Thomas B. Frederick v. Department of Justice

73 F.3d 349, 11 I.E.R. Cas. (BNA) 507, 1996 U.S. App. LEXIS 81, 1996 WL 4112
CourtCourt of Appeals for the Federal Circuit
DecidedJanuary 4, 1996
Docket95-3194
StatusPublished
Cited by46 cases

This text of 73 F.3d 349 (Thomas B. Frederick v. Department of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas B. Frederick v. Department of Justice, 73 F.3d 349, 11 I.E.R. Cas. (BNA) 507, 1996 U.S. App. LEXIS 81, 1996 WL 4112 (Fed. Cir. 1996).

Opinion

LOURIE, Circuit Judge.

Thomas B. Frederick petitions for review of the December 7, 1994 final decision of the Merit Systems Protection Board, Docket No. DE0752920467-I-1, holding that he violated the Whistleblower Protection Act (WPA), 5 U.S.C. § 2302(b) (1994), and sustaining the agency’s 21-day suspension. Because the board’s decision was not supported by substantial evidence and was not in accordance with law, we reverse.

BACKGROUND

The Department of Justice, Immigration and Naturalization Service (the agency), employed Frederick as a Patrol Agent In Charge at the Sonoita, Arizona Border Patrol Station from December 1988 to January 1994. Frederick supervised Border Patrol Agents, including Esker Mayberry. He also supervised Kenneth Womack, a trainee who entered on duty at Sonoita after completing academy training at the federal law enforcement training center in Glyneo, Georgia.

After completing academy training, trainees at the Station received field training from Border Patrol Agents who were required to complete Conduct and Efficiency (C & E) evaluations for each trainee. The C & E evaluations were recorded on a standard two-page form containing various categories that the evaluator used to rate the trainee. The evaluator also had to make a recommendation either for or against retention of the trainee. Each trainee typically received several C & E evaluations over the course of the field training. After a trainee had passed a required Spanish exam, a Probationary Review Board made a recommendation for retention or non-retention based on the trainee’s C & E evaluations and grades on a law exam and Spanish exam. The Probationary *351 Review Board’s recommendation was forwarded to the Sector office and then to the Region office, which made the final decision of retention or non-retention.

Following a field training session, Mayber-ry completed an unfavorable C & E evaluation of Womack on October 27,1989. Immediately thereafter, Womack reported to Frederick incidents that occurred during his field training session with Mayberry. Those incidents consisted of: (1) throwing stones at a railroad car that contained illegal aliens, which Womack alleged was a human rights violation; (2) performing a license plate check, which he alleged was unethical; and (3) crossing over the border between the United States and Mexico while on duty, which he alleged was a violation of international law.

Frederick discussed these incidents individually with Womack and Mayberry. He determined that the incidents were not violations of law and that Womack had made the allegations in order to divert attention from Mayberry’s unfavorable C & E evaluation. As the Patrol Agent In Charge, Frederick was required to complete his own C & E evaluation of Womack by October 31, 1989, which was the date on which Womack was scheduled to take the required Spanish exam. When discussing the incidents with Womack, Frederick urged him to take the Spanish exam regardless of any concerns Womack had regarding the C & E evaluation that Frederick had not yet completed. Frederick also sought guidance from his superiors on how to handle Womack’s disclosure, but received none. Frederick completed his C & E evaluation on the evening of October 30, 1989, and recommended against retention of Womack. Womack voluntarily resigned on October 31,1989.

Eventually, Womack complained to the Office of Special Counsel (OSC). The OSC determined that Frederick retaliated against Womack because of protected disclosures and recommended that the. agency take disciplinary action against Frederick. The agency suspended him for twenty-one days.

Frederick appealed to the Merit Systems Protection Board. In an initial decision, the administrative judge (AJ)' found that Wom-ack could not have reasonably believed that the license plate check was unlawful. The AJ based his finding on Mayberry’s testimony, in which he stated that he explained to Womack that the license plate check was necessary because the occupants of the house where the vehicle was parked were suspected of drug dealing, and the agents had not previously observed the vehicle at that house. The AJ similarly found that Womack could not have reasonably believed that the rock-throwing incident was unlawful because the rocks were thrown at the side of the railroad car to gain the attention of the aliens observed to have been inside. The AJ further found that the railroad car had no openings on the side at which the rocks were thrown, and the aliens were in no danger of being hit by the rocks.

The AJ found, however, that Womack’s allegation of a border crossing was a protected disclosure. The AJ also found that the protected disclosure was the “sole reason” for Frederick’s recommendation that Wom-ack not be retained, and the AJ thus held that Frederick violated the WPA. Because Frederick did not know that he was violating the law and did not act with malicious motivation, the AJ held that there was only a technical violation and that a letter of warning was the maximum reasonable penalty for the violation.

The agency petitioned for review by the full board and Frederick cross-petitioned. The board affirmed the AJ’s holding that Frederick violated the WPA; however, the board vacated the mitigation of the penalty and reinstated the agency’s twenty-one day suspension. Frederick petitions for review by this court.

DISCUSSION

We may reverse the decision of the board only if it was arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law; procedurally deficient; or unsupported by substantial evidence. 5 U.S.C. § 7703(c) (1994); Cheeseman v. Office of Personnel Management, 791 F.2d 138, 140 (Fed.Cir.1986), cert. denied, 479 U.S. 1037 (1987). Interpretation of a statute is a ques *352 tion of law that we review de novo. Marano v. Department of Justice, 2 F.3d 1137, 1141 (Fed.Cir.1993).

On appeal, Frederick argues that several requirements for a violation of the WPA have not been met. In particular, he argues that Womack did not make a protected disclosure because there was no substantial evidence to support a reasonable belief by Womack that the border crossing, which is the subject of the only alleged protected disclosure on appeal, was a violation of law. He also asserts that his action in completing the C & E evaluation was not a “personnel action” within the meaning of the WPA. Even if it were a personnel action, he argues that he only made a recommendation and did not take a personnel action as is required for liability to attach under the WPA.

The agency argues that the board did not err in its decision. It asserts that Womack’s report of the border crossing was a protected disclosure because he had a reasonable belief that a violation of law occurred.

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Bluebook (online)
73 F.3d 349, 11 I.E.R. Cas. (BNA) 507, 1996 U.S. App. LEXIS 81, 1996 WL 4112, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-b-frederick-v-department-of-justice-cafc-1996.