The City of Houston v. Frank Nicolai and Debora Nicolai as Parents of Caroline Nicolai

Court of Appeals of Texas·Decided April 6, 2023·No. 01-20-00327-CV·Published

Opinion

Opinion issued April 6, 2023

In The

Court of Appeals

For The

First District of Texas

reconsideration. We withdraw our opinion of March 31, 2022, vacate our judgment of the same date, and issue this en banc opinion and judgment in their stead.

This is the City of Houston’s second interlocutory appeal in the Nicolais’ suit alleging that the City is vicariously liable for its police officer’s negligence in operating a patrol car that proximately caused the death of their daughter. The trial court denied the City’s motion for summary judgment, which asserted the trial court lacks jurisdiction because there is no waiver of governmental immunity under the Texas Tort Claims Act.1 On appeal, the City contends the TTCA waives governmental immunity in suits arising from the negligent operation of a motor vehicle by a government employee acting within the scope of her employment only if she would be personally liable under Texas law. And here, according to the City, the police officer is shielded from personal liability by official immunity. Because we conclude the City did not establish the police officer’s official immunity as a matter of law, we affirm.

Background

Houston Police Department Officer R. Gonzales, while on patrol, responded to a call involving a suspected intoxicated driver. When she arrived, Officer Gonzales found Caroline Nicolai sitting on a curb next to her car. Caroline appeared to be intoxicated and could not stand without falling. Officer Gonzales did not arrest

1 See TEX. CIV. PRAC. & REM. CODE §§ 101.001–.009; see also id. § 51.014(a)(5).

Caroline. Instead, for Caroline’s safety, Officer Gonzales placed Caroline in handcuffs and into the back seat of the patrol car. She decided to take Caroline to the sobering center in downtown Houston, instead of to jail.

While driving Caroline to the sobering center, around 3:30 a.m., Officer Gonzales’s patrol car was struck by another car driven by N. Moser, who was intoxicated. Officer Gonzales had never been to the sobering center before and had to stop several times to check the map on her mobile data terminal. Officer Gonzales was driving “very slowly” to look for the sobering center when the accident happened. As Officer Gonzales entered the intersection of Chartres Street and Texas Avenue, where she had the green light, the car driven by Moser, who failed to stop at the red light, “violently” struck the patrol car’s left side. Caroline was ejected from the patrol car and sustained fatal injuries. According to an HPD investigation, Caroline was not seat belted in the back of the patrol car.

The Nicolais, Caroline’s parents, filed a negligence and wrongful death suit alleging that the City was vicariously liable for Officer Gonzales’s negligence in:

• failing to use, misusing, or improperly using the patrol car’s seat belt;

• failing to keep a proper lookout;

• failing to slow down or speed up to avoid the collision;

• failing to properly brake;

• failing to take appropriate evasive action to avoid the collision or lessen impact;

• handcuffing Caroline in the back seat when Caroline “did not appear to be under arrest or need to be handcuffed”;

• failing to provide proper police protection; and

• failing to follow HPD policies and procedures for seat belt use.

The Nicolais pleaded that the TTCA waived the City’s governmental

immunity because Caroline’s death was caused by Officer Gonzales’s operation or use of a police vehicle or use of tangible personal property: handcuffs and a seatbelt. See TEX. CIV. PRAC. & REM. CODE § 101.021(1)–(2).

The City answered and filed a plea to the jurisdiction. The City intitally argued, among other things, that the TTCA did not waive its governmental immunity because (1) the Nicolais’ claims did not arise from Officer Gonzales’s operation or use of a motor vehicle but instead derived from Moser’s tortious conduct; (2) the use or non-use of a seat belt is not part of the operation or use of a motor vehicle; and (3) Officer Gonzales’s failure to seat-belt Caroline constituted “non-use” of personal property. The trial court denied the plea to the jurisdiction, and this Court affirmed. See City of Hous. v. Nicolai, 539 S.W.3d 378, 381 (Tex. App.—Houston [1st Dist.] 2017, pet. denied). Relevant here, the Court determined:

• “Officer Gonzales was actively operating, i.e., driving, her patrol car at the time of the collision and using it to transport [Caroline] to the Sobering Center, and not just as a place to hold her”;

• “[T]he evidence of Officer Gonzales’s ‘omission’ or ‘negligence’ in transporting [Caroline] in the back of the patrol car without a seat belt, in violation of HPD policy and state law, ‘relate[d] to the operation of the vehicle itself,’ and not to ‘some other aspect of [her] conduct’”; and

• The Nicolais had raised a fact issue on waiver of the City’s immunity for claims arising from an employee’s operation of a motor vehicle.2 Id. at 389–90, 391–92.

On remand, the City challenged the trial court’s jurisdiction a second time on a new ground. In a traditional motion for summary judgment, the City argued that it retained governmental immunity under the TTCA because Officer Gonzales would not be personally liable for her allegedly negligent operation or use of the patrol car. According to the City, Officer Gonzales was entitled to official immunity because she was performing a discretionary duty when the collision occurred—transporting Caroline, an intoxicated person, to the sobering center. The City’s summary-judgment evidence included, among other things, deposition testimony from the Nicolais’ police-practices expert about officers’ discretion under HPD’s policies to effect arrests, handle intoxicated people, and transport people.

The Nicolais responded that Officer Gonzales was not performing a discretionary duty but instead was engaged in a ministerial act because (1) HPD policy and Texas law required her to secure Caroline, a handcuffed passenger, with

2 In reaching this holding, the Court rejected the City’s contention that seat belts constitute “tangible property” that are not a part of the “operation or use of a motor-driven vehicle.” City of Hous. v. Nicolai, 539 S.W.3d 378, 391–92 (Tex.

App.—Houston [1st Dist.] 2017, pet. denied).

the patrol car’s seat belt, and (2) she was driving under ordinary, nonemergency circumstances when the collision occurred. The Nicolais’ summary-judgment evidence included, among other things, certain HPD General Orders, affidavit or deposition testimony from their police-practices and accident-reconstruction experts,3 and deposition testimony from Officer Gonzales and other HPD officers, including officers who reconstructed the crash.

The trial court denied the City’s summary-judgment motion, and the City appeals that order.

Discussion

The City argues that the trial court erred by denying its summary-judgment motion because the evidence established Officer Gonzales’s official immunity, and thus the City retains its governmental immunity as a matter of law. I. Standard of Review A plaintiff has the burden to show the trial court’s subject-matter jurisdiction.

Heckman v. Williamson Cnty., 369 S.W.3d 137, 150 (Tex. 2012). That burden includes an obligation to show a waiver of sovereign immunity or its counterpart,

3 We note the City objected to some of the Nicolais’ summary-judgment evidence, including the affidavit of the Nicolais’ police-practices expert. To the extent the City complains on appeal that the trial court refused to rule on its objections or that the expert’s affidavit should not be considered, we do not reach that complaint. It is unnecessary to do so given our ultimate holding that the City did not establish its entitlement to judgment as a matter of law. See TEX. R. APP. P. 47.1.

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