1 2 3 4
5 6 7 8 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 9 AT SEATTLE 10 11 LATIKA TANEJA, et al., CASE NO. 2:22-cv-00702-TL 12 Plaintiffs, ORDER ON DEFENDANTS’ v. MOTION TO COMPEL 13 ALINNE CINTRA FREITAS, et al., 14 Defendants. 15
16 17 Plaintiffs seek, among other things, the return of their earnest money from a failed 18 transaction involving the sale of Defendants’ daycare business that was operating out of 19 Defendants’ home. The matter comes before the Court on Defendants’ Motion to Compel 20 Testimony and Production of Documents, which includes a request for sanctions. Dkt. No. 18. 21 Having reviewed the motion, Plaintiffs’ Response (Dkt. No. 20), Defendants’ Reply (Dkt. No. 22 21), and all supporting materials, the Court GRANTS in part and DENIES in part the motion. 23 24 1 I. LEGAL STANDARD 2 Federal Rule of Civil Procedure 26 allows parties to obtain discovery regarding: 3 any nonprivileged matter that is relevant to any party’s claim or defense and proportional to the needs of the case, considering the 4 importance of the issues at stake in the action, the amount in controversy, the parties’ relative access to relevant information, the 5 parties’ resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed 6 discovery outweighs its likely benefit.
7 Fed. R. Civ. P. 26(b)(1). “Relevant” information is that which is “reasonably calculated to lead to 8 the discovery of admissible evidence.” Brown Bag Software v. Symantec Corp., 960 F.2d 1465, 9 1470 (9th Cir. 1992). “[B]road discretion is vested in the trial court to permit or deny discovery.” 10 Hallett v. Morgan, 296 F.3d 732, 751 (9th Cir. 2002). 11 Under Federal Rule of Civil Procedure 37, “a party seeking discovery may move for an 12 order compelling an answer, designation, production, or inspection.” Fed. R. Civ. P. 37(a)(3)(B). 13 The court may order a party to provide further responses to an “evasive or incomplete disclosure, 14 answer, or response.” Fed. R. Civ. P. 37(a)(4). The party seeking to compel discovery has the 15 burden of establishing that its requests are relevant. Fed. R. Civ. P. 26(b)(1). However, once this 16 showing is made, the party seeking a protective order must “carry a heavy burden of showing 17 why discovery” should be denied. Blankenship v. Hearst Corp., 519 F.2d 418, 429 (9th Cir. 1975). 18 II. DISCUSSION 19 Defendants ask the Court to compel (1) a complete production of text messages and (2) certain 20 supplemental deposition testimony from Plaintiff Navneet Taneja. Dkt. No. 18 at 1. Defendants also 21 request as sanctions an award of $2,000 for the reasonable costs of bringing the motion. 22 A. Request to Produce Text Messages 23 Defendants allege that Plaintiffs failed to produce the full text of several text messages 24 among the four Plaintiffs. In particular, Defendants question the completeness of some text 1 messages exchanged on January 24 and 25, 2022, as well as February 8, 2022. Dkt. No. 18 at 3– 2 5. “Defendants were surprised when Plaintiffs produced a mere 22-pages of documents in 3 response to all eight requests for production.” Id. But Plaintiffs counter—and Defendants do not 4 dispute in their reply—that they produced hundreds of pages of documents voluntarily with their
5 initial disclosures (and prior to any formal discovery request) in addition to over 1,500 pages of 6 documents obtained via subpoenas duces tecum. Dkt. No. 20 at 4. Plaintiffs assert that they 7 “made a good faith effort to provide copies of all responsive text messages, but two screenshots 8 [ ] containing just 8 text messages were inadvertently missed.” Id. at 6. 9 In their reply, Defendants continue to raise questions about two text messages. First, 10 Defendants point out that Plaintiffs did not specifically address a January 24, 2022, text message 11 discussing removing a financial contingency. See Dkt. No. 21 at 4. Second, Defendants question 12 the completeness of a February 9, 2022, text message that was produced in response to the 13 motion to compel. See id. at 5. Plaintiff Navneet Taneja represents that each Plaintiff “made a 14 diligent search for documents to be provided,” and “we believe we have now provided copies of
