Stone & Webster Engineering Corp. v. Herman

115 F.3d 1568, 12 I.E.R. Cas. (BNA) 1806, 1997 U.S. App. LEXIS 16225
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 2, 1997
Docket95-6850
StatusPublished
Cited by24 cases

This text of 115 F.3d 1568 (Stone & Webster Engineering Corp. v. Herman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stone & Webster Engineering Corp. v. Herman, 115 F.3d 1568, 12 I.E.R. Cas. (BNA) 1806, 1997 U.S. App. LEXIS 16225 (11th Cir. 1997).

Opinion

CUDAHY, Senior Circuit Judge:

Made of steel and concrete, the drywell of a nuclear power plant encases the reactor itself. It is the containment structure. It is also a bulwark against a variety of disasters. A fire in a drywell is a serious matter, for extinguishing a fire gone out of control is not easy.

Among the people best positioned to prevent fires are the workers who tend to nuclear plants. But if fear of retaliation kept workers from speaking out about possible hazards, nuclear safety would be jeopardized. To protect whistleblowers, Congress forbade employers from retaliating against employees who act in prescribed ways to ensure safety. 42 U.S.C. § 5851.

This case is about one such alleged retaliation, at the Browns Ferry Project, a three-reactor nuclear plant operated by the Tennessee Valley Authority (TVA) outside Huntsville, Alabama. Browns Feny is no stranger to the danger of fire. In 1975, a fire at the plant failed (narrowly) to cause a meltdown, but did result in the coining of an industry byword for a disastrous conflagration. 1 Further incidents forced the TVA to shut down all three reactors in 1985. In 1991, the Nuclear Regulatory Commission (NRC) let the TVA start up one of the reactors again. 2 And then in 1996, after the events in this case, an unused cooling tower burned up. 3

There were no fires in this case — -yet the issue is fire safety. The TVA engaged the petitioner, the engineering firm of Stone & Webster (S&W), to perform construction and maintenance work at Browns Ferry. The dispute before us was born in the first days of February 1993, when S&W was overhauling the platform steel in the drywell of Unit 3, one of Browns Ferry’s three reactors. One of S&W’s lead foremen, Douglas Harrison, was working on the drywell upgrade. Harrison complains that S&W first demoted him to plain foreman and then transferred him out of the drywell (a desirable place to work). Each time, he says, S&W was retaliating because Harrison had engaged in protected activity under § 5851: he had spoken out about fire hazards to S&W and TVA officials, as well as to his co-workers.

S&W tells a different story. Harrison did not engage in any protected activity, and even if he did, S&W was not retaliating against him. Harrison’s demotion followed from a re-shuffling of the labor force, a common happening at S&W. As for Harrison’s transfer out of the drywell, S&W argues that Harrison had been disrupting S&Ws drywell *1570 project. Under cover of safety concerns, he had incited his fellow iron workers to halt work over a labor dispute. And in any ease, even if Harrison did talk about safety with his co-workers, § 5851 does not treat discussions with co-workers as a protected activity.

Harrison filed a complaint with the Department of Labor, which wended its way to the Secretary of Labor. Reversing an Administrative Law Judge (ALJ), the Secretary entered a victory for Harrison. S&W petitions this court to overturn the Secretary of Labor’s decision. Why S&W is pursuing the case may seem something of a mystery. The Secretary of Labor ordered S&W to compensate Harrison only for ten weeks’ diminished wages at two dollars too little per hour— about $800 by our reckoning — plus Harrison’s attorney’s fees. For S&W, Harrison is not the point. The NRC is. After S&W lost before the Secretary of Labor, the NRC tentatively adopted the Secretary’s finding of retaliation and imposed a civil fine of $80,000, plus other, unspecified enforcement measures. S&W now petitions this court because, if S&W prevails, the NRC states that it will re-consider its actions.

Beyond trying to clarify the evidentiary framework for 42 U.S.C. § 5851, we elaborate one principle with import beyond the doings at Browns Ferry in early 1993. The Secretary of Labor would have us issue a blanket ruling that § 5851 protects an employee’s speech to co-workers. S&W urges the equally broad but opposite rule. But we need not decide today whether § 5851 protects an isolated or private communication, because the circumstances of Harrison’s transfer pose, it seems to us, a narrower question: one of viewing acts in context.

We frame it this way. Assume that an employee has already raised the alarm about nuclear safety within the prescribed channels of 42 U.S.C. § 5851. The employer then commits another closely-related and public act of alarm-raising, but this time § 5851 may or may not have protected that act — had it occurred in isolation or as a private communication. Can the employer single out that particular act and punish the employee without fear of sanction under § 5851? We think that to allow the employer to retaliate under these circumstances would thwart the purpose of 42 U.S.C. § 5851. We affirm.

I. Summary of facts

Douglas Harrison had begun working for S&W as an ironworker journeyman in June 1992. Six weeks later he was promoted to foreman, and on October 6, 1992, he advanced to second lead foreman on the dry-well project. As part of a routine force reduction in late November of that year, S&W demoted Harrison back to foreman. Harrison recognized that his inferior seniority meant he would be first to be demoted, and he offered no complaint. Then, in early January of 1993, S&W pushed him back up to second lead foreman, again under the same understanding about Harrison’s first-to-go seniority. So when the dispute in this case started, Harrison was the number two lead foreman, overseeing the upgrading of one of two platforms.

On February 1, 1993, Harrison held a weekly safety meeting, one of his job’s responsibilities. Harrison’s ironworkers had one gripe: firewatch. After wrapping up a shift’s hot work, someone had to make sure that no fires broke out, as one might fear with welding gear, cooling steel and the like lying about. Until October 1992, laborers (not ironworkers) had been charged with this duty. Under S&Ws new firewatch scheme, ironworkers assumed primary responsibility for the task, although two laborers on a “roving firewatch” would help on each elevation or level of the drywell. At the weekly safety meeting, the ironworkers insisted that the new scheme was unsafe. Afterwards, their foremen told Harrison that the new scheme did not comply with the TVA’s fire prevention rules.

Harrison went to tell the TVA fire marshal, Gary Wallace, about the ironworkers’ firewatch complaints. Harrison then joined the laborers’ lead foreman, David Sparks, and went to talk with Steven Ehele. Ehele was S&W’s drywell manager. He had also attended the weekly safety meeting that day. Harrison told Ehele that he had spoken with the TVA fire marshal and that the marshal wanted to talk to Ehele. Ehele, who seems to have a gift for memorable phrases, re *1571

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Bluebook (online)
115 F.3d 1568, 12 I.E.R. Cas. (BNA) 1806, 1997 U.S. App. LEXIS 16225, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stone-webster-engineering-corp-v-herman-ca11-1997.