Warren Lee Hill, Jr. v. Carl Humphrey

662 F.3d 1335, 2011 U.S. App. LEXIS 23335, 2011 WL 5841715
Court of Appeals for the Eleventh Circuit·Decided November 22, 2011·No. 08-15444·Published·Cited by 200 cases

Opinions

HULL, Circuit Judge:

In 1996 state habeas proceedings, Warren Lee Hill, Jr. unsuccessfully alleged that he is mentally retarded and ineligible [1337]*1337for the death penalty. Hill, a Georgia death row inmate, was able to raise this claim in 1996, well before the Atkins decision1 was issued in 2002, because in 1988 the State of Georgia led the nation by abolishing the death penalty for mentally retarded defendants. See O.C.G.A. § 17-7-131 (1988 statute prohibiting death penalty where defendant proves mental retardation beyond reasonable doubt).

Although Georgia already prohibited executing mentally retarded defendants at the time of Hill’s trial, direct appeal, and initial state habeas petition, Hill did not claim he was mentally retarded until five years after his 1991 trial. In 1996, Hill amended his state habeas petition to allege mental retardation for the first time, and he later claimed that Georgia’s reasonable doubt standard of proof in O.C.G.A. § 17-7-131 violated the Eighth Amendment.

The national consensus against executing the mentally retarded that gave birth to the Atkins prohibition was a consensus that Georgia started by enacting the very same statute — § 17-7-131(e)(3), (j) — that petitioner Hill now claims violates Atkins by using a reasonable doubt standard. In Hill’s state habeas appeal in 2003, and after Atkins, the Georgia Supreme Court held that the reasonable doubt standard in § 17-7-131 comports with the Eighth and Fourteenth Amendments. Head v. Hill, 277 Ga. 255, 587 S.E.2d 613, 621-22 (2003) (“Hill III ”). The Georgia Supreme Court recently reaffirmed its holding in Hill III that Georgia’s beyond a reasonable doubt standard for proving mental retardation is constitutional. See Stripling v. State, 289 Ga. 370, 711 S.E.2d 665, 668 (2011) (“We have previously addressed this very issue, and we now reiterate our prior holding that Georgia’s beyond a reasonable doubt standard is not unconstitutional.”) (citing Hill III, 587 S.E.2d at 620-22).

In this appeal under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), codified in 28 U.S.C. § 2254, the sole legal issue before this en banc court is:

Pursuant to AEDPA’s § 2254(d)(1), is the Georgia Supreme Court’s decision in Head v. Hill, 277 Ga. 255, 587 S.E.2d 613, 620-22 (2003) — that Georgia’s statutory reasonable doubt standard for capital defendants’ mental retardation claims does not violate the Eighth Amendment — contrary to clearly established federal law, as announced in Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002)?[2]

In § 2254 cases, federal courts do not review state courts’ decisions de novo. Rather, Congress restricted federal review to whether the state court’s decision is “contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States” as of the date of the state court decision. 28 U.S.C. § 2254(d)(1) (emphasis added). Discussing § 2254(d)(1) specifically, and reversing federal circuit courts for granting habeas relief, the Supreme Court has admonished: “A legal principle is ‘clearly established’ within the meaning of this provision only when it is embodied in a holding of this [Supreme] Court.” Thaler v. Haynes, 559 U.S. -, 130 S.Ct. 1171, 1173, 175 L.Ed.2d 1003 (2010); see Berghuis v. [1338]*1338Smith, 559 U.S. -, 130 S.Ct. 1382, 1392, 1395-96, 176 L.Ed.2d 249 (2010). AEDPA established a “highly deferential standard for evaluating state-court rulings.” