Tekle v. United States

CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 3, 2007
Docket04-55026
StatusPublished

This text of Tekle v. United States (Tekle v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tekle v. United States, (9th Cir. 2007).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

EPHRAIM TEKLE, a minor, by and  through his Guardian Ad Litem, LILY TEKLE, Plaintiff-Appellant, No. 04-55026 v. D.C. No. UNITED STATES OF AMERICA; GARO TOROSSIAN; KEITH BODEN; CHARLES  CV 01-3894 RSWL ORDER AND MCCALMONT; THOMAS JANKOWSKI; AMENDED DAVID M. HAWKES, all agents and OPINION employees of the Internal Revenue Service, an agency of the United States of America, Defendants-Appellees.  Appeal from the United States District Court for the Central District of California Ronald S.W. Lew, District Judge, Presiding

Argued and Submitted October 19, 2005—Pasadena, California Opinion Filed August 11, 2006 Opinion Withdrawn December 3, 2007

Amended Opinion Filed December 3, 2007

Before: Andrew J. Kleinfeld, A. Wallace Tashima, and Raymond C. Fisher, Circuit Judges.

Opinion by Judge Tashima; Partial Concurrence and Partial Dissent by Judge Fisher; Concurrence by Judge Kleinfeld

15517 TEKLE v. UNITED STATES 15521

COUNSEL

A. Clifton Hodges, Hodges and Associates, Pasadena, Cali- fornia, for the plaintiff-appellant.

Frank M. Travieso, Assistant United States Attorney, Los Angeles, California, for the defendants-appellees.

ORDER

Defendants-appellees’ petition for panel rehearing is granted. The opinion and Judge Kleinfeld’s opinion concur- ring the result filed on August 11, 2006, and reported at 457 F.3d 1088, are withdrawn and replaced by the amended opin- ion, Judge Fisher’s opinion concurring in part and concurring in the judgment, and Judge Kleinfeld’s opinion concurring in the result filed concurrently with this order.

The petition for rehearing en banc is denied as moot. No further petitions for panel rehearing will be entertained. Peti- tions for rehearing en banc may be filed with respect to the amended opinion.

OPINION

TASHIMA, Circuit Judge:

Ephraim Tekle (“Tekle”), a minor, by and through his mother and guardian ad litem, Lily Tekle, filed a complaint 15522 TEKLE v. UNITED STATES against the United States and various individuals, seeking declaratory relief and damages under the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 1346(b)(1), 2671-2680, and for alleged civil rights violations, pursuant to Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388 (1971). The complaint stemmed from an incident at Tekle’s home when federal agents arrested Tekle’s parents. The district court granted summary judgment in favor of the individual defendants on the basis that they did not violate Tekle’s constitutional rights and that, even if they had, they were entitled to qualified immunity. Because the liability of the United States was derivative of the liability of the individ- ual defendants, the court also granted summary judgment in favor of the United States. Tekle appeals. We have jurisdic- tion pursuant to 28 U.S.C. § 1291, and we reverse.

BACKGROUND1

In 1998, Tekle’s parents, Solomon and Lily Tekle, were suspected of narcotics trafficking and tax-related offenses. Internal Revenue Service (“IRS”) Special Agent Thomas Jan- kowski prepared a plan to execute search and arrest warrants at their home. Jankowski learned that the couple’s three chil- dren, including then eleven-year-old Ephraim, lived at the home and that Lily took the children to school each morning. 1 “Because this case arises in the posture of a motion for summary judg- ment we are required to view all facts and draw all reasonable inferences in favor of the nonmoving party,” in this case, Tekle. Brosseau v. Haugen, 543 U.S. 194, 195 n.2 (2004) (per curiam); see also Motley v. Parks, 432 F.3d 1072, 1075 n.1 (9th Cir. 2005) (en banc) (accepting the plaintiffs’ recitation of the facts because the case arose in the posture of a motion for summary judgment and involved issues of qualified immunity). We dis- agree with the government that Tekle has failed to produce any admissible evidence sufficient to create a genuine issue of material fact, pursuant to Butler v. San Diego Dist. Attorney’s Office, 370 F.3d 956 (9th Cir. 2004). In response to the government’s filing of the declarations of its agents, Tekle filed his own deposition, as well as depositions of both his parents, with his opposition to the government’s motion for summary judgment. TEKLE v. UNITED STATES 15523 Jankowski thus planned to serve the warrants after Lily had taken the children to school.

On the morning of March 23, 1998, a team of approxi- mately twenty-three agents gathered at an area away from the Tekle home for briefing.2 Another team of agents arrested Lily without incident after she dropped off two of her children at school. The agents asked Lily for the garage door opener to her house, and she told them to be careful because her eleven-year-old son was at home and her husband recently had suffered a heart attack and undergone major heart sur- gery. The agents communicated by radio with the team of agents at the Tekle home and informed them of what Lily had told them.

At the Tekle residence, the agents announced the presence of law enforcement officers over a public address system. Jan- kowski also called Solomon Tekle on a cellular telephone, asking him to surrender himself at the front door.

Immediately prior to the agents’ announcement, Tekle opened the garage door and exited the garage in order to take out the trash, unaware of the agents’ presence. He was bare- foot and was wearing a t-shirt and shorts. He saw numerous police cars and heard a “loud intercom” over which the offi- cers were saying, “Young man, turn around and put your hands in the air.” Because he did not realize they were speak- ing to him, he turned around and started running back to the house through the garage. The agents again told him to turn around with his hands up, and Tekle turned around and started walking out of the garage with his hands up.

One of the officers told Tekle to get on the ground, so he lay face down on the driveway. The officer held a gun to Tekle’s head, searched him, and handcuffed him. The officer 2 The agents were from the IRS, the DEA, and the Los Angeles Police Department. 15524 TEKLE v. UNITED STATES pulled Tekle up from behind by the chain of the handcuffs and took him out to the sidewalk, where Tekle sat, still hand- cuffed, with his feet “in the gutter” until his father, Solomon, was brought out of the house in handcuffs, approximately fif- teen minutes later.

After Solomon came out of the house, the officers removed the handcuffs from Tekle and sat him on a stool in the drive- way, where about fifteen to twenty officers kept their guns pointed at him. Tekle asked if he could use the restroom, but one of the officers followed him to the restroom, keeping his hand on his gun, and would not let Tekle close the door, so Tekle returned to the driveway. One of the officers asked Tekle where his parents were from, and Tekle replied that he was born here but that his parents were from Ethiopia. The officer said, “Ethiopia is an f’n ugly country, and there’s noth- ing to see there.” When Tekle asked for his shoes, another officer threw the shoes on the ground and spat on them. Sev- eral hours later, one of Tekle’s relatives came to the house to pick him up.

In his complaint, Tekle sought declaratory relief and dam- ages.3 He alleged claims for false arrest, assault and battery, and mental distress pursuant to the FTCA.

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