TERRINEE L. GUNDY v. JAMES BALLI

Court of Appeals of Georgia·Decided January 19, 2022·No. A21A1763·Published

Opinion

FIRST DIVISION

BARNES, P. J.,

GOBEIL and MARKLE, JJ.

NOTICE: Motions for reconsideration must be physically received in our clerk’s office within ten days of the date of decision to be deemed timely filed.

https://www.gaappeals.us/rules

January 19, 2022

In the Court of Appeals of Georgia A21A1763. GUNDY v. BALLI et al.

MARKLE, Judge.

After the Judicial Qualifications Commission (JQC) filed ethics charges against Judge Terrinee Gundy, she filed a petition for a writ of quo warranto against the JQC and its individual members on the ground that the members had not been properly and timely appointed.1 Following a hearing, the trial court denied the petition, finding that the appointments were submitted to the Senate for confirmation, as required by

1 Under OCGA § 9-6-60, “[t]he writ of quo warranto may issue to inquire into the right of any person to any public office the duties of which he is in fact discharging.” As our Supreme Court has explained, “[q]uo warranto is an extraordinary remedy which exists solely by virtue of statute.” (Citation and punctuation omitted.) Richardson v. Phillips, 285 Ga. 385 (677 SE2d 117) (2009). Prior to filing a petition for a writ of quo warranto, the petitioner must obtain leave of court. Everetteze v. Clark, 286 Ga. 11, 12-13 (2) (685 SE2d 72) (2009); see also OCGA § 9-6-60. Here, there is no dispute that Gundy has standing to bring the petition, and that she requested and obtained leave of court to do so.

statute, when they were timely given to the secretary of the senate. Gundy now appeals. For the reasons that follow, we affirm.

At issue is the process by which the senate confirms appointments to the JQC.

Under OCGA § 15-1-21 (g) (1),

[t]he names of the appointees required by this Code section shall be submitted by the appointing authorities to the Senate no later than the third Monday in January. Any member appointed to the commission shall serve until the Senate confirms such appointee, and if an individual’s name is not submitted by such deadline, he or she shall not be eligible for confirmation.

(Emphasis supplied.). Because the issues raised on appeal involve the interpretation of this statute, we apply a de novo review. Hill v. First Atlantic Bank, 323 Ga. App. 731, 732 (747 SE2d 892) (2013).

The facts are largely undisputed. In 2016, Georgia voters amended the state constitution to alter the structure and power of the JQC after the General Assembly expressed concern over the lack of oversight of the existing JQC while under the auspices of the State Bar. Ga. Const. of 1983, Art. VI, Sec. VII, Par. VI (effective Jan. 1, 2017); OCGA § 15-1-21 (a) (2017); Gabriel L. Daniel, House Bill 808: Courts; Judicial Qualifications Commission; Create, 10 J. Marshall L. J. 239, 244 (2017).

Under the new format, the JQC was divided into two panels: a seven-member investigations panel, and a three-member hearing panel. OCGA § 15-1-21 (e) (1). Unlike the previous composition of the JQC, members of these two panels would be appointed by the governor, the president of the senate, the Supreme Court of Georgia, and speaker of the house of representatives. OCGA § 15-1-21 (f) (3) (A), (4) (A). The appointments were statutorily required to be confirmed by the Senate, and the confirmation process mandated that the appointments be “submitted . . . to the Senate” by the third Monday in January. OCGA § 15-1-21 (b), (g) (1). Failure to meet this deadline made the appointee ineligible to serve on the JQC. OCGA § 15-1-21 (g) (1).

The parties agree that this deadline in 2018 fell on January 15. That year, the Senate was in session from January 8 through 11. On January 12, each of the nominating entities notified the lieutenant governor, who also serves as the president of the senate, of their appointments. Ga. Const. of 1983, Art. V, Sec. I, Par. III. That same day, counsel to the lieutenant governor gave the secretary of the senate those names, and the secretary of the senate time stamped each appointment when he received it. On January 18, which was the next day the Senate was in session, the

secretary of the senate placed a memo with the names of the appointments on each senator’s desk. In the memo, the secretary of the senate wrote:

Georgia law provides for Senate confirmation of appointments to the Judicial Qualifications Commission. Pursuant to Senate Rule 3-3.1, I am notifying the Senate that the Governor, Lt. Governor, Speaker of the House of Representatives, and Supreme Court of Georgia have submitted to the Senate the names of their appointments for confirmation. The names of the appointees are attached for your review.

Pursuant to Senate rules, these appointments will be referred to the Committee on Assignments. The Committee on Assignments will report its recommendations on the appointments to the Senate after which the Senate may proceed to consider confirmation.

The Senate Journal for January 18 contains a copy of the memo and the letters of appointment from each of the nominating entities.2 Ga. Const. of 1983, Art. III, Sec. V, Par. I. The president of the senate referred the appointments to the committee on assignments, as set out in the Senate rules, and ultimately, each appointee was confirmed.

2 Most of the appointees began serving their terms while the Senate was not in session and therefore did not need to be confirmed until the next legislative session. OCGA § 15-1-21 (g) (3).

In 2019, the JQC investigations panel brought formal charges against Judge Gundy. Gundy then filed a petition for a writ of quo warranto, challenging these appointments on the ground that delivering the names to the secretary of the senate did not constitute “submitted . . . to the Senate” under the statute. See OCGA § 15-1- 21. She argued that this phrase referred to the time when the senators actually received the names, and the sole evidence of when that occurred was found in the Senate Journal.3 Gundy further argued that, because the Journal showed the names were given to the senators on January 18, after the deadline of the third Monday in January, the members were ineligible to serve on the JQC.

The trial court set the case for a bench trial. When Gundy appeared, she agreed to proceed with a bench trial to the extent that the petition raised only questions of law, but she also stated that she was not waiving her right to a jury trial on the factual issues. Gundy then presented her only evidence, which consisted of the Senate Journal entries from January 18, 2018. Counsel for the JQC and its members

3 Gundy initially sought injunctive relief and attorney fees, but withdrew those counts. Additionally, she originally named all of the JQC members individually, then later dismissed the individuals who were no longer members of either panel. She also challenged the 2019 reappointment of two members. Because she makes the same arguments regarding the timing of the 2019 appointments, we focus our discussion on the 2018 process.

confirmed that they intended to call David Cook, the secretary of the senate, to testify. At a subsequent hearing, Cook testified over Gundy’s objection, explaining the procedure for how he received the names on January 12. Cook testified that it was customary for the secretary of the senate to receive appointments on the Senate’s behalf for distribution to the senators; he would time stamp the appointments when he received them; and he would write a memo to the senators to maintain a paper record and place the memo on the senators’ desks the next day the Senate was in session.

The trial court denied the petition for a writ of quo warranto, finding that the JQC members were properly appointed because the names were timely submitted to the Senate when they were given to the secretary of the senate on January 12, and that the phrase “submitted . . . to the Senate” in OCGA § 15-1-21 (g) (1) did not mean delivered to the individual senators.

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