15 all requested documents.” Dkt. No. 20-1 ¶ 8 (emphasis added). The Court notes that Plaintiff did 16 not definitively certify that all requested documents have been provided. Further, the existence of 17 these text messages is supported by photos already provided, in which the outline of additional 18 messages can be seen. Dkt. No. 21 at 4–5. 19 So that there will be no lingering doubt as to the content of the responses contained in the 20 text messages, the Court GRANTS in part Defendants’ motion and ORDERS Plaintiffs to produce to 21 Defendants a copy of the text messages immediately following the January 24, 2022, and 22 February 9, 2022, messages depicted on pages 4 and 5 of Defendants’ reply declaration. If the 23 text messages are protected from disclosure, Plaintiffs may file a motion for protective order as
24 to any protected material. If the text messages contain any information that should be sealed or 1 redacted, Plaintiffs may follow the procedures set forth in Local Civil Rules 5(g) and 5.2. Absent 2 any such motion, the text messages shall be provided within three (3) days of this Order. 3 B. Request to Compel Deposition Testimony 4 Defendants seek supplemental deposition testimony from Mr. Taneja regarding
5 communications between non-spouse Plaintiffs Navneet Taneja and Viral Desai. Dkt. No. 18 at 6 9. During Mr. Taneja’s deposition, Defendants’ counsel “inquired about recent conversations 7 Mr. Taneja engaged in with co-Plaintiff Mr. Desai regarding the Plaintiffs’ decision to back out 8 of the purchase of the Property on February 17, 2022.” Dkt. No. 19 ¶ 5. Plaintiffs represent that 9 Mr. Taneja testified “regarding dates and times of discussions regarding discussions held 10 between him and Mr. Desai relating to their depositions.” Dkt. No. 20 at 7. Plaintiffs further 11 assert that “Defendants’ counsel had an opportunity to depose all four plaintiffs about the facts 12 underlying this lawsuit.” Id. 13 However, during Mr. Taneja’s deposition, Plaintiffs’ counsel objected to Defendants’ 14 questions into “Plaintiffs’ discussions among themselves regarding the depositions themselves
15 based on privileged communications with their attorneys.” Dkt. No. 20 at 7 (emphasis in 16 original). Plaintiffs’ counsel objected on the grounds of the work-product privilege and common- 17 interest doctrine and instructed Mr. Taneja to not respond. Id. Defendants challenge the 18 instruction by Plaintiffs’ counsel to not respond on the basis of work-product privilege and the 19 common-interest doctrine. Id. 20 Mr. Taneja admits having conversations with co-Plaintiffs “outside the presence of our 21 attorneys.” Dkt. No. 20-1 ¶ 11. “These conversations have occurred in response to oral or written 22 communications from our attorneys.
Free access — add to your briefcase to read the full text and ask questions with AI
1 2 3 4
5 6 7 8 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 9 AT SEATTLE 10 11 LATIKA TANEJA, et al., CASE NO. 2:22-cv-00702-TL 12 Plaintiffs, ORDER ON DEFENDANTS’ v. MOTION TO COMPEL 13 ALINNE CINTRA FREITAS, et al., 14 Defendants. 15
16 17 Plaintiffs seek, among other things, the return of their earnest money from a failed 18 transaction involving the sale of Defendants’ daycare business that was operating out of 19 Defendants’ home. The matter comes before the Court on Defendants’ Motion to Compel 20 Testimony and Production of Documents, which includes a request for sanctions. Dkt. No. 18. 21 Having reviewed the motion, Plaintiffs’ Response (Dkt. No. 20), Defendants’ Reply (Dkt. No. 22 21), and all supporting materials, the Court GRANTS in part and DENIES in part the motion. 23 24 1 I. LEGAL STANDARD 2 Federal Rule of Civil Procedure 26 allows parties to obtain discovery regarding: 3 any nonprivileged matter that is relevant to any party’s claim or defense and proportional to the needs of the case, considering the 4 importance of the issues at stake in the action, the amount in controversy, the parties’ relative access to relevant information, the 5 parties’ resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed 6 discovery outweighs its likely benefit.
