Russell v. Principi

3 Vet. App. 310, 1992 U.S. Vet. App. LEXIS 323, 1992 WL 275882
CourtUnited States Court of Appeals for Veterans Claims
DecidedOctober 6, 1992
DocketNos. 90-396, 90-416
StatusPublished
Cited by357 cases

This text of 3 Vet. App. 310 (Russell v. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Russell v. Principi, 3 Vet. App. 310, 1992 U.S. Vet. App. LEXIS 323, 1992 WL 275882 (Cal. 1992).

Opinion

HOLDAWAY, Associate Judge:

These cases have been consolidated by the Court to consider whether the Court has jurisdiction to review decisions by the Board of Veterans’ Appeals (BVA or Board) on the issue of whether there was “clear and unmistakable error” requiring revision, pursuant to 38 C.F.R. § 3.105(a) (1991), of prior adjudications of either an agency of original jurisdiction (AOJ) or the BVA over which the Court does not otherwise have jurisdiction.

We hold that 38 C.F.R. § 3.105(a), which authorizes the BVA or a Department of Veterans Affairs (VA) Regional Office (RO) to revise previous decisions where there was “clear and unmistakable error,” is a valid regulation. We further hold that this Court may review BVA decisions as to “clear and unmistakable error.”

I. GENERAL ANALYSIS

The substantive and procedural aspects of the VA claims adjudication process, for the most part, are defined by specific statutes. This is particularly true regarding claims which have been previously and finally denied and, due to the absence of an appeal, are “final” as a matter of law. If the recipient of a final adverse decision submits new and material evidence to the RO, the Secretary of Veterans Affairs (Secretary) must reopen the claim and review the former disposition of the claim. 38 U.S.C. § 5108 (formerly § 3008). See also Manio v. Derwinski, 1 Vet.App. 140, 145 (1991) (“BVA must perform a two-step analysis when a veteran seeks to reopen a claim based upon new and material evidence.”); Colvin v. Derwinski, 1 Vet.App. 171, 174 (1991) (definition of new and material evidence).

If the adverse decision resulted from an administrative error by a VA employee, the claimant may seek relief of an equitable nature directly from the Secretary. 38 U.S.C. § 503 (formerly § 210(c)(2)). However, this Court may review only decisions of the Board; we have no jurisdiction to review Secretarial consideration of equitable relief under 38 U.S.C. § 503. See 38 U.S.C. § 7252 (formerly § 4052); Darrow v. Derwinski, 2 Vet.App. 303, 306 (1992) (“there is neither a statutory nor a regulatory provision for appellate review by the Board [of Veterans’ Appeals] of awards of equitable relief by the Secretary ...”).

There is no statute which mandates that a prior adjudication must be “reversed or amended” if it is established that there was “clear and unmistakable error.” Rather, this requirement derives solely from a regulation, 38 C.F.R. § 3.105(a), promulgated by the Secretary, which governs the adjudication of claims at the RO or AOJ level. That regulation states, in pertinent part:

38 C.F.R. § 3.105 Revision of decisions
(a) Error. Previous determinations on which an action was predicated, including decisions of service connection, degree of [313]*313disability, age, marriage, relationship, service, dependency, line of duty, and other issues, will be accepted as correct in the absence of clear and unmistakable error. Where evidence establishes such error, the prior decision will be reversed or amended....

Because there is no statute specifically mandating the creation of a revision procedure, the first question this Court must address in order to resolve these cases is the validity of 38 C.F.R. § 3.105(a).

A. The Validity of 38 C.F.R. § 3.105(a): The Secretary has very broad powers to “prescribe all rules and regulations which are necessary or appropriate to carry out the laws administered by the Department and [which are] consistent with those laws.” 38 U.S.C. § 501(a) (formerly § 210(c)(1)). The absence of a statutory mandate notwithstanding, since at least 1928 the VA and its predecessors have provided for the revision of decisions which were the product of “clear and unmistakable error.” See Veterans Benefits Regulation 187, § 7155 (1928); Executive Order 6230 (Veterans Regulation No. 2a) (July 28, 1933). The appropriateness of such a provision is manifest. If fundamental error has been made in the adjudication of a claim, benefits have been denied or awarded (§ 3.105(a) permits revision downwards as well as upwards) on a false premise. Simply on the basis, therefore, that the Secretary may appropriately provide for a nunc pro tunc revision of decisions to ensure that awards are determined in compliance with law, the promulgation of a revision regulation is well within his discretion.

However, the authority and the responsibility of the Secretary to issue regulations with respect to the finality of adjudications of an AOJ is not without limit. Under 38 U.S.C. § 7105(c) (formerly § 4005(c)), the Secretary may promulgate only such regulations as are “not inconsistent with this title” in connection with the finality of AOJ adjudications. We hold that § 3.105(a) is not inconsistent with the statute as to final adjudications of an AOJ. As to the finality of BVA adjudications, 38 C.F.R. § 3.105(a) may superficially seem somewhat at odds with the rules of finality established by 38 U.S.C. §§ 5108 and 7104 (formerly § 4004) which provide that claims finally determined by the Board may not be reopened and reevaluated absent “new and material” evidence. The short answer is that the claim which is reversed or amended due to a “clear and unmistakable error” is not being reopened. It is being revised to conform to the “true” state of the facts or the law that existed at the time of the original adjudication. New or recently developed facts or changes in the law subsequent to the original adjudication may provide grounds for reopening a case or for a de novo review but they do not provide a basis for revising a finally decided case. Accordingly, we hold that 38 C.F.R. § 3.105(a), which requires the amendment or reversal of a previous decision where there was a “clear and unmistakable error,” is a lawfully promulgated regulation.

B. The Parameters of 38 C.F.R.

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Bluebook (online)
3 Vet. App. 310, 1992 U.S. Vet. App. LEXIS 323, 1992 WL 275882, Counsel Stack Legal Research, https://law.counselstack.com/opinion/russell-v-principi-cavc-1992.