Stillman v. United States

177 F.2d 607, 1949 U.S. App. LEXIS 3245
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 27, 1949
Docket11381
StatusPublished
Cited by44 cases

This text of 177 F.2d 607 (Stillman v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stillman v. United States, 177 F.2d 607, 1949 U.S. App. LEXIS 3245 (9th Cir. 1949).

Opinion

BONE, Circuit Judge.

Appellants, who were partners in a wholesale meat business, appeal from a judgment of conviction upon the verdict of a jury under an indictment (filed March 11, 1946) containing 50 counts, the first of which charged a conspiracy 1 to violate the

Emergency Price Control Act of 1942, 50 U.S.C.A.Appendix, § 901 et seq. (hereafter referred to as the Act). To the conspiracy count was appended a long list of claimed overt acts alleged as substantive offenses committed in furtherance and to effectuate the purposes and objects of the conspiracy. This count also referred to certain Maximum Price Regulations pertaining to the sale of meat, the most important of which was Regulation No. 169 pertaining to beef and veal.

The remaining 49 counts in the indictment charged substantive offenses of two types, i. e., willful charges in excess of the lawful maximum price allowed, and willful falsification of entries and documents required to be kept under the provisions of the Act and applicable Regulations. Regulations here involved were promulgated under the Act and included Maximum Price Regulations Nos. 148, 165, 169 and 239.

Twenty-seven counts charging substantive offenses were withdrawn, and as to these the court granted appellants’ motion for judgment of acquittal.

Appellants were convicted on Count One and on the remaining (22) counts. Eleven of these counts charged sales of meat items at over-ceiling prices on specific dates from about August, 1944, through March, 1945, (under Regulation No. 169) and the remaining eleven counts charged false entries or falsification of records in a material respect, these offenses being committed from about September, 1944, through March, 1945, (under Regulations Nos. 148, 169 and 239).

Appellants attack their conviction on a broad front, presenting fifteen lengthy specifications of error. Their length forbids a verbatim repetition but the material issues they raise are considered in the light of arguments presented to support them.

The first assails the validity of the indictment. It is said to be void because of certain language appearing in the caption which reads as follows:

“Indictment

Filed: Mar. 11, 1946

Bond:

No. 18,366

“Viol: United States Code, Title 18, Section 88

“United States Code, Title 50, App. Section 901 et seq.

“Conspiracy to commit offenses against the United States.

“Violations of the Emergency Price Control Act of 1942.

“In the District Court of the Southern District of California, ss.:

“The Grand Jurors of the United States of America, being duly impanelled, sworn *611 and charged in the District Court for the Southern District of California, Central Division, in the September, 1945, Term of this Court, having begun but not finished during the said September Term of Court, among other things the matter of the investigations charged in this indictment, and having continued to sit by the order of this Court in and for the said District during the February, 1945 term to complete inquiries begun, but not finished, at the original term, and inquiring for that District, upon their oaths find and present as follows:” (The body of Count One follows.)

We italicize the caption language emphasized by appellants. It is claimed that this language shows an absence of jurisdiction of the grand jury because the term of the court under which the indictment was brought commenced on the second Monday of September, 1945, consequently this term could not have ended during February, 1945. 2

It is clear that the mistake in dates was a typographical error. Such an error is not a fatal defect in an indictment and the overwhelming weight of authority so holds. This doctrine loses none of its force or authority by reason of the rule that Federal courts lack authority to permit amendments of or changes in the charging allegations appearing in the body of an indictment. Carney v. United States, 9 Cir., 163 F.2d 784, and cases there cited, certiorari denied 332 U.S. 824, 68 S.Ct. 165, 92 L.Ed. 400. Ex parte Bain, 121 U.S. 1, 7 S.Ct. 781, 30 L.Ed. 849 does not hold to the contrary. The cases make clear that the caption is not a controlling factor and that erroneous recitals therein do not vitiate an indictment; furthermore, that a distinction must be drawn between the body (the charging part) and its caption. 3

The date of February, 1945 appearing in the caption should have been February, 1946. See Note 2. The record wholly fails to indicate that appellants suffered prejudice by reason of this mistake of dates. We agree with appellee that this posture of the case presents a situation coming fairly within the spirit of 18 U.S.C.A. § 556, 3a *612 pertaining to defects of form in indictments.

The leading contention of appellants embraces several issues of the same general character and they are considered together. One of the charges is that the indictment failed to properly inform appellants of the elements of the offense intended to be charged; that in legal effect the trial of appellants on the counts laid in the indictment was a denial of due process of law guaranteed by the Fifth Amendment. In support of this contention appellants make plain that they rely upon the manner in which the Act, and the regulations thereunder are cited in the indictment. The emphasis is upon the fact that each count charges a violation of the “Emergency Price Control Act of 1942” and “Maximum Price Regulations Nos. 148,165,169 and 239 thereunder.”

The basic argument is that cast in this form, the indictment fails to charge a crime because: (1) The “Emergency Price Control Act of 1942,” by its terms, expired on June 30, 1943, (2) Maximum Price Regulation No. 169 was promulgated July, 1942 (7 Fed.Reg. 653) under a Congressional mandate which required that the Administrator state the reasons for any regulation under the Act, (3) The indictment omitted the use of the term “As Amended” when referring to the “Emergency Price Control Act of 1942,” (4) The indictment omitted the term “Revised” with reference to Regulation No. 169. 4

Appellants clarify their position in the form of a question. They ask: (May appellants be tried) “upon an indictment setting out as a fact that the prosecution was under an emergency statute, which by its very terms, expired in one year, [1943], and pursuant to regulations issued thereunder, which had no application to the case at bar; and whether such procedure and proceedings are totally void and in violation of due process of law guaranteed by the Fifth Amendment”? (Emphasis supplied.)

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Bluebook (online)
177 F.2d 607, 1949 U.S. App. LEXIS 3245, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stillman-v-united-states-ca9-1949.