Swafford v. State

421 N.E.2d 596, 1981 Ind. LEXIS 746
CourtIndiana Supreme Court
DecidedMay 28, 1981
Docket1080S387
StatusPublished
Cited by50 cases

This text of 421 N.E.2d 596 (Swafford v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swafford v. State, 421 N.E.2d 596, 1981 Ind. LEXIS 746 (Ind. 1981).

Opinion

HUNTER, Justice.

The defendant, Gary L. Swafford, was convicted of murder by a jury. Ind.Code § 35-42-1-1(1) (Burns 1979 Repl.). He was sentenced to the Indiana Department of Corrections for a period of thirty-two years. He presents the following issues for our review:

1. Whether the evidence was sufficient to support the verdict of the jury;

2. Whether the trial court erred in instructing the jury on “brain death”;

3. Whether the trial court erred in refusing to instruct the jury on the lesser offenses of battery and criminal recklessness;

4. Whether the trial court erred in instructing the jury on the defense of insanity; and

5. Whether the trial court erred in admitting defendant’s confession.

The record reveals that on the evening of September 8, 1979, defendant and the decedent, William Robinson, met at the Omni Tavern in Bloomington, Indiana. After consuming a few drinks together at the Omni, the two men went to Robinson’s apartment. There, Robinson made several homosexual advances toward the defendant, who eventually became angry, produced a handgun, and shot Robinson in the back of the head.

Robinson, who remained conscious, summoned an ambulance and was taken to Bloomington Hospital. There, an examination revealed that the bullet had penetrated the right cerebellum and was located near the center of the brain, close by the brain stem. Based on the nature of the wound and location of the bullet, doctors determined that Robinson should be taken to Methodist Hospital in Indianapolis, where expert neurosurgical care and facilities were available.

Neurological surgeons at Methodist Hospital, concerned over the extremely close proximity of the bullet to Robinson’s brain stem, elected to defer an operation to extricate the bullet pending any deterioration of Robinson’s condition. During the evening hours of September 9, Robinson’s condition took a dramatic turn for the worse; his heartbeat and respiration stopped, his pupils fixed and dilated, and he turned blue.

Resuscitative efforts of the Methodist Hospital emergency team, including the use of mechanical support systems, resulted in the restoration of Robinson’s heartbeat and respiration. Neurosurgeons then opened the skull in an attempt to relieve pressure building on the brain, which had caused the stoppage of respiration and heartbeat. Following the operation, it was necessary to place Robinson on a mechanical ventilator, which supplies oxygen to the heart, in order to sustain his heartbeat and respiration.

The following day, neurosurgeons made a preliminary diagnosis that Robinson’s brain had died. He no longer responded to painful external stimuli, such as pinching, and his spontaneous movements had ceased. On September 10 and 11, two studies of blood flow within Robinson’s brain were conducted and revealed no arterial flow of blood to the brain. Based on the blood flow studies, the lack of spontaneous movement, the non-responsiveness to external stimuli, and the examination of the brain, neurosurgeons concluded that Robinson had suffered an irreversible cessation of all brain functions.

After consulting with family members, neurological surgeon Dr. Julius Goodman formally declared Robinson dead at approximately 7:00 p. m. on September 11, 1979. The immediate cause of death listed on the certificate of death was “brain death”; the cause thereof was attributed to the gunshot wound.

At the time Robinson was formally declared dead and the certificate issued, his heartbeat and respiration — sustained by the mechanical ventilator — continued. There is no evidence in the record regarding the *598 withdrawal of the mechanical support system or the termination of decedent Robinson’s heartbeat and respiration. The record does reveal, however, that an autopsy was conducted on Robinson’s body on September 12.

I and II.

Defendant’s contention that the evidence was insufficient to support the verdict of the jury rests on the supposition that “death” is legally defined as the cessation of heartbeat and respiration. Defendant has also challenged the trial court’s instruction 1 to the jury that “brain death” satisfies the element of murder requiring proof of the death of the victim. The questions are correlative, and we consolidate them for purposes of our discussion.

We observe at the outset that our research, as well as that of the parties involved, reveals that Indiana has never adopted a legal definition of “death,” either by statute or judicial decree. Defendant maintains, however, that the definition of death contained in the Fourth Edition of Black’s Law Dictionary controls our disposition. He argues that the application of any other definition would constitute the retroactive application of a new statutory construction, and so violate the due process principles enunciated in Bouie v. City of Columbia, (1964) 378 U.S. 347, 84 S.Ct. 1697, 12 L.Ed.2d 894.

We disagree. Black’s definition of death reads:

“The cessation of life; the ceasing to exist; defined by physicians as a total stoppage of the circulation of the blood, and a cessation of the animal and vital functions consequent thereon, such as respiration, pulsation, etc.” Black’s Law Dictionary p. 488 (4th ed. 1968).

No source is credited for the definition. Id. If it had derived from common law or statutes of England made prior to the fourth year of the reign of James the First (1607), defendant’s position would warrant consideration; those laws have by statute been incorporated into the body of law which governs this state. Ind.Code § 1-1-2-1 (Burns 1972).

As it is, we encounter a definitional void. The fact that “death” has not been legally defined in Indiana merely reflects the fact that, until recent medical history, no reason existed for the traditional medical definition of death detailed in Black’s Fourth Edition to engender legal controversy. Only in the last two decades has the state of medical science and technology evolved to the point where a patient’s heartbeat and respiration may be mechanically sustained, even though the patient has suffered an irreversible loss of all brain functions.

In tandem with the development of the mechanical capacity to sustain heartbeat and respiration, the concept of “brain death” has gained virtually universal acceptance in the medical profession. 2 Brain *599 death generally describes permanent cessation of all brain functions; unless sustained by mechanical support, cessation of somatic functions follows invariably from this condition, for one function of the brain and its stem is the control of vital activities such as heartbeat and respiration. 287 J.A.M.A. 982 (1977).

This evolution in medicine has spawned concomitant developments in law. See, e.

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421 N.E.2d 596, 1981 Ind. LEXIS 746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swafford-v-state-ind-1981.