Swanson v. Harrison

CourtDistrict Court, E.D. California
DecidedJanuary 17, 2024
Docket1:23-cv-00006
StatusUnknown

This text of Swanson v. Harrison (Swanson v. Harrison) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swanson v. Harrison, (E.D. Cal. 2024).

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 MATTHEW R. SWANSON, No. 1:23-cv-6-KJM-KJN 12 Plaintiff, FINDINGS AND RECOMMENDATIONS 13 v. (ECF No. 32.) 14 JUSTIN R. HARRISON, et al., 15 Defendants. 16 17 Plaintiff Matthew R. Swanson maintains claims of trademark infringement, counterfeiting, 18 dilution, and related state law claims against defendants Justin R. Harrison, Samantha J. Harrison, 19 Rockers Guitar, Ltd., The British Pedal Company, London Vintage Guitars, Denmark Street 20 Guitars, and Hanks Guitar Shop. (ECF No. 2.) Presently pending before the court is plaintiff’s 21 motion for default judgment against all defendants.1 (ECF No. 32.) Defendants have not 22 opposed plaintiff’s motion or otherwise made an appearance in this action, and so default has 23 been entered against each by the Clerk of Court. (See ECF Nos. 10-43.) 24 The undersigned recommends plaintiff’s motion for default judgment be GRANTED, and 25 defendants be ENJOINED from using plaintiff’s trademarks as described below. 26 /// 27 1 This motion is referred to the undersigned by Local Rule 302(c)(19) for the entry of findings 28 and recommendations. See 28 U.S.C. § 636(b)(1)(B). 1 I. Factual Background2 2 The DUMBLE marks came into use by Mr. Dumble in 1969 as branding for his goods, 3 and the associated mark “OVERDRIVE SPECIAL” came into use in 1972. These marks were 4 used continuously by Mr. Dumble until his death in January of 2022, identify the source of the 5 DUMBLE Goods, and are inherently distinctive or have acquired secondary meaning. DUMBLE 6 and OVERDRIVE SPECIAL branded musical equipment are prized by many famous guitarists, 7 have significant good will and fame in the industry, are highly sought after, and are very 8 expensive. Mr. Dumble registered two marks with the U.S. Patent and Trademark Office: 9 Registration numbers 2892356 (application February 14, 2002; registered October 12, 2004) and 10 2909913 (application June 12, 2003; registered December 14, 20043). These registrations cover 11 use of the DUMBLE and OVERDRIVE SPECIAL marks on or in connection with, among other 12 things, amplifiers, loudspeakers, preamplifiers, power amplifiers, signal processing amplifiers, 13 reverberation units, amplifier cords, foot pedal controls, switches, transformers, amplifier covers, 14 amplifier volume and tone controls, speaker cabinets, electric guitars, and guitar necks, heads, 15 bodies, pickups, pickup covers, pickguards, and custom finishes. 16 Upon Mr. Dumble’s death, his heirs became the rightful owners of Mr. Dumble’s IP, 17 including the DUMBLE and OVERDRIVE SPECIAL marks. On February 27, 2022, the heirs 18 assigned these IP rights to plaintiff, a close associate of Mr. Dumble. Thus, plaintiff is the current 19 owner of all rights, title, and interest in the “DUMBLE” and “OVERDRIVE SPECIAL” marks 20 for use in connection with the goods described in the USPTO registrations. 21 Justin and Samantha Harrison own, control, or are otherwise employed by the entity 22

23 2 All facts derive from the complaint unless otherwise noted. (See ECF No. 2.)