7 Fed. R. Civ. P. 26(b)(1). “Relevant” information is that which is “reasonably calculated to lead to 8 the discovery of admissible evidence.” Brown Bag Software v. Symantec Corp., 960 F.2d 1465, 9 1470 (9th Cir. 1992). “[B]road discretion is vested in the trial court to permit or deny discovery.” 10 Hallett v. Morgan, 296 F.3d 732, 751 (9th Cir. 2002). 11 Under Federal Rule of Civil Procedure 37, “a party seeking discovery may move for an 12 order compelling an answer, designation, production, or inspection.” Fed. R. Civ. P. 37(a)(3)(B). 13 The court may order a party to provide further responses to an “evasive or incomplete disclosure, 14 answer, or response.” Fed. R. Civ. P. 37(a)(4). The party seeking to compel discovery has the 15 burden of establishing that its requests are relevant. Fed. R. Civ. P. 26(b)(1). However, once this 16 showing is made, the party seeking a protective order must “carry a heavy burden of showing 17 why discovery” should be denied. Blankenship v. Hearst Corp., 519 F.2d 418, 429 (9th Cir. 1975). 18 II. DISCUSSION 19 Defendants ask the Court to compel (1) a complete production of text messages and (2) certain 20 supplemental deposition testimony from Plaintiff Navneet Taneja. Dkt. No. 18 at 1. Defendants also 21 request as sanctions an award of $2,000 for the reasonable costs of bringing the motion. 22 A. Request to Produce Text Messages 23 Defendants allege that Plaintiffs failed to produce the full text of several text messages 24 among the four Plaintiffs. In particular, Defendants question the completeness of some text 1 messages exchanged on January 24 and 25, 2022, as well as February 8, 2022. Dkt. No. 18 at 3– 2 5. “Defendants were surprised when Plaintiffs produced a mere 22-pages of documents in 3 response to all eight requests for production.” Id. But Plaintiffs counter—and Defendants do not 4 dispute in their reply—that they produced hundreds of pages of documents voluntarily with their
5 initial disclosures (and prior to any formal discovery request) in addition to over 1,500 pages of 6 documents obtained via subpoenas duces tecum. Dkt. No. 20 at 4. Plaintiffs assert that they 7 “made a good faith effort to provide copies of all responsive text messages, but two screenshots 8 [ ] containing just 8 text messages were inadvertently missed.” Id. at 6. 9 In their reply, Defendants continue to raise questions about two text messages. First, 10 Defendants point out that Plaintiffs did not specifically address a January 24, 2022, text message 11 discussing removing a financial contingency. See Dkt. No. 21 at 4. Second, Defendants question 12 the completeness of a February 9, 2022, text message that was produced in response to the 13 motion to compel. See id. at 5. Plaintiff Navneet Taneja represents that each Plaintiff “made a 14 diligent search for documents to be provided,” and “we believe we have now provided copies of
15 all requested documents.” Dkt. No. 20-1 ¶ 8 (emphasis added). The Court notes that Plaintiff did 16 not definitively certify that all requested documents have been provided. Further, the existence of 17 these text messages is supported by photos already provided, in which the outline of additional 18 messages can be seen. Dkt. No. 21 at 4–5. 19 So that there will be no lingering doubt as to the content of the responses contained in the 20 text messages, the Court GRANTS in part Defendants’ motion and ORDERS Plaintiffs to produce to 21 Defendants a copy of the text messages immediately following the January 24, 2022, and 22 February 9, 2022, messages depicted on pages 4 and 5 of Defendants’ reply declaration. If the 23 text messages are protected from disclosure, Plaintiffs may file a motion for protective order as
24 to any protected material. If the text messages contain any information that should be sealed or 1 redacted, Plaintiffs may follow the procedures set forth in Local Civil Rules 5(g) and 5.2. Absent 2 any such motion, the text messages shall be provided within three (3) days of this Order. 3 B. Request to Compel Deposition Testimony 4 Defendants seek supplemental deposition testimony from Mr. Taneja regarding
5 communications between non-spouse Plaintiffs Navneet Taneja and Viral Desai. Dkt. No. 18 at 6 9. During Mr. Taneja’s deposition, Defendants’ counsel “inquired about recent conversations 7 Mr. Taneja engaged in with co-Plaintiff Mr. Desai regarding the Plaintiffs’ decision to back out 8 of the purchase of the Property on February 17, 2022.” Dkt. No. 19 ¶ 5. Plaintiffs represent that 9 Mr. Taneja testified “regarding dates and times of discussions regarding discussions held 10 between him and Mr. Desai relating to their depositions.” Dkt. No. 20 at 7. Plaintiffs further 11 assert that “Defendants’ counsel had an opportunity to depose all four plaintiffs about the facts 12 underlying this lawsuit.” Id. 13 However, during Mr. Taneja’s deposition, Plaintiffs’ counsel objected to Defendants’ 14 questions into “Plaintiffs’ discussions among themselves regarding the depositions themselves
15 based on privileged communications with their attorneys.” Dkt. No. 20 at 7 (emphasis in 16 original). Plaintiffs’ counsel objected on the grounds of the work-product privilege and common- 17 interest doctrine and instructed Mr. Taneja to not respond. Id. Defendants challenge the 18 instruction by Plaintiffs’ counsel to not respond on the basis of work-product privilege and the 19 common-interest doctrine. Id. 20 Mr. Taneja admits having conversations with co-Plaintiffs “outside the presence of our 21 attorneys.” Dkt. No. 20-1 ¶ 11. “These conversations have occurred in response to oral or written 22 communications from our attorneys. Our conversations have involved our consideration of our 23 lawyers’ legal advice and requests from our lawyers for additional information of documents.”
