Swallow v. Vineyards

46 F. App'x 636
CourtCourt of Appeals for the First Circuit
DecidedSeptember 3, 2002
DocketNo. 01-2011
StatusPublished
Cited by24 cases

This text of 46 F. App'x 636 (Swallow v. Vineyards) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swallow v. Vineyards, 46 F. App'x 636 (1st Cir. 2002).

Opinion

BOWNES, Senior Circuit Judge.

Plaintiff-appellant Jan Swallow asserted claims of gender discrimination under Mass. Gen. Laws ch. 151B, § 4, against her former employers, defendant-appellees Fetzer Vineyards, Brown-Forman Corporation and William Cascio. The United States District Court for the District of Massachusetts awarded summary judgment to defendants, holding that Swallow had failed to satisfy various procedural and evidentiary standards.1 We affirm the judgment below.

I. BACKGROUND

A. Factual background

1. The Factual Record on Appeal

An initial question presented in this appeal is what constitutes the record facts. The district court held that Swallow failed to comply with Local Rule 56.1, which requires parties opposing motions for summary judgment to submit “a concise statement of the material facts of record as to which it is contended that there exists a genuine issue to be tried, with page references to affidavits, depositions and other documentation.” Accordingly, the court deemed admitted most of defendants’ statement of material facts. See L.R. 56.1 (“Material facts of record set forth in the statement required to be served by the moving party will be deemed for purposes of the motion to be admitted by opposing parties unless controverted by the statement required to be served by opposing parties.”). We review this determination for abuse of discretion. CMM Cable Rep, Inc. v. Ocean Coast Prop., Inc., 97 F.3d 1504, 1528 (1st Cir.1996).

In its opinion, the district court simply set forth verbatim the defendants’ statement of purportedly undisputed facts, stating in a footnote that it did not “accept characterizations of those undisputed facts ... at face value. We leave to others the task of characterizing the events leading up to the discharge of plaintiff ...” In another footnote, the court identified three factual assertions as disputed within the meaning of Fed.R.Civ.P. 56, and dispensed with them as non-material.

We agree with the district court that Swallow’s statement of material facts was not a model of clarity. She set forth her version of the facts without explicitly distinguishing between those that were material or non-material, disputed or undisputed. See Corrada Betances v. Sea-Land Serv., Inc., 248 F.3d 40, 43-44 (1st Cir. 2001) (opposing party’s filing of a “Counterstatement of Uncontested Material Facts” in response to a motion for summary judgment, which included a statement of material facts to which the moving party contended there was no genuine issue to be tried, did not fulfill opposing party’s obligation under the local rule). Although we decline to hold that the district court abused its discretion in sanctioning Swallow, we do not find the district court’s approach useful for purposes of the [639]*639complex factual analysis this case requires. Thus, we have attempted to parse the record and set forth the facts as favorable to Swallow as her filings permit. See Filiatrault v. Comverse Tech, Inc., 275 F.3d 131, 134 (1st Cir.2001) (in usual review of summary judgment decision, appeals court sets forth facts in light most favorable to non-movant).

2. Swallow’s Hiring and Promotion

Swallow first began working with Fetzer Vineyards in 1983 as an independent contractor. Approximately one year later, she was hired as a Fetzer employee in the position of New England Regional Manager. In 1989, Fetzer hired defendant Cascio as Vice President Division Manager. In 1991, Swallow was promoted to New England/Ohio Regional Manager. That same year, Fetzer also promoted Cascio to Executive Vice President, National Sales Director, leaving the Northeast Division Manager position vacant.

Swallow initially expressed interest in the Northeast Division Manager position in 1991. She and Cascio discussed whether she would be willing to relocate to the New York area as a part of this promotion; Swallow expressed her preference for working out of the Boston area. In January 1992, Ed McLaughlin was hired from outside the company to fill the vacant Northeast Division Manager position. After four months, he voluntarily left the company for a position at a Fetzer distributor.

The position was vacant until November 1992, when Swallow was promoted into it. She was the only female Division Manager out of eight employed at Fetzer. Swallow asked to set up an office in the Boston area with an administrative assistant. Fetzer denied this request, but allowed her to work out of her home in Chelsea, Massachusetts, and spend a few days every few weeks in the New Jersey office.

At the time of her promotion, Swallow did not receive the title of “Vice President,” though all other Division Managers at the time had this title. Cascio explained that Swallow received the promotion at a time of transition when Fetzer was being consolidated with the BrownForman Corporation; because the two companies used the title differently, Cascio did not authorize the title until the issue of uniformity had been settled in the benefits department. Swallow contends that at the time she was given the promotion, Cascio told her they would have to wait and “see how it goes” before giving her the title. In February 1993, Cascio informed her she would be given the title.

3. Complaints Against Swallow

Around January or February 1993, Andrew Fromm became Senior Vice President National Sales Director and began supervising Division Managers, including Swallow. Fromm reported to Cascio on Division Managers’ performance.

On January 25, 1993, Judi Villiani, an administrative assistant who reported directly to Swallow, resigned from Fetzer. Her resignation letter cited “conflicting personalities” between Swallow and herself as the reason for resigning.

In late 1993 and early 1994, Fromm and Cascio received several complaints from retailers and distributors about their interactions with Swallow. Specifically, Cascio received phone calls from five different distributors after Swallow had met with them. One distributor, Mat Margolis of Kronheim, described her style as aggressive and confrontational. Another distributor, Jim Deihl of Jameson Cross, complained to Cascio and Fromm that she had a confrontational, autocratic, and demeaning management style. On one occasion [640]*640he threatened to discontinue representing the Fetzer brand if Swallow continued to personally call on him. Following these complaints, Cascio and Fromm decided to move the Ohio region out of the Northeast Division, Swallow’s area of management.

The record indicates that Swallow disclosed confidential corporate information on two occasions. In August or September of 1993, Swallow informed a distributor, Spatola Wine and Spirits, that Fetzer was considering discontinuing its relationship. She did this before Cascio and Fromm had the opportunity to officially notify Spatola of the decision.

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46 F. App'x 636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swallow-v-vineyards-ca1-2002.