Thomas Affinito v. Roy Hendricks Attorney General of the State of New Jersey

366 F.3d 252, 2004 U.S. App. LEXIS 8733, 2004 WL 944483
CourtCourt of Appeals for the Third Circuit
DecidedMay 4, 2004
Docket01-2066
StatusPublished
Cited by16 cases

This text of 366 F.3d 252 (Thomas Affinito v. Roy Hendricks Attorney General of the State of New Jersey) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas Affinito v. Roy Hendricks Attorney General of the State of New Jersey, 366 F.3d 252, 2004 U.S. App. LEXIS 8733, 2004 WL 944483 (3d Cir. 2004).

Opinions

OPINION OF THE COURT

AMBRO, Circuit Judge.

Thomas Affinito was convicted in 1988 of murder and kidnapping in New Jersey state court. After exhausting his state court remedies, Affinito petitioned for a writ of habeas corpus in the United States District Court for the District of New Jersey. The District Court denied Affinito’s petition. We granted a certificate of ap-pealability as to whether Affinito received ineffective assistance of counsel at his trial. While we conclude that Affinito’s counsel failed to provide effective assistance, that failure was not sufficiently prejudicial to warrant granting a writ of habeas corpus.

I. Factual and Procedural Background

On February 22, 1985, Affinito, John Cupsie, and Michael Perez were drinking at a bar called Stash’s Tavern in Carteret, New Jersey. What follows was related primarily by Perez, who was an eyewitness to what occurred throughout that evening and the early morning hours of February 23.

The three men were regular patrons at Stash’s Tavern and had met one another there. It appears, though, that they neither were good friends nor had they known each other very long. On the evening in question, they had been at Stash’s for several hours and eventually began talking over a game of pool. They decided to drive to another bar in Carteret called the City Line. Cupsie drove. The three men arrived just before last call and ordered drinks. Almost immediately, Affini-to and Cupsie began arguing for some unknown reason, but the two seemingly reconciled their differences within a few minutes.

Shortly thereafter, Affinito and Perez left Cupsie at the bar and walked outside. Neither Affinito nor Perez wanted to go home, and the suggestion was made that they could drive around in Cupsie’s car. The two checked the car doors, but they [254]*254were locked. Affinito then stated he could give Cupsie a “sleeper hold” (a wrestling term), render him unconscious, and take his keys. Perez expressed uncertainty in the plan, but Affinito insisted he could knock Cupsie out and do so without hurting him. Perez acceded.

The two men soon rejoined Cupsie inside, and he informed them of his desire to go home. All three returned to Cupsie’s car, and he drove to Affinito’s house. Af-finito was sitting in the back seat, as he had on the car ride from Stash’s to City Line. While parked outside his residence, Affinito pulled out a pipe and asked Cupsie if he wanted to smoke marijuana. Cupsie responded in the affirmative. Affinito, however, did not have any marijuana. He pretended to put marijuana in the pipe and told Cupsie to pass the pipe to Perez. At this point, Affinito grabbed Cupsie from behind and pulled him into the back seat of the car. Cupsie began struggling frantically, and the fight spilled out of the car. During the course of the fight, Affinito pinned Cupsie to the ground and repeatedly punched his face and head until he was bloodied and unconscious. Affinito then said he had to kill Cupsie and strangled him with a shirt until he began foaming at the mouth. With Perez’s help, Affinito put Cupsie in the trunk of the car and drove to a nearby junkyard.1

By the time Affinito arrived at the junkyard, however, Cupsie had regained consciousness. When Affinito opened the trunk, Cupsie punched him in the face in an attempt to fight his way out of the trunk. He was unsuccessful. Affinito again strangled Cupsie, this time killing him. After throwing Cupsie’s body on the ground, Affinito drove the car from the junkyard. He and Perez wiped the car of fingerprints and abandoned it. Affinito also threw the shirts used to strangle Cup-sie and clean the car into a sewer catch basin. He returned to his home around 4:30 a.m. on February 23.

After finding Cupsie’s body in the junkyard later that day and conducting a preliminary investigation, the police took Affinito into custody. At police headquarters, Affinito gave two statements. In the first, he admitted leaving the bars with Cupsie, but he claimed that Cupsie dropped him off at home around 4:00 a.m. In his second statement, Affinito admitted that he killed Cupsie. Affinito alleged, however, that he attacked Cupsie only after Cupsie made homosexual advances toward him.2

Larry Bronson, the counsel retained by Affinito’s family, hired Stanley L. Portnow, M.D., to perform a psychiatric evaluation of Affinito. Portnow’s evaluation of Affini-to’s mental status at the time of the incident was based on two interviews with him, numerous sets of medical and psychiatric records, and police statements given by Affinito and witnesses. Portnow concluded that Affinito suffered from a major psychiatric disorder that “substantially impaired his ability to know or appreciate the nature and quality of his acts or to know that they were wrong.”

In 1987, John P. Russell was substituted as Affinito’s defense counsel.3 Russell [255]*255hired a different psychiatrist, James Fer-retti, M.D.4 Ferretti based his evaluation on a single, fifty-five minute interview with Affinito. During this interview, Ferretti relied on Affinito to provide the facts of the crime. To underscore his reliance, Ferretti provided a disclaimer in his report that the “opinions and diagnosis recommendations and commentary contained in this report are based on the assumption that the patient has been reasonably accurate and truthful in his narration. If this was not the case, my opinions and diagnosis conceivably could be altered.” While Ferretti later reviewed Affinito’s medical and psychiatric records, Russell never provided Ferretti with Affinito’s post-arrest statements to the police.

Affinito was ultimately charged with: (1) purposeful or knowing murder, N.J. Stat. Ann. § 2C:ll-3(a)(l) and (2); (2) first-degree kidnapping, N.J. Stat. Ann. § 2C:13-1(b)(1) and(2); and (3) felony murder, N.J. Stat. Ann. § 2C:ll-3(a)(3). He stood trial in the New Jersey Superior Court in September 1988.

At trial, Russell used Ferretti’s testimony to present diminished capacity and intoxication defenses. Ferretti opined during direct examination that Affinito: (1) was intoxicated the night of the murder; (2) had a personality disorder of the “epi-leptoid variety” which caused him to have “difficulty with impulse control”; and (3) had suffered permanent brain tissue injury brought about by epilepsy and past alcohol abuse, making him more susceptible to the effects of intoxicants. Ferretti concluded that such a “vulnerable brain” — coupled with intoxication, the described personality disorder and stress from a fight — would result in a person lacking the capacity to “knowingly and by design perpetrate a murder.”

On cross-examination, Ferretti testified that his opinion might change if the facts were materially different from those provided by Affinito. The prosecution then questioned Ferretti regarding Affinito’s altercation and strangling of Cupsie in the junkyard. (Ferretti was not even aware of these facts because Affinito omitted mention of them during their interview, and Russell had failed both to mention them to Ferretti and provide him with Affinito’s statements to the police.) Ferretti responded that he “would not apply diminished capacity at that point because I would think [Affinito] formulated intent.” Ferretti reiterated this position on redirect, though with the qualifying assumption that the additional facts were true.

In its case in rebuttal, the State called Dr. Irwin N. Perr as a psychological expert.

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Bluebook (online)
366 F.3d 252, 2004 U.S. App. LEXIS 8733, 2004 WL 944483, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-affinito-v-roy-hendricks-attorney-general-of-the-state-of-new-ca3-2004.