24 Id. In short, the conversations “concerned attorney-client privileged information and advice 1 provided to them by their joint attorneys regarding depositions.” Dkt. No. 20 at 2. In their reply, 2 Defendants do not dispute any of the factual representations by Plaintiffs. Dkt. No. 21. 3 Generally, parties may not discover “documents and tangible things that are prepared in 4 anticipation of litigation or for trial by or for another party or its representative.” Fed. R. Civ. P.
5 26(b)(3)(A). Further, a court “must protect against disclosure of the mental impressions, 6 conclusions, opinions, or legal theories of a party's attorney or other representative concerning 7 the litigation.” Fed. R. Civ. P. 26(b)(3)(B). The work-product doctrine “is a ‘qualified immunity 8 from discovery’ that attempts to balance ‘the necessity of protecting an attorney’s preparation 9 under the adversary system, and the policy of full and open discovery underlying the’ rules.” 10 Republic of Ecuador v. Mackay, 742 F.3d 860, 867 (9th Cir. 2014) (quoting Patrick E. 11 Higginbotham, Duty to Disclose; General Provisions Governing Discovery in 6 James Wm. 12 Moore, Moore’s Federal Practice § 26.70[1] at 26-434 to 26-435 (3d ed. 2013)). “At its core, the 13 work-product doctrine shelters the mental processes of the attorney, providing a privileged area 14 within which he can analyze and prepare his client’s case,” and protects both “material prepared
15 by agents for the attorney as well as those prepared by the attorney himself.” United States v. 16 Nobles, 422 U.S. 225, 238–39 (1975). 17 Defendants assert that the work-product privilege “only applies to ‘documents and 18 tangible things’” and not verbal communications. Dkt. No. 18 at 9 (citing Fed. R. Civ. P. 19 26(b)(3)(A)). But “‘the [w]ork product of the lawyer’ is shown ‘in interviews, statements, 20 memoranda, correspondence, briefs, mental impressions, personal beliefs, and countless other 21 tangible and intangible ways.’” Republic of Ecuador, 742 F.3d at 868 (quoting Hickman v. 22 Taylor, 329 U.S. 495, 511 (1947)). As further noted by the Ninth Circuit, “[a]lthough Rule 23 26(b)(3) is focused on documents and tangible things, Hickman protects intangible things
24 independent of the rule.” Ecuador, 742 F.3d at 868 n.2. Therefore, the Court finds that the work- 1 product doctrine does protect more than simply “documents and tangible things” as asserted by 2 Defendants and can protect intangible things. 3 Here, the testimony Defendants seek to compel is “information and advice provided to 4 [Plaintiffs] by their joint attorney regarding depositions.” See Dkt. No. 20 at 2. Defendants would
5 not be able to ask Plaintiffs’ attorney directly about this type of information, as an attorney’s 6 advice is the quintessential compilation of an attorney’s mental impressions, opinions, and 7 conclusions. See Fed. R. Civ. P. 26(b)(3)(B). And the information and advice were provided to 8 the clients, who are the very parties for whom the information and advice were prepared (versus 9 disclosing the information to a third party). See id. 26(b)(3)(A). Therefore, the Court finds the 10 information and advice provided are work product that must be protected under Federal Rule of 11 Civil Procedure 26(b)(3)(B).1 12 Further, the attorney work-product belongs to both the client and the attorney. See, e.g., 13 In re Grand Jury Subpoenas, 561 F.3d 408, 411 (5th Cir. 2009) (work product belongs to both 14 the attorney and the client); In re Sealed Case, 29 F.3d 715, 718 (D.C. Cir. 1994) (same); Carter
