The Center for Investigative Reporting (CIR) v. Department of Labor

CourtDistrict Court, N.D. California
DecidedJune 4, 2020
Docket4:18-cv-02414
StatusUnknown

This text of The Center for Investigative Reporting (CIR) v. Department of Labor (The Center for Investigative Reporting (CIR) v. Department of Labor) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Center for Investigative Reporting (CIR) v. Department of Labor, (N.D. Cal. 2020).

Opinion

3 UNITED STATES DISTRICT COURT 4 NORTHERN DISTRICT OF CALIFORNIA 5

6 THE CENTER FOR INVESTIGATIVE Case No. 18-cv-02414-DMR 7 REPORTING, et al.,

8 Plaintiffs, ORDER ON CROSS MOTIONS FOR SUMMARY JUDGMENT 9 v. Re: Dkt. Nos. 26, 30 10 DEPARTMENT OF LABOR, 11 Defendant.

12 Plaintiffs Center for Investigative Reporting and Jennifer Gollan filed this action for 13 injunctive relief pursuant to the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, against 14 Defendant Department of Labor. The parties filed cross motions for summary judgment. [Docket 15 Nos. 26, 30.] The court held a hearing on December 12, 2019 and ordered Defendant to file 16 supplemental evidence. [Docket 39.] Defendant timely filed the requested evidence. [Docket No. 17 40.] For the following reasons, Plaintiffs’ motion is granted in part. Defendant’s motion is 18 denied. 19 I. BACKGROUND 20 A. Plaintiffs’ FOIA Request 21 The Occupational Safety and Health Act of 1970 (the “Act”), 29 U.S.C. § 651 et seq., was 22 enacted “to assure so far as possible every working man and woman in the Nation safe and 23 healthful working conditions . . . .” 29 U.S.C. § 651(b). “To that end, Congress authorized the 24 Secretary of Labor to set mandatory occupational safety and health standards applicable to all 25 businesses affecting interstate commerce.” Gade v. Nat’l Solid Wastes Mgmt. Ass’n, 505 U.S. 88, 26 96 (1992) (citing 29 U.S.C. § 651(b)(3). The Occupational Safety and Health Administration 27 (“OSHA”), a division of the Department of Labor (“DOL”), promulgates and enforces these 1 standards, as well as regulations that require “employers to maintain accurate records of, and to 2 make periodic reports on, work-related deaths, injuries and illnesses . . .” 29 U.S.C. § 655, 3 657(c)(2). 4 Pursuant to DOL’s statutory authority to “develop and maintain an effective program of 5 collection, compilation, and analysis of occupational safety and health statistics,” 29 U.S.C. § 6 673(a), “OSHA requires employers with more than 10 employees to use a set of standardized 7 forms when recording workplace injuries and illnesses—Form 300 to generate a log of all work- 8 related injuries or illnesses, Form 301 to generate an incident report for each individual case, and 9 Form 300A to prepare an annual summary derived from the information collected on the log.” 10 Pub. Citizen Health Research Grp. v. Acosta, 363 F. Supp. 3d 1, 7 (D.D.C. 2018) (citing 29 C.F.R. 11 §§ 1904.1(a), 1904.29). In 2016, OSHA issued a final rule requiring certain employers to 12 electronically submit the three forms to OSHA on an annual basis. See Improve Tracking of 13 Workplace Injuries and Illnesses, 81 Fed. Reg. 29624-01, 29692 (May 12, 2016); 29 C.F.R. § 14 1904.41. Under the rule, employers with 250 or more employees must electronically submit 15 Forms 300, 300A, and 301 to OSHA each year, and employers in certain industries with 20 or 16 more employees must electronically submit Form 300A. 29 C.F.R. § 1904.41(a). In the final rule, 17 OSHA wrote that “OSHA intends to post the data from these submissions on a publicly accessible 18 Web site,” but “does not intend to post any information on the Web site that could be used to 19 identify individual employees.” Improve Tracking of Workplace Injuries and Illnesses, 81 Fed. 20 Reg. 29624-01, 29624. OSHA began collecting data under the rule in 2017. [Docket No. 28 21 (Kapust Decl., Sept. 6, 2019) ¶ 6.] 22 The Center for Investigative Reporting (“CIR”) is a nonprofit investigative news 23 organization that publishes Reveal, an online news site, and produces a weekly public radio show 24 by the same name. Gollan is a staff reporter for Reveal and a CIR employee. Compl. ¶¶ 10, 11. 25 On January 31, 2018, Plaintiffs submitted the following request for information from OSHA 26 pursuant to FOIA: “[A]ll data submitted since August 1, 2017 through OSHA’s ‘Injury Tracking 27 Application’ pursuant to the final Rule ‘Improve Tracking of Workplace Injuries and Illnesses.’ 1 [Docket No. 27 (Edens Decl., Sept. 5, 2019) ¶ 4, Ex. A (FOIA Request).] 2 OSHA processed Plaintiffs’ FOIA request and initiated a search on February 6, 2018. 3 Edens Decl. ¶ 10. Its search yielded approximately 237,000 records of OSHA Form 300A 4 information submitted from August 1, 2017 through the date of its search, February 6, 2018. It did 5 not find records pertaining to OSHA Forms 300 or 301. Id. at ¶ 11. In its February 22, 2018 6 response to Gollan, OSHA wrote that it had identified approximately 237,000 records responsive 7 to the FOIA request and that it had determined that the responsive records were fully exempt from 8 production under FOIA Exemption 7(E), 5 U.S.C. § 552(b)(7)(E). Edens Decl. ¶ 5, Ex. B (DOL 9 Response). Section 522(b)(7)(E) exempts the following “law enforcement” records from 10 disclosure:

11 records or information compiled for law enforcement purposes, but only to the extent that the production of such law enforcement records 12 or information . . . would disclose techniques and procedures for law enforcement investigations or prosecutions, or would disclose 13 guidelines for law enforcement investigations or prosecutions if such disclosure could reasonably be expected to risk circumvention of the 14 law[.] 15 5 U.S.C.A. § 552(b)(7)(E). The response further stated that “OSHA does not have any records 16 pertaining to OSHA Forms 300 or 301”1 and informed Gollan of her appeal rights. DOL 17 Response. 18 Plaintiffs appealed the agency’s decision on March 1, 2018. Edens Decl. ¶ 6, Ex. C. DOL 19 acknowledged receipt of Plaintiffs’ appeal by letter dated March 16, 2018. Edens Decl. ¶ 7, Ex. 20 D. After DOL failed to make a determination on Plaintiffs’ appeal within the statutory timeframe, 21 see 5 U.S.C. § 552(a)(6)(A)(ii), Plaintiffs filed this lawsuit on April 23, 2018. See Compl. ¶¶ 39- 22 41. 23 The parties filed cross motions for summary judgment. DOL now contends that it properly 24 withheld the Form 300A information pursuant to FOIA Exemption 4, 5 U.S.C. § 552(b)(4), which 25

26 1 In May 2018, OSHA announced that it was not accepting Forms 300 and 301, and subsequently issued a notice of proposed rulemaking to rescind the electronic filing requirements for those 27 forms. Public Citizen, 363 F. Supp. 3d at 8; Tracking of Workplace Injuries and Illnesses, 83 Fed. 1 in relevant part exempts “commercial or financial information [that is] obtained from a person and 2 [is] privileged or confidential.” DOL no longer invokes FOIA Exemption 7(E). DOL also asserts 3 that it made an adequate search for the requested information.

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