The Ivy Club v. W. Cary Edwards Pamela S. Poff, Sally Frank, Intervenor-Defendant. Sally Frank, Counter-Claimant v. The Ivy Club, Counter-Defendant

943 F.2d 270
CourtCourt of Appeals for the Third Circuit
DecidedSeptember 16, 1991
Docket90-6027
StatusPublished
Cited by68 cases

This text of 943 F.2d 270 (The Ivy Club v. W. Cary Edwards Pamela S. Poff, Sally Frank, Intervenor-Defendant. Sally Frank, Counter-Claimant v. The Ivy Club, Counter-Defendant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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The Ivy Club v. W. Cary Edwards Pamela S. Poff, Sally Frank, Intervenor-Defendant. Sally Frank, Counter-Claimant v. The Ivy Club, Counter-Defendant, 943 F.2d 270 (3d Cir. 1991).

Opinions

OPINION OF THE COURT

ROSENN, Circuit Judge.

This appeal, the procedural posture of which has all of the trappings of a law school examination question, requires us to explore the boundaries of the several theories under which the federal courts abstain from exercising their jurisdiction in deference to comity with the state courts. Specifically, the question presented is whether a party, who files a claim in federal court following a state administrative agency’s determination that the federal constitution does not preclude the agency’s exercise of jurisdiction, may return to federal court to litigate its federal claims after the completion of the state court proceedings in which it specifically refrains from raising its federal claims.

The Ivy Club (“Ivy” or “Club”), a social eating organization whose membership is drawn primarily from the student body of Princeton University, filed suit in the United States District Court for the District of New Jersey alleging that the exercise of jurisdiction by the New Jersey Division on Civil Rights, Department of Law and Public Safety (the “Division”) violated its first amendment rights to freedom of association and its constitutionally guaranteed right to privacy. Following the federal court’s stay of the federal suit, Ivy returned to the state court proceedings, but thereafter refrained from litigating its federal claims.

Upon termination of the state court proceedings, the district court reopened this case and, pursuant to. 28 U.S.C. § 1292(b), certified to this court the order granting Ivy’s motion to reopen its section 1983 action. We affirm the district court’s order permitting Ivy to reopen the case because we hold that Ivy, in the unique circumstances we have here, sufficiently reserved its right to litigate its federal claims in federal court.

I.

Ivy, founded more than a century ago, is a social eating club with an active membership of less than eighty undergraduate students at Princeton University and approximately fifteen hundred inactive graduate members who formerly attended the University. The Club is one of thirteen eating clubs which provide meals to a portion of upper class Princeton students. Until recently, Ivy’s membership was all male.

This litigation commenced in 1979 when Sally Frank, then a student at Princeton University, filed a complaint with the Division1 against Ivy, as well as two other eating clubs, the Tiger Inn and the University Cottage Club (“the Clubs”), and Princeton University. Frank alleged that the Clubs and Princeton University discriminated on the basis of sex in places of public accommodation in violation of the New Jersey Law Against Discrimination (“LAD”), N.J.S.A. 10:5-1 et seq.

The Division initially refused to process Frank’s complaint, stating that it had determined that the Clubs were exempt from [274]*274LAD because the Clubs were not places of public accommodation. LAD does not apply to “any institution, bona fide club, or place of accommodation, which is in its nature distinctly private.” N.J.S.A. 10:5— 5(1).

In December of 1979, Frank filed another complaint with the Division, this time alleging that the Clubs were places of public accommodations because they functioned as an arm of Princeton University. Ivy’s answer to the complaint stated as a separate defense that Ivy “has the right to freedom of association pursuant to the First and Fourteenth Amendments of the United States Constitution.” The Division dismissed Frank’s complaint, holding that it lacked jurisdiction over the Clubs because of their distinctly private nature.

Frank appealed the dismissal of her complaint to the Appellate Division of the Superior Court of New Jersey. Once again, the Clubs raised the defense of freedom of association guaranteed by the United States Constitution. The appellate division, taking no position on the merits of the complaint, vacated the decision by the Division and remanded the case for further investigation, holding that a hearing and factual findings were necessary to determine whether the Division had jurisdiction.

After a number of procedural skirmishes not relevant to the dispute at hand,2 on February 6, 1986, the Division issued a Partial Summary Decision, holding that the Division had jurisdiction over the Clubs. The decision affirmed an earlier ruling of the Division in which the Director of the Division rejected the Club’s argument that the exercise of jurisdiction by the Division violated their first amendment right to freedom of association. In a discussion covering six pages, the Director compared the Clubs and Roberts v. United States Jaycees, 468 U.S. 609, 104 S.Ct. 3244, 82 L.Ed.2d 462 (1984), and held that the application of LAD to the Clubs did not violate their constitutional right to freedom of association.

On February 13, 1986, following this final determination of jurisdiction at the administrative level, and having had its constitutional defenses against the exercise of jurisdiction rejected, Ivy and the Tiger Inn filed suit in federal court.3 The complaint alleged that the exercise of jurisdiction by the Division of Civil Rights violated the Clubs’ civil rights under the federal constitution and requested a declaratory judgment and an injunction against the state proceedings. The defendants were Attorney General W. Cary Edwards and Director of Civil Rights Pamela Poff. Tiger Inn v. Edwards, 636 F.Supp. 787 (D.N.J.1986).

The federal court chose to stay the federal action “until the New Jersey courts have clarified the application of the New Jersey Law Against Discrimination to the plaintiffs.” Tiger Inn, 636 F.Supp. at 792. Although the plaintiffs requested the court to exercise its equitable powers in restraining the state proceedings, the court stayed the action pursuant to the Pullman doctrine, rather than the Younger doctrine.4 The court explicitly declined to rule whether the plaintiffs were entitled to return to federal court upon the conclusion of the state proceedings. The court cautioned Ivy and Tiger Inn “not to interpret the court’s decision to grant a stay as a ruling that they have properly reserved their federal constitutional claims for federal court adjudication pursuant to England.” 5 636 F.Supp. at 792.

[275]*275The Ivy Club and Tiger Inn then resumed litigation at the state level. Ivy thereafter refrained from raising its federal constitutional claims in the state proceedings. It explicitly stated that it wished to reserve its right to litigate its federal claims in federal court pursuant to the England doctrine. Ivy reserved its rights under England orally before the Administrative Law Judge and again in its brief to the Appellate Division of the New Jersey Superior Court. As a part of its motion opposing certification to the Supreme Court of New Jersey, Ivy included its brief presented to the appellate division containing the England reservation. Tiger Inn, on the other hand, continued to present its federal claims in the state proceedings.

On July 3, 1990, the Supreme Court of New Jersey rendered its final decision. See Frank v. Ivy Club, 120 N.J. 73, 576 A.2d 241 (1990), cert. denied, Tiger Inn v.

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