Suarez v. Sullivan

District Court, S.D. New York·Decided December 21, 2021·No. 7:20-cv-07133·Unknown

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ---------------------------------------------------------------x ELVIN SUAREZ, : Plaintiff, : v. : : ANTHONY J. ANNUCCI, Acting : Commissioner, New York State Department of : Corrections and Community Supervision, in his : individual capacity; ANN MARIE T. : SULLIVAN, Commissioner, New York State : Office of Mental Health, in her individual : capacity; ROBERT MORTON, Superintendent, : Downstate Correctional Facility, in his : individual capacity; RYAN LAHEY, Office of : Mental Health Unit Chief, Downstate : Correctional Facility, in his individual capacity; : ABADUL QAYYUM, Psychiatrist, Downstate : Correctional Facility, in his individual capacity; : OPINION AND ORDER PETER M. HORAN, Supervising Offender :

Rehabilitation Coordinator, Downstate : 20 CV 7133 (VB) Correctional Facility, in his individual capacity; : SAMANTHA L. KULICK, Psychology : Assistant 3/Supervisor, New York State Office : of Mental Health, in her individual capacity; : MAURA L. DINARDO, Clinician, New York : State Office of Mental Health, in her individual : capacity; BRANDON N. REYNOLDS, : Psychiatrist, New York State Office of Mental : Health, in his individual capacity; CHESNEY J. : BAKER, Licensed Master Social Worker : 2/Supervisor, New York State Office of Mental : Health, in his individual capacity; NEW YORK : STATE DEPARTMENT OF CORRECTIONS : AND COMMUNITY SUPERVISION; and : NEW YORK STATE OFFICE OF MENTAL : HEALTH, : Defendants. : ---------------------------------------------------------------x

Briccetti, J.: Plaintiff Elvin Suarez brings this action pursuant to 42 U.S.C. § 1983 against defendants New York State Department of Corrections and Community Supervision (“DOCCS”) Acting Commissioner Anthony J. Annucci, New York State Office of Mental Health (“OMH”) Commissioner Ann Marie T. Sullivan, Downstate Correctional Facility (“Downstate”) Superintendent Robert Morton, Downstate OMH Unit Chief Ryan Lahey, Downstate Psychiatrist Abadul Qayyum, Downstate Supervising Offender Rehabilitation Coordinator Peter M. Horan,

OMH Psychology Assistant Samantha L. Kulick, OMH Clinician Maura L. DiNardo, OMH Psychiatrist Brandon N. Reynolds, OMH Licensed Master Social Worker Chesney J. Baker, DOCCS, and OMH. Plaintiff claims the individual defendants violated his Eighth Amendment rights because they (i) denied him mental health treatment they knew he required, causing him psychiatric deterioration, and (ii) placed him in and failed to divert him from segregated confinement despite knowing of his serious mental illness and his risk of psychiatric deterioration in isolation. Plaintiff also brings claims against Annucci, Sullivan, DOCCS, and OMH for violation of Title II of the Americans with Disabilities Act (“ADA”) and Section 504 of the Rehabilitation Act (“Rehabilitation Act”), as well as a claim against Lahey, Kulick, and OMH for violation of New York Correction Law § 137(6) (the “Special Housing Unit (“SHU”)

Exclusion Law” or “Section 137(6)”), and a claim against Sullivan and OMH for negligent supervision and training. Now pending is defendants’ motion to dismiss the amended complaint (“AC”) pursuant to Rule 12(b)(6). (Doc. #74). For the reasons set forth below, the motion is GRANTED IN PART and DENIED IN PART. The Court has subject matter jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1367. BACKGROUND For the purpose of ruling on the motion to dismiss, the Court accepts as true all well- pleaded factual allegations in the AC and draws all reasonable inferences in plaintiff’s favor, as summarized below.

I. Mental Health Evaluations at Downstate Plaintiff alleges that on June 22, 2017, he was placed at Downstate in Fishkill, New York, while serving a sentence for assault stemming from vandalizing police cars and striking a police officer. Plaintiff alleges that at both his DOCCS intake evaluation and suicide prevention intake screening, he reported his history of mental health treatment and suicidality; schizoaffective disorder, bipolar type diagnosis1; and that he had been prescribed Zyprexa, an antipsychotic generally used to treat schizophrenia and bipolar disorder. Prior to his transfer to Downstate, he had recently spent time in Kirby Forensic Psychiatric Center. Plaintiff further alleges that on June 23, 2017, OMH Psychology Assistant Kulick conducted plaintiff’s mental health admission screening and medication consultation.2 Plaintiff

alleges he self-reported medication compliance and said his medication effectively treated his symptoms. Kulick was allegedly required to review plaintiff’s mental health records from before his arrival at Downstate, which indicated prior medication refusal and inconsistent engagement in treatment. He further alleges Kulick confirmed plaintiff’s diagnosis of schizoaffective disorder, bipolar type; prescribed him Zyprexa; admitted him to OMH services; and recorded in

1 It is not clear from the AC whether plaintiff has bipolar disorder in addition to schizoaffective disorder, bipolar type. Compare Doc. #71 (“AC”) ¶¶ 1, 14, 28, 69, 71, 219 with AC ¶¶ 64, 66, 100. The Court presumes for the purpose of this motion that he has “schizoaffective disorder, bipolar type,” but not bipolar disorder.

2 OMH, an entity distinct from DOCCS, “enforces the laws and regulations applicable to mental health units within the DOCCS system.” AC ¶ 54. her admission notes that plaintiff reported he was prescribed medication for mood swings and auditory hallucinations that told him to harm himself. Plaintiff alleges Kulick “provisionally” classified plaintiff as a “Mental Health Service Level 1, the most severe classification of mental illness.” (AC ¶ 73). Plaintiff also alleges Kulick provisionally issued plaintiff an “S-

designation,” which denotes one “has a serious mental illness and is experiencing pronounced mental health symptoms requiring intensive mental health treatment and services.” (Id. ¶ 74). According to plaintiff, an inmate with an S-designation “required the most intensive mental health services available in the DOCCS system, including daily cell-side clinical contact, weekly confidential contact with a psychiatrist, medication management, comprehensive discharge planning, and other services.” (Id. ¶ 75). Plaintiff alleges that on or about June 24, 2017, DOCCS transferred him to the Forensic Diagnostic Unit at Downstate, which is jointly operated by DOCCS and OMH. Plaintiff alleges that until June 30, 2017, he had no contact with OMH staff. Plaintiff further alleges that on or about June 30, 2017, OMH Unit Chief Lahey officially

designated plaintiff a “Level 1-S” patient. (AC ¶ 77). Plaintiff also alleges that beginning that day, he began refusing to take his psychotropic medication. In documenting this refusal, Lahey noted plaintiff was hearing voices, the Zyprexa was not helping, and that he told plaintiff to comply with his prescription. Plaintiff alleges Lahey said OMH would follow up with plaintiff in two weeks, but took no further action at that time. According to plaintiff, in so doing, DOCCS, OMH, Downstate Superintendent Morton, Lahey, Downstate Psychiatrist Qayyum, Kulick, and OMH Psychiatrist Reynolds each violated 14 New York Codes, Rules and Regulations (“NYCRR”) § 527.8(c)(5)(ii)(a),3 which required that within 24 hours after plaintiff

3 Plaintiff incorrectly cites this provision as 14 NYCRR § 527.8(5)(ii)(a). (AC ¶ 81).

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