24 3 The complaint and briefing contain an apparent scrivener’s error, as each lists the date of registration for the -913 mark as 2002. (See ECF No. 2 at ¶ 24.) However, the 2004 date is 25 confirmed as the correct registration date via a USPTO trademark search. (See ECF No. 45-3 at 5). The USPTO registration information is judicially noticeable under Fed. R. Evid. 201. See, 26 e.g., Threshold Enterprises Ltd. v. Pressed Juicery, Inc., 445 F. Supp. 3d 139, 146 (N.D. Cal. 27 2020) (“Materials in the online files of the USPTO and other matters of public record are proper subjects of judicial notice.”); Caiz v. Roberts, 382 F. Supp. 3d 942, 947 (C.D. Cal. 2019) (taking 28 judicial notice of “File History” downloaded from USPTO website). 1 defendants in this case (Rockers Guitar, British Pedal Company, London Vintage Guitars, 2 Denmark Street Guitars, and Hanks Guitars). The Harrisons use British Pedal to manufacture 3 guitar amplifiers and components; the other entity defendants sell and distribute these products. 4 These products bear a mark that is either identical to, or confusingly similar to, plaintiff’s 5 DUMBLE mark. Specifically, British Pedal advertises and sells at least two guitar pedals—the 6 “Dumble Silverface Pedal” and the “Dumble Blackface Pedal”—that include the DUMBLE 7 marks, the OVERDRIVE SPECIAL mark, and the DUMBLE trade dress. Also, London Vintage, 8 Denmark Street, and/or Hanks Guitar sell “Dumble Overdrive Specials” which are not DUMBLE 9 goods. This is done to deceive customers into believing that defendants’ products are genuine or 10 otherwise authorized by plaintiff, which they are not. Defendants sell these goods through 11 (among other places) multiple distributors located in California. (See also ECF Nos. 45-2 and - 12 3.) Additionally, on August 2, 2022, Justin Harrison attempted to register with the USPTO a 13 DUMBLE mark (Ser. No. 97530301) and moved for cancellation of plaintiff’s registrations. This 14 was denied with prejudice.4 15 II. Procedural Posture 16 Plaintiff filed a complaint on December 30, 2022, asserting ten claims against defendants 17 related to plaintiff’s trademark claims. (ECF No. 2.) In January of 2023, plaintiff served notice 18 of his claims on Justin Harrison by submitting the papers on the Director of the U.S. Patent and 19 Trademark Office, as per 15 U.S.C. § 1501(e). (See ECF No. 11 at 2, see also ECF Nos. 10, 29, 20 30.) In March of 2023, plaintiff personally served all defendants except Justin Harrison pursuant 21 to Article 10(c) of the Hague convention, given these defendants’ residence in the United 22 Kingdom. (See ECF No. 11 at 2; see also ECF Nos. 13-19.) No defendant answered or otherwise 23 appeared, and so the Clerk of Court entered default against each defendant. (ECF Nos. 27, 31.) 24 Thereafter, plaintiff moved for default judgment on all claims against each defendant, and no 25 defendant opposed. (ECF No. 32.) Out of an abundance of caution, the undersigned provided 26 defendants with one final opportunity to respond, and ordered plaintiff serve the court’s order on 27 4 Plaintiff requests judicial notice of the USPTO proceedings under Fed. R. Evid. 201. (See ECF 28 No. 45-3, Exhibit 3.) The request is granted. See, e.g., Threshold, 445 F. Supp. 3d at 146. 1 defendants. (ECF No. 35.) Plaintiff did so, and no responses were filed. (ECF Nos. 36-43.) On 2 the court’s order, plaintiff filed supplemental briefing and declarations. (ECF Nos. 44, 45.) 3 III. Legal Standards for Default Judgments 4 Pursuant to Federal Rule of Civil Procedure 55, default may be entered against a party 5 against whom a judgment for affirmative relief is sought who fails to plead or otherwise defend 6 against the action. See Fed. R. Civ. P. 55(a). However, “[a] defendant’s default does not 7 automatically entitle the plaintiff to a court-ordered judgment.” PepsiCo, Inc. v. Cal. Sec. Cans, 8 238 F. Supp. 2d 1172, 1174 (C.D. Cal. 2002) (citing Draper v. Coombs, 792 F.2d 915, 924-25 9 (9th Cir.

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Swanson v. Harrison, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swanson-v-harrison-caed-2024.