15 v. Gibbs, 909 F.2d 1450, 1451 (Fed. Cir. 1990) (same). Here, both the client and the attorney 16 have invoked the doctrine. 17 Finally, merely answering the question of whether verbal communications (or more than 18 documents and tangible things) are covered by the work-product doctrine does not resolve the 19 issue here. The privilege derived from the work-product doctrine is not absolute and can be 20 waived. Nobles, 422 U.S at 239. For example, “the voluntary disclosure of attorney work- 21 product to an adversary or a conduit to an adversary waives work-product protection for that 22 material.” United States v. Sanmina Corp., 968 F.3d 1107, 1121 (9th Cir. 2020) (quotation marks 23 1 The information and advice provided by the attorney to the clients are clearly attorney-client privileged 24 communications, but Plaintiffs did not raise this as a ground for their objections at the deposition. 1 and citation omitted). But “disclosure of work product to a third party does not waive the 2 protection unless such disclosure is made to an adversary in litigation or ‘has substantially 3 increased the opportunities for potential adversaries to obtain the information.’” Id. (quoting 8 4 Charles Alan Wright & Arthur R. Miller, Federal Practice & Procedure § 2024 (3d ed. 2020)). In
5 short, work-product protection may be waived where “‘such disclosure . . . is inconsistent with 6 the maintenance of secrecy from the disclosing party's adversary.’” Id. Here, the work product 7 was disclosed to the clients, which is completely consistent with the “maintenance of secrecy 8 from the disclosing party’s adversary.” See id. And again, the clients are the parties for whom the 9 very work product was prepared and to whom the work product belongs. The Court finds that 10 there was no waiver of work-product protection, and the information and advice remain 11 protected.2 Therefore, the Court DENIES in part Defendants’ motion to compel as to testimony. 12 C. Request for Sanctions 13 In their reply, Defendants focus their request for sanctions on Plaintiffs’ failure to 14 produce text messages. Dkt. No. 21 at 2–3. They assert that where a disclosure is provided after
15 the filing of a motion to compel, “the Court must order payment of ‘reasonable expenses 16 incurred in making the motion, including the attorney’s fees.’” Id. at 3. However, Defendants 17 overstate the rule and omit that “the Court must not order [ ] payment if . . . other circumstances 18 make an award of expenses unjust.” Fed. R. Civ. P. 37(a)(5)(A)(iii). The Court finds that 19 Defendants were not completely forthright in their representation to the Court regarding the 20 sanctions rule or the scope of Plaintiff’s document production in this case. In addition, 21 Defendants, like the Court, assume the truth of Plaintiff’s claim that they inadvertently failed to 22 23 2 As the Court finds the information is protected by the work-product doctrine, it does not reach the question of 24 whether the joint-defense or common-interest privilege applies. 1 produce the requested documents when producing nearly two thousand pages of documents. See 2 Dkt. No. 21 at 2. 3 The Court does not find that an inadvertent mistake under the circumstances rises to the level 4 of sanctionable conduct, and it would be unjust to impose sanctions. Therefore, the Court DENIES in
5 part Defendants’ motion to compel as to sanctions. However, should the text messages produced in 6 response to this Order contain information responsive to Defendants’ discovery requests, then the 7 Court invites Defendants to renew their motions for sanctions as to the costs associated with 8 preparing their reply brief on the issue of the production of the text messages at issue only. Any such 9 motion should be filed within five (5) days of the production of the text messages. 10 III. CONCLUSION 11 Accordingly, the Court GRANTS in part and DENIES in part Defendants’ Motion to Compel 12 Testimony and Production of Documents (Dkt. No. 18) consistent with this Order. Plaintiffs are 13 DIRECTED to produce the remainder of the January 24 and February 9, 2022, text messages or move for 14 a protective order within three (3) days of this Order. Defendants may move for sanctions related to
15 the same messages within five (5) days of the production of the messages, if appropriate. 16 Dated this 24th day of May 2023. 17 A 18 Tana Lin United States District Judge 19
20 21 22 23 24