Indiana Michigan Power Co. v. United States Department of Labor

278 F. App'x 597
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 20, 2008
Docket06-4426, 07-3928
StatusUnpublished
Cited by4 cases

This text of 278 F. App'x 597 (Indiana Michigan Power Co. v. United States Department of Labor) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Indiana Michigan Power Co. v. United States Department of Labor, 278 F. App'x 597 (6th Cir. 2008).

Opinion

OPINION

FORESTER, Senior District Judge.

Petitioner Indiana & Michigan Power Company (“I&M”) appeals the order of the Administrative Review Board (“ARB”) for the United States Department of Labor (“DOL”) granting the complaint of its former employee, Kenneth Tipton, and awarding back pay, front pay and compensatory damages. Tipton’s complaint alleged that I&M retaliated against him for engaging in protected activity in violation of the whistle-blower provision of the Energy Reorganization Act, (“ERA”), 42 U.S.C. § 5851, and its implementing regulations at 29 C.F.R. § 24.

Petitioner-Intervenor Tipton has filed a separate appeal with respect to the amount of front pay awarded to him by the ARB. These two appeals have been consolidated by this Court. Because we conclude that the DOL did not err in finding that Tipton’s employment was terminated in violation of the ERA or in awarding and calculating damages to Tipton, we affirm the judgment of the DOL.

I.

Tipton was employed by I&M as a test engineer at the Cook Nuclear Power Plant (the “Cook plant”) in Bridgman, Michigan from November 1999 until I&M terminated his employment on October 2, 2001. The events leading up to Tipton’s termination began in late August 2001, when an unplanned forced outage shut down both nuclear reactor units at the Cook plant. The outage was the result of a significant amount of silt from Lake Michigan entering the plant’s Essential Service Water (“ESW”) system to the extent that the nuclear reactors could not operate safely.

Once the silt issue was identified and the ESW was cleaned out and repaired, I&M began the required testing of the ESW system. Before the plant could be restarted, the Maintenance Testing Group had to complete an ESW Flow Balance Test, which typically only takes one or two days. Tipton was the day shift test engineer for the Maintenance Testing Group, operating under the direct supervision of Ed Brouwer. Anthony Chacon was the night shift test engineer. Mark Turcotte was a contract engineer supporting the test engineers during the ESW flow test. The Maintenance Manager, Mark Stark, was in charge of the overall supervision of test performance. Although the flow test began on September 18, 2001, a number of unsuccessful attempts to conduct the flow test meant that plant management believed the testing would not be completed until September 25, 2001. As a result, plant management made the decision to work around-the-clock in order to expedite the plant’s re-start process, and the test engineers were scheduled to work 12-14 hour days.

In conjunction with its operating license issued by the Nuclear Regulatory Commission (“NRC”), the Cook plant is required to comply with the NRC Policy Statement on Nuclear Power Plant Staff Working Hours (“Generic Letter 82-12”) “to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition. The controls established should assure that, to the extent practicable, personnel *600 are not assigned to shift duties while in a fatigued condition.” To comply with Generic Letter 82-12, the Cook plant implemented a Working Hour Limitation policy which provides that the “amount of overtime worked by staff members performing safety-related functions must be limited in accordance with the NRC policy contained in Generic Letter 82-12.” Generic Letter 82-12 prohibits, inter alia, personnel from working more than 72 hours out of a rolling 7-day time frame without written approval from management. Any deviation from these working hour guidelines should be documented in writing and available for review by the NRC.

During the day of September 25, 2001, Tipton and Turcotte discovered a problem related to the degree of “play” in two of the ESW valves. At the conclusion of his shift that evening, Tipton believed that he had either reached or exceeded the work hour limitations set by the NRC for the previous seven-day period. For that reason, and because he believed the ESW testing was completed and only paperwork remained to be finalized, Tipton informed Chacon, who was coming on for the night shift, that he was going to take the following day off because he was tired and needed to re-set his hours in accordance with the work hour limitations.

During the night shift of September 25, plant management decided to undertake an analysis to determine whether permitting a “plus or minus two turns” tolerance to the hand wheel positions of the ESW valves would solve the “play” problem without deviating from an acceptable flow rate. The analysis was to be prepared as a Design Information Transmittal (“DIT”) by I&M’s engineering department to be forwarded to the Maintenance Testing Group for incorporation into the Technical Data Book (“TDB”), if justified by the testing. The TDB is a compilation of information used by operations personnel that includes current valve settings. Plant managers charged Chacon with the responsibility of preparing a draft revision for the TDB incorporating the tolerance in anticipation of the DIT, which was due at 11:00 a.m. on September 26.

On the morning of September 26 at approximately 6:30 a.m., Chacon engaged in a “turnover” with Turcotte who was coming in for his morning shift. “Turnover” is the term the Cook plant employees used to describe meetings related to the transfer of shift assignments from one shift to the next so that the work proceeds with continuity. Typically, Chacon and Tipton conducted turnovers “face to face,” followed up by an email to the person to whom the assignment was being transferred. At the 6:30 turnover between Chacon and Turcotte, Chacon transferred the responsibility for the TDB revisions to Turcotte both orally and in an email to Turcotte and Brouwer. Tipton, who was not present at the turnover, did not receive this email.

At approximately 7:00 a.m. on September 26, Tipton received a phone call at his home from Brouwer. Turcotte and Chacon were also on the line. Brouwer informed Tipton that he needed to come in to work for a meeting. Tipton requested that Brouwer first verify that he was being required to come in by management since he had exceeded the work hour limitations and he requested that a work hour deviation be approved by management. Approximately five minutes later, Brouwer again called Tipton and confirmed that he needed to come in. Tipton reported to work between 8:00 and 8:30 a.m.

Once at work, Tipton again expressed concerns about his excessive hours to Brouwer. Shortly before a 9:00 a.m. meeting, Brouwer presented Stark, the Maintenance Manager, with a written request for *601 an exemption from the 72-hour work hour limitations, which Stark refused to sign. Stark then discouraged Brouwer from presenting the deviation request to Plant Manager Joe Polluck. Stark also ignored Tipton’s request during the meeting to sign the approval allowing him to work in excess of the 72 hour limit. Instead, Stark assigned Tipton the task of preparing the paperwork closing out the ESW testing.

Turcotte, charged with finishing Chacon’s draft of the TDB, discovered errors needing correction. Stark had instructed Turcotte to complete the TDB by noon.

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Bluebook (online)
278 F. App'x 597, Counsel Stack Legal Research, https://law.counselstack.com/opinion/indiana-michigan-power-co-v-united-states-department-of-labor-ca6-2008.