Swanson v. West

12 Vet. App. 442, 1999 U.S. Vet. App. LEXIS 548, 1999 WL 428012
CourtUnited States Court of Appeals for Veterans Claims
DecidedJune 23, 1999
DocketNo. 95-1082
StatusPublished
Cited by5 cases

This text of 12 Vet. App. 442 (Swanson v. West) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swanson v. West, 12 Vet. App. 442, 1999 U.S. Vet. App. LEXIS 548, 1999 WL 428012 (Cal. 1999).

Opinion

STEINBERG, Judge:

The appellant, veteran James R. Swanson, appeals through counsel a March 15, 1995, decision of the Board of Veterans’ Appeals (BVA or Board) that denied entitlement to an effective date earlier than February 24, 1986, for the assignment of a 100% schedular rating for Department of Veterans Affairs (VA) disability compensation for service-connected post-concussion syndrome (PCS) (claim 1), denied an earlier effective date for the assignment of a 50% schedular rating for service-connected PCS (claim 2), and found that new and material evidence had not been presented to reopen a previously and finally disallowed claim for service connection for residuals of a neck and back injury (claim 3). Record (R.) at 4. The appeal as to claim 3 was the subject of a joint motion for remand to the BVA that was granted by the Court on December 11, 1996. On December 30, 1998, the Court — concluding that the appellant had not filed a jurisdictionally valid Notice of Disagreement (NOD) as to claim 2 — dismissed that claim. Hence, only claim 1 remains before the Court. For the reasons that follow, the Court will vacate the BVA decision as to claim 1 and remand the matter.

I. Relevant Background

The veteran had active service in the U.S. Army from July 1953 to May 1957. R. at 24. According to the Department of the Army, his service medical records were destroyed in a July 1973 fire at the National Personnel Records Center and “cannot be reconstructed”. R. at 376.

On September 9, 1981, the veteran filed a claim for VA disability compensation based [444]*444on the following: “CONCUSSION — NERVE DAMAGE[,] Late Summer 1955”. R. at 51. In December 1984, the Board found as follows: “Resolving reasonable doubt in the veteran’s favor, the Board concludes that he suffered a head injury in service resulting in [PCS].” R. at 294. Thereafter, a VA regional office (RO) in June 1985 awarded a 10% rating as to the veteran’s PCS, effective September 9, 1981. R. at 300. The veteran appealed to the Board as to the rating assigned in the June 1985 VARO decision; in his July 23, 1985, Substantive Appeal to the Board, he indicated that he sought “a rating of 100 percent” and stated:

Attention is drawn particularly to sympto-matology. Although claimant holds a degree in accounting, he has not been able to intellectually function even in simple bookkeeping since [the] time of the accident. Further, immediately following the tank accident, claimant was unable to perform the intellectual aspects of his duties.... Indeed, the documentary evidence ... shows a history of such malfunctioning.

R. at 305 (emphasis added). The veteran also described himself as experiencing “[m]emory lapse” and “[s]oeial [inadaptability”. R. at 306. On July 30, 1985, he filed with the RO, on a VA Form 21-8940, an application for increased compensation based on unemployability. Preliminary R. at 62-66.

The transmission of the record on appeal (ROA) indicated that the veteran attached to his July 1985 Substantive Appeal nearly 400 pages of documentation, much of which is duplicative, describing his unemployability. But see Appellant’s Brief (Br.) at 3 (where appellant implies that evidence attached to his July 1985 letter was “previously submitted to VA”). That documentation included the following:

• A November 1975 private medical record indicating as follows: “[The veteran’s] principal difficulty consists of episodes lasting from a day or two up[ ]to two weeks during which time he will be unable to function.” R. at 395.

• A May 1978 letter from Dr. Logsdon, a private chiropractor, who described having treated the veteran since “about 19 years ago”. R. at 381. Dr. Logsdon “tentatively diagnosed [the veteran’s] problem as VERTEBRAL ARTERY COMPRESSION SYNDROME of undetermined orig[i]n”, as to which Dr. Logsdon was able to provide “short peorids [sic] of relief’. He described the veteran as follows: “His behavioral pattern runs from ideas of genius when the patient is functional to moronic when he is not.... When he is affected by his malady he becomes an entirely different person. He becomes recluse and withdrawn, uncommunicative ... and unpredictable in his decisions. He almost acts as though he is in a trance.” Ibid.

• A January 1979 private medical record indicating that the veteran stated as follows: “[H]e has had two car wrecks related to ... uncontrolled passing out.” R. at 410.

• An October 1980 letter from Dr. Hall, a private physician, who stated as follows: “[T]he symptoms he is having most likely originated from a concussive injury and at this point would be considered permanent and [I] feel could have produced his 'psycho-neurotic symptoms as well as his other symptoms.” R. at 418.

• A January 1981 private medical record describing treatment from June to August of 1973 that noted as follows: “His constellation of symptoms were compatible with the diagnosis of major affective disorder, bipolar, mixed type.”' R. at 392.

• A February 1982 letter from Dr. Hana-han, a private radiologist, who concurred “that some of [the veteran’s] problems are typical of [PCS].” R. at 421. Dr. Hanahan concluded as follows: “After reviewing his case, I was forced to tell Jim [the veteran] that he should follow through with his claim to the VA, which he had been very reluctant to do. I can see no way for him to continue trying to earn a living in this condition.” R. at 421 (emphasis added).

• A March 1982 letter from Dr. Dunne, a private neurologist, who indicated that the veteran’s history “is compatible with a quite severe cerebral concussion” and opined that the veteran’s physical and mental disorders [445]*445were “related by the history to the tank accident of 1955.” R. at 473-74.

• An October 1982 VA neurologist’s report that indicated as follows: “At the present time [the veteran] is certainly rather significantly disabled_ [H]e certainly has ... neurological defects that have been rather significant and incapacitating to him.” R. at 479 (emphasis added).

• A March 1983 letter from Dr. Hanahan that described the veteran’s inability to perform simple tasks such as carrying on a conversation that involved more than “one train of thought at a time”. R. at 545.

• A June 1983 record of a medical evaluation performed by Dr. Hanahan that indicated that the veteran was emotionally unstable, suffered from back and neck injuries, nerve and brain damage, vision loss, and hearing distortion that made him unable to “tolerate television, stereo, radio, public address systems, or high-frequency vibrations”. R. at 546.

• A June 1983 letter certifying the veteran’s eligibility for social security disability benefits. R. at 424.

• A January 1984 sworn affidavit of Clarence Bartlett, Jr., indicating that the veteran “was able to survive” only because of the “heroic efforts on a day-to-day basis” of the veteran’s ex-wife, Clara. R. at 669.

• A January 1984 notarized affidavit in which the veteran described himself as unable to “do any job that I had held before going on active duty” and as being “unexpli-cably [sic] unemployable.” R. at 314 (emphasis added). He also described losing a business and his house and being unable to “put the application [for VA compensation] together” without assistance from others. R. at 315.

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Bluebook (online)
12 Vet. App. 442, 1999 U.S. Vet. App. LEXIS 548, 1999 WL 428012, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swanson-v-west-cavc-1999.