Surface v. Home Mortgage Alliance

CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 27, 2026
Docket25-1236
StatusUnpublished

This text of Surface v. Home Mortgage Alliance (Surface v. Home Mortgage Alliance) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Surface v. Home Mortgage Alliance, (10th Cir. 2026).

Opinion

Appellate Case: 25-1236 Document: 35 Date Filed: 03/27/2026 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT March 27, 2026 _________________________________ Christopher M. Wolpert Clerk of Court RAYMOND TODD SURFACE,

Plaintiff - Appellant,

v. No. 25-1236 (D.C. No. 1:25-CV-01004-LTB-RTG) HOME MORTGAGE ALLIANCE, LLC; (D. Colo.) GUARANTEED RATE, INC.; HALLIDAY, WATKINS & MANN, P.C.; HONORABLE J. ERIC ELLIFF; HONORABLE PAUL D. LOPEZ; HONORABLE DAVID BLACKETT,

Defendants - Appellees. _________________________________

ORDER AND JUDGMENT * _________________________________

Before PHILLIPS, EID, and FEDERICO, Circuit Judges. _________________________________

Raymond Todd Surface appeals the dismissal of his pro se action challenging

his state foreclosure and eviction proceedings. The district court determined the

action was barred by the Rooker-Feldman doctrine because it sought to overturn the

After examining the briefs and appellate record, this panel has determined *

unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 25-1236 Document: 35 Date Filed: 03/27/2026 Page: 2

state court judgments. 1 Exercising jurisdiction under 28 U.S.C. § 1291, we affirm

the district court’s judgment.

I

According to the complaint, Mr. Surface financed the purchase of real property

by executing a note and deed of trust in favor of defendant Home Mortgage Alliance,

LLC. His mortgage was serviced by defendant Guaranteed Rate, Inc., which

“attempted to convince and intimidate [him] into [making] additional payments.”

R. at 7. The defendant law firm of Halliday, Watkins & Mann P.C. filed a state

foreclosure action, over which defendant state court judge J. Eric Elliff presided.

Judge Elliff “issued a judgment against [Mr. Surface] in [the state foreclosure action]

and ordered the property to be auctioned.” Id. (capitalization omitted). The property

was then sold by defendant Paul D. Lopez, who is “the Public Trustee and Clerk &

Recorder for the City and County of Denver.” Id. at 6. Mr. Surface was evicted in

state court proceedings presided over by defendant state court judge David Blackett.

Based on these allegations, Mr. Surface brought the underlying federal action,

claiming violations of his Fourth, Fifth, and Fourteenth Amendment rights. He

averred his home was unlawfully seized and sold without due process, he was

subjected to double jeopardy because he was forced to pay for his home twice, and he

had no opportunity to challenge the validity of the debt or speak to the state court.

He also alleged defendants engaged in extortion and racketeering by foreclosing on

1 See D.C. Ct. of Appeals v. Feldman, 460 U.S. 462, 486 (1983); Rooker v. Fid. Tr. Co., 263 U.S. 413, 415-16 (1923). 2 Appellate Case: 25-1236 Document: 35 Date Filed: 03/27/2026 Page: 3

his home. For relief, he sought monetary damages; a declaratory judgment that the

mortgage and deed of trust were unconstitutional and the public trustee was “a

sophisticated [ruse] to circumvent constitutional protections,” id. at 18; and an order

requiring that his home be returned to him.

A magistrate judge directed Mr. Surface to show cause why his action should

not be dismissed for lack of subject matter jurisdiction under the Rooker-Feldman

doctrine. Mr. Surface responded that, “‘[o]nly when a losing state court litigant calls

on a district court to modify or overturn an injurious state-court judgment should a

claim be dismissed under Rooker-Feldman[.]’” R. at 28 (italics and internal

quotation marks omitted) (quoting Behr v. Campbell, 8 F.4th 1206, 1210 (11th Cir.

2021)). Mr. Surface argued that Rooker-Feldman did not apply because he did not

seek to appeal or review the state court decisions, but rather, he sought to obtain a

declaratory judgment on the constitutionality of defendants’ actions and the deed of

trust. The magistrate judge was unpersuaded and recommended that the action be

dismissed under Rooker-Feldman.

Mr. Surface objected, insisting under Behr that Rooker-Feldman applies only

when litigants seek to appeal state court losses in federal court. The district court

overruled the objection and dismissed the action without prejudice for lack of

jurisdiction. Mr. Surface appealed.

II

We review de novo the district court’s dismissal for lack of jurisdiction under

the Rooker-Feldman doctrine. Bruce v. City & Cnty. of Denver, 57 F.4th 738, 746

3 Appellate Case: 25-1236 Document: 35 Date Filed: 03/27/2026 Page: 4

(10th Cir. 2023). Because Mr. Surface proceeds pro se, we afford his materials a

solicitous construction. See Van Deelen v. Johnson, 497 F.3d 1151, 1153 n.1

(10th Cir. 2007). But we do not advocate on his behalf, and he remains bound to

follow the same rules of procedure that govern other litigants. See Garrett v. Selby

Connor Maddux & Janer, 425 F.3d 836, 840 (10th Cir. 2005).

“The Rooker-Feldman doctrine prevents lower federal courts from exercising

jurisdiction ‘over cases brought by state-court losers complaining of injuries caused

by state-court judgments rendered before the district court proceedings commenced

and inviting district court review and rejection of those judgments.’” Bruce, 57 F.4th

at 746 (footnote omitted) (quoting Exxon Mobil Corp. v. Saudi Basic Indus. Corp.,

544 U.S. 280, 284 (2005)). The doctrine “reflects Congress’s decision to locate

federal appellate jurisdiction over state court judgments exclusively in the Supreme

Court.” Id. But this is a narrow jurisdictional limitation. Graff v. Aberdeen

Enterprizes, II, Inc., 65 F.4th 500, 515 (10th Cir. 2023).

Rooker-Feldman applies where “(1) the plaintiff lost in state court, (2) the

state court judgment caused the plaintiff’s injuries, (3) the state court rendered

judgment before the plaintiff filed the federal claim, and (4) the plaintiff is asking the

district court to review and reject the state court judgment.” Bruce, 57 F.4th at 746.

“Where these factors exist, we lack subject matter jurisdiction.” Id. “The essential

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Related

Rooker v. Fidelity Trust Co.
263 U.S. 413 (Supreme Court, 1924)
District of Columbia Court of Appeals v. Feldman
460 U.S. 462 (Supreme Court, 1983)
Exxon Mobil Corp. v. Saudi Basic Industries Corp.
544 U.S. 280 (Supreme Court, 2005)
Garrett v. Selby Connor Maddux & Janer
425 F.3d 836 (Tenth Circuit, 2005)
Van Deelen v. Johnson
497 F.3d 1151 (Tenth Circuit, 2007)
Campbell v. City of Spencer
682 F.3d 1278 (Tenth Circuit, 2012)
Rebekka Anne Behr v. James Campbell
8 F.4th 1206 (Eleventh Circuit, 2021)
Bruce v. City and County of Denver
57 F.4th 738 (Tenth Circuit, 2023)

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