robbery to which he had entered a guilty plea. Finally, in 1964, he was convicted upon one count of an information charging him with burglary not of a dwelling, for which he was initially sentenced to an indeterminate three-year term in the penitentiary. Thereafter, Oregon instituted recidivist proceedings charging him with felony convictions in 1946, 1948, and 1952. The court found that Schram had three convictions prior to his 1964 conviction, vacated the three-year sentence upon his 1964 conviction, and imposed the twenty-year sentence that Schram is presently serving.

Schram then sought postconviction relief in a state court in Oregon challenging the validity of the 1946 and 1952 convictions on the grounds that he had not been represented by counsel and had not knowingly and intelligently waived counsel on either occasion and that he had not voluntarily entered the guilty pleas. An evidentiary hearing was held on his petition. Schram was the sole witness. The judge, who took Schram’s pleas and sentenced him in 1946 and 1952, had died before the hearing. The court reporter was also dead. The contemporaneous record of both the 1946 and 1952 proceedings was limited to the judgment rolls.

The judgment roll of the 1946 conviction reveals only that Schram expressed a desire for counsel. It is barren of any indication that Schram was given or had waived counsel. Schram testified that no one told him in 1946 that he had a [614]*614right to be represented by an attorney at public expense or otherwise, and that he did not know about that right. Schram was indigent.

The judgment roll of the 1952 conviction contains a document entitled “Waiver, Arraignment and Plea.” It recites: “The defendant having been advised by the Court of his right to be represented by counsel, and the defendant having stated that he did not desire counsel * * * the Information was read by the District Attorney under the direction of the Court * * * and * * * defendant pleaded guilty thereto.” Nothing in the judgment roll indicated that Schram was advised specifically that he had a right to counsel at public expense. At his state evidentiary hearing, Schram testified that he was not so advised and that he did not know his right. He knew he was entitled to a lawyer if he could hire one, but neither he nor his family had the financial means to do so. He testified that no one told him about the elements of the offense, the possible defenses, or the maximum punishment for the 1952 offense. He further testified that neither his lawyer in the 1948 case nor anyone else had told him any of those things. There was no contrary evidence.

The Oregon court found the following facts: In 1946, when Schram was 23 years old, he was charged with obtaining money by false pretenses. He “was advised of his right to counsel, but he was not informed that he could have an attorney at public expense if he was without funds. The court record is incomplete and ambiguous as to defendant’s expressed wish concerning counsel. * * * The petitioner discussed the charge against him with the Klamath County Sheriff who told him he ought to plead guilty, because he would probably get only a little jail time and probation. A few days later, the petitioner again appeared in court without counsel and freely and voluntarily plead guilty to the crime of obtaining money by false pretenses. * * * He knew the consequences and meaning of pleading guilty and he knew the facts from which the charge against him arose. No one had explained to him, however, the technical aspects, possible defenses, or the elements of the crime. Petitioner hoped that since it was a first offense, the court would grant probation. Instead a sentence to the Oregon State Penitentiary for two years was imposed and ordered executed.”

With respect to the 1952 conviction, the court found that he had no counsel. “No one informed the petitioner of the several elements of the crime of unarmed robbery, nor the possible defenses thereto, nor that the maximum penalty was fifteen years in prison. Mr. Schram did not inquire about the penalty for the crime nor about the elements or defenses nor did he ask for the appointment of counsel. He was advised of his right to counsel, but he was not specifically advised that he could have counsel at public expense. However, at that time, the petitioner was aware of his right to court appointed counsel. He had had such counsel in Multnomah County in 1948.2 The petitioner voluntarily, understanding^ and freely, without coercion or threats, waived his right to Grand Jury investigation.”

The court concluded that Seram’s 1952 conviction was “valid and legal,” that “the court is convinced that in 1952, despite his testimony at the hearing to the contrary, Mr. Schram knew of his right to court appointed counsel, even if he was not so advised, which he probably was, and of his other rights, and he knew that a plea of guilty was a complete admission of the charge, and that all that remained was for the court to impose sentence.” It expressed doubt about [615]*615the validity of the 1946 conviction, but decided that it was unnecessary to determine the question because Schram was given the “minimum sentence allowed for three prior convictions,” and he had not challenged the validity of the 1948 conviction.

On appeal from the order denying his petition for posteonviction relief, the order was affirmed by a divided court. (Schram v. Gladden, supra, 444 P.2d 6 (4-3).) Both the majority and minority opinions recognized that Schram had no counsel in 1952 and that he had not been advised in 1952 of his right to counsel at public expense. The majority adopted the Oregon trial court’s view that Schram had the burden of proving that he was unaware of his right to court appointed counsel and that the fact that he had had court appointed counsel in 1948 adequately evidence his awareness of that right in 1952. The failure to advise him of “the nature of the crime or the range of allowable punishment” was of no moment because “the crime to which he pleaded guilty in * * * 1952 is identical with the crimes he had pleaded guilty to in * * * 1948 when he was represented by counsel.”

Mr. Justice Denecke, speaking for the dissenting justices, pointed out the absence of evidence that Schram had intelligently waived counsel and the deficiencies in the record to sustain the conclusion that he had understanding^ pleaded guilty to the 1952 charge.

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Cite This Page — Counsel Stack

Bluebook (online)
425 F.2d 612, 1970 U.S. App. LEXIS 9727, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-patrick-schram-v-hoyt-c-cupp-warden-oregon-state-penitentiary-ca9-1970.