Stephens v. West

12 Vet. App. 115, 1999 U.S. Vet. App. LEXIS 20, 1999 WL 18562
CourtUnited States Court of Appeals for Veterans Claims
DecidedJanuary 19, 1999
DocketNo. 97-702
StatusPublished
Cited by17 cases

This text of 12 Vet. App. 115 (Stephens v. West) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stephens v. West, 12 Vet. App. 115, 1999 U.S. Vet. App. LEXIS 20, 1999 WL 18562 (Cal. 1999).

Opinion

NEBEKER, Chief Judge:

The matter before the Court is the application of the appellant, J.B. Stephens, for an award of reasonable attorney fees and expenses under the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412(d). The Court will deny the appellant’s application for the following reasons.

I. FACTS

On April 28, 1997, the Board of Veterans’ Appeals (BVA or Board) denied Mr. Stephens an increased rating for his service-connected bilateral varicose veins, then rated at 50% disabling. He appealed that decision to the Court on May 5,1997. Prior to either party’s submitting his brief to the Court, on February 19, 1998, a joint motion for remand was filed. The motion stated that during the pendency of the appeal, the regulations pertaining to varicose veins were amended, effective January 12, 1998. See 38 C.F.R. §§ 4.100, 4.101, 4.102, and 4.104 (1998). Accordingly, citing Karnas v. Derwinski, 1 Vet.App. 308 (1991), the parties concurred that the veteran was entitled to a remand for determination and application of the version of the regulations most favorable to him. The motion also stated:

If the Board determines that the rating criteria in effect prior to 1998 are more favorable for any aspect of Appellant’s claim, the Board should also consider whether another VA examination should be performed in order to evaluate Appellant’s varicose veins in light of the fact that some of the tests that are contemplated under the 60 percent rating in the rating schedule in effect prior to the 1998 amendments do not appear to have been conducted by the VA in the most recent VA examinations in October 1993 and January 1994, even though the examiners were asked by the RO to conduct those tests, according to a November 1993 deferred rating decision and a December 1993 compensation and [117]*117pension examination request. Also, the Board should consider conducting another examination because the VA examination reports from 1993 and 1994 and the 1994 private medical statements and test results from Doctor Rod Yeager and Doctor Carl Hines appear to conflict substantially on the issue of Appellant’s deep vein circulation, which is a pertinent criteri[on] mentioned in the rating schedule in effect prior to the 1998 amendments.

Joint Motion at 2 (citations omitted). On February 24, 1998, the Court granted the motion, vacated the BVA decision, and remanded the matter. This application for attorney fees and expenses in the amount of $3,168.87 followed.

In his application, the appellant maintains that he is a prevailing party, that his net worth did not exceed two million dollars at the time the case was filed, and that the Secretary’s position was not substantially justified. Application at 1-2; see also 28 U.S.C. § 2412 (requirements for recovery under EAJA). The appellant argues that the Secretary’s position, both during the administrative stage of the proceedings and “into the appeal,” was not substantially justified, because the remand was necessitated by two equally substantial bases: the incomplete and inconsistent medical evaluations; and the change in the regulations. Appellant’s Reply at 2-4. The appellant contends that the actual catalyst for the remand was the inadequate medical examinations, and that the change in the regulations was simply a fortuitous additional basis. Id. at 3. The appellant states that the inadequate medical evaluations led to the BVA’s flawed analysis and decision, and regardless of which version of the regulations is ultimately applied, the remand was necessary to allow for an adequate examination which could then serve to support a disability rating under 38 C.F.R. § 4.2 (1997). Id. at 3-4.

The appellant’s attorney also submitted an affidavit which states that in a telephone conversation in January 1998, it was the Secretary’s attorney who, “ab initio proffered that the Appellant’s medical examinations were inadequate and conflicting and thereby warranted remand.” Id. at Exhibit 1. The appellant’s attorney further swore that it was he who then pointed out that the regulations had been amended, and that the Secretary’s attorney and he then agreed to propose a joint remand on both bases. Id.

In response, the Secretary contends that his position was substantially justified, and that the appellant’s EAJA application should therefore be denied. Response (Resp.) at 3-6. The Secretary does not dispute that the appellant is an “eligible party” for an EAJA award, conceding that the appellant is a prevailing party, that there are no special circumstances that make an award unjust, that the fee application was timely filed, and that the amount of fees and expenses submitted is not unreasonable. Id. at 4. However, the Secretary “contends that the government’s position was substantially justified because the catalyst for the remand in this case was based on the intervening change in the regulations between the time of the Board’s decision and the culmination .of the litigation.” Id. The Secretary likens the appellant’s argument to the contrary as a “smokescreen” to cover the real reason for the remand. Id. at 6.

The Secretary argues that this case is analogous to Olney v. Brown, 7 Vet.App. 160 (1994), where a joint motion for remand was filed to compel the BVA to comply with a change in ease law which occurred during the pendency of the appeal. See Resp. at 5. The Olney joint motion also stated, “Remand would also permit the BVA to more fully satisfy this Court’s jurisprudence regarding credibility determinations and the requirement to state the reasons or bases for a decision.” 7 Vet.App. at 161. In denying the appellant’s application for EAJA fees, the Olney Court held that under the totality of the circumstances, the catalyst for the remand was the law change. Id. at 162. The Court concluded that the appellant’s allegations of Board error, which he maintained would warrant a remand, were simply a “smokescreen” to cover the real reason for the remand. Id. at 163. The Secretary argues that similarly, in this case, a plain reading of the joint motion makes clear that the basis for the remand was the law change, and “[ojnly as an afterthought, [had] the parties [118]*118stated that the Board ‘should consider’ whether another examination might be advisable, leaving that decision to the discretion of the Board on remand.” Resp. at 6.

II. ANALYSIS

The EAJA, as relevant here, provides:

[A] court shall award to a prevailing party other than the Unites States fees and other expenses incurred by that party in any civil action, ...

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Cite This Page — Counsel Stack

Bluebook (online)
12 Vet. App. 115, 1999 U.S. Vet. App. LEXIS 20, 1999 WL 18562, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stephens-v-west-cavc-1999.