Stephens v. State

509 S.E.2d 605, 270 Ga. 354
Supreme Court of Georgia·Decided December 4, 1998·No. S98P1142·Published·Cited by 17 cases

Opinions

Sears, Justice.

William Kenny Stephens was tried for malice murder and three counts of aggravated assault in 1980. He was convicted of all counts and sentenced to death for the murder, and his convictions and sentences were affirmed by this Court.1 In 1988, the United States Court of Appeals for the Eleventh Circuit vacated the death sentence because trial counsel failed to adequately investigate and present evidence of Stephens’s mental health problems.2 On the Eleventh Circuit’s remand, a second sentencing trial was held in 1989. At that trial, the jury recommended a death sentence after finding beyond a reasonable doubt the following statutory aggravating circumstances: the offense of murder was committed while the offender was engaged in the commission of an aggravated battery;3 the offense of murder was outrageously and wantonly vile, horrible and inhuman, in that it involved depravity of mind of the defendant and an aggravated battery to the victim;4 and the offense of murder was committed against a peace officer while engaged in the performance of his official duties.5 Because the trial court erroneously instructed the jury in the 1989 sentencing trial that Stephens had to prove his alleged mental retardation beyond a reasonable doubt, we reverse.6

[355] Viewed in the light most favorable to the prosecution, the evidence showed that Stephens was arrested for DUI and driving without a license in January 1979. The police suspected that Stephens had been involved in the burglary of a store where several guns had been stolen, and they released Stephens when he promised to return with information about who had committed the burglary. After two days, Stephens had failed to return as promised, and the police began looking for him. On January 24, 1979, Investigator Larry Stevens of the Richmond County Sheriff’s Department, the officer who was investigating the burglary, stopped Stephens’s car. While Investigator Stevens was sitting in his police car, Stephens got out of his vehicle with a high-powered rifle and fired through the windshield of the police car, shattering Investigator Stevens’s right forearm. The officer, who was right-handed, managed to retrieve his revolver and fired several wild left-handed shots through his car at Stephens. Stephens fired a second time and hit the officer in the right side, seriously wounding him. Stephens then walked around to the rear of the police car, raised his rifle to shoulder height, and fired a third shot through the rear window. The officer was hit in the chest and killed. A postal worker saw Stephens walk to the rear of the police car and fire the last shot. Stephens then led several other officers on a high-speed chase, and was arrested after a shootout. While in custody, Stephens made several incriminating statements.

1. We find that the evidence adduced at Stephens’s sentencing trial was sufficient to enable any rational trier of fact to find the existence of the statutory aggravating circumstances beyond a reasonable doubt.7

2. OCGA § 17-7-131 (j) prohibits the execution of a defendant who proves that he or she is mentally retarded. Mental retardation was one of Stephens’s defenses at his 1989 sentencing trial. His counsel presented expert testimony that Stephens was mentally retarded, as well as evidence that Stephens’s IQ ranged from 62-72 on several tests, and that he had failed three grades before leaving school in the fifth grade. A dispute arose over the proper burden of proof with regard to Stephens’s mental retardation because OCGA § 17-7-131 (c) (3) specifies that a defendant must prove that he or she is mentally retarded beyond a reasonable doubt in the guilt-innocence phase.8 Since the Eleventh Circuit upheld Stephens’s convictions, no guilt/innocence phase was to be held in 1989; Stephens faced a sentencing trial only. Furthermore, because OCGA § 17-7-131 (j) was not [356] enacted until 1988, Stephens did not have the benefit of the statutory prohibition against executing the mentally retarded available to him in 1980 at his first trial. In the 1989 sentencing trial, the trial court charged the jury that Stephens had the burden of proving his mental retardation beyond a reasonable doubt. Stephens objected, claiming that the burden of proof for his mental retardation claim should have been a preponderance of the evidence.

It is the public policy of Georgia, as evidenced by OCGA § 17-7-131 (j), that it is cruel and unusual punishment to execute “those defendants who have met the burden of proving their mental retardation beyond a reasonable doubt at the guilt-innocence phase in accordance with OCGA § 17-7-131 (c) (3).”9 A jury finding that a capital defendant is “guilty but mentally retarded” requires that the trial court sentence the defendant to life imprisonment.10 If a defendant fails to prove in the guilt-innocence phase that he is guilty but mentally retarded, the issue of the defendant’s mental retardation is no longer conclusive to his sentence, but becomes merely one of the mitigating factors that the jury can consider in the penalty phase. 11 The defendant who fails to prove mental retardation in the guilt-innocence phase is not entitled to a charge in the penalty phase on any burden of proof with regard to mental retardation.12

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Stephens v. State, 509 S.E.2d 605, 270 Ga. 354 (Ga. 1998).

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Stephens v. State
509 S.E.2d 605 (Supreme Court of Georgia, 1998)