The Connecticut Light and Power Co. v. Federal Power Commission

557 F.2d 349, 2 Fed. R. Serv. 340, 1977 U.S. App. LEXIS 12684
CourtCourt of Appeals for the Second Circuit
DecidedJune 27, 1977
Docket748, Docket 76-4212
StatusPublished
Cited by14 cases

This text of 557 F.2d 349 (The Connecticut Light and Power Co. v. Federal Power Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Connecticut Light and Power Co. v. Federal Power Commission, 557 F.2d 349, 2 Fed. R. Serv. 340, 1977 U.S. App. LEXIS 12684 (2d Cir. 1977).

Opinion

HOLDEN, District Judge:

This petition to review orders of the Federal Power Commission was brought by Connecticut Light and Power Company (CL & P). The petitioner challenges the authority of the Commission to license four hydroelectric projects on the Housatonic River as it flows through the State of Connecticut. The petitioner is joined in this effort by the Candlewood Lake Authority as an intervenor. 1 The Commission, by its orders of May 24, 1976, affirmed the initial deci *351 sion of the administrative law judge that the projects are located on navigable waters of the United States within the meaning of Section 3(8) of the Federal Power Act, 16 U.S.C. § 796(8) 2 and that all projects affect the interest of interstate commerce within the meaning of Section 23(b) of the Act, 16 U.S.C. § 817. 3 Application for rehearing was denied by the Commission on July 23, 1976.

The source and headwaters of the Housatonic River are in western Massachusetts. The river flows a total distance of 132 miles and enters Connecticut 83 miles above the mouth where it enters Long Island Sound at Stratford, Connecticut. From the Massachusetts-Connecticut state line the river flows southerly to Bulls Bridge, 52.9 miles upstream from Stratford, thence southeasterly to the tidewater at the twin cities of Shelton and Derby, 13.5 miles upstream, where the tidal reach of the river extends southerly to the mouth at Stratford. 4

§ 817. Projects not affecting navigable waters; necessity for Federal license.
It shall be unlawful for any person, State, or municipality, for the purpose of developing electric power, to construct, operate, or maintain any dam, water conduit, reservoir, power house, or other works incidental thereto across, along, or in any of the navigable waters of the United States . . .except under and in accordance with the terms of a permit or valid existing right-of-way granted prior to June 10, 1920, or a license granted pursuant to this chapter. Any person, association, corporation, State, or municipality intending to construct a dam or other project works across, along, over, or in any stream or part thereof, other than those defined in this chapter as navigable waters, and over which Congress has jurisdiction under its authority to regulate commerce with foreign nations and among the several States shall before such construction file declaration of such intention with the Commission, whereupon the Commission shall cause immediate investigation of such proposed construction to be made, and if upon investigation it shall find that the interests of interstate or foreign commerce would be affected by such proposed construction, such person, association, corporation, State, or municipality shall not construct, maintain, or operate such dam or other project works until it shall have applied for and shall have received a license under the, provisions of this chapter. If the Commission shall not so find, and if no public lands or reservations are affected, permission is granted to construct such dam or other project works in such stream upon compliance with State Laws. (June 10, 1920, ch. 285, § 23(b), 41 Stat. 1075; Aug. 26, 1935, ch. 687, title II, § 210, 49 Stat. 846.)

The four projects under review are owned and operated by the CL & P: Bulls Bridge, original construction in 1903; Rocky River, 44.3 miles upstream, erected in 1929; Shepaug, 30 miles upstream and *352 constructed in 1955; and Stevenson, 19.3 miles upstream, constructed originally in 1919, but enlarged in 1936. Rocky River is a seasonal pumped-storage hydroelectric facility; the other three projects are run-of-river hydroelectric facilities.

*351 The Housatonic River has its source in western Massachusetts and enters Connecticut at Mile 83.8. From the Massachusetts-Connecticut state line, the river flows southerly through Connecticut to Bulls Bridge (Mile 52.9) and thence southeasterly to the tidewater at the twin cities of Shelton and Derby at Mile 13.5. From Shelton and Derby, the tidal reach of the river extends southerly to its mouth, where the Housatonic River enters Long Island Sound at Stratford, Connecticut, approximately four miles east of the City of Bridgeport.

*352 After inquiry by the Commission concerning whether CL & P proposed to file applications to license the project, and a subsequent communication proposing a shortened license term unless applications were promptly filed, CL & P applied under protest for licenses for Bulls Bridge, Rocky River and Shepaug in 1966 and for Stevenson in 1967. On December 27, 1973, 5 following this court’s decision in Farmington River Power Co. v. F.P.C., 455 F.2d 86 (2d Cir., 1972), CL & P filed notice of withdrawal of the applications, contending that the Commission lacked licensing jurisdiction over the projects. The proceedings now under review were ordered to be conducted by the Presiding Administrative Law Judge to determine disputed questions of fact on the issue of Commission’s licensing jurisdiction over the four projects. After extended hearings and a detailed report of the facts, the law judge concluded that Housatonic River constituted navigable waters as defined in the Federal Power Act and all projects are subject to the licensing jurisdiction of the Federal Power Commission. The correctness of that decision is the question for review.

Res Judicata and Estoppel

At the outset we are called upon to consider the petitioner’s claim that the Commission is barred by the operation of res judicata and collateral estoppel from finding the Housatonic navigable. The claim is based on a 1952 order of the FPC in Electric Power Inc., 11 F.P.C. 1548, following the declaration of intention to construct the Shepaug project, filed by the CL & P’s predecessor.

The first sentence of Section 23(b) makes it unlawful for any person, state or municipality to construct a dam to develop electric power in any of the navigable waters of the United States except by a license granted under the Federal Power Act. This proscription is followed by the provision that any person, state or municipality intending to construct a dam or other project in any stream “other than those defined in this chapter as navigable waters, and over which. Congress has jurisdiction under its authority to regulate commerce—shall before such construction file declaration of such intention with the Commission . If upon investigation the Commission finds the interest of commerce would be affected, a license is required. The third sentence of Section 23(b) provides:

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557 F.2d 349, 2 Fed. R. Serv. 340, 1977 U.S. App. LEXIS 12684, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-connecticut-light-and-power-co-v-federal-power-commission-ca2-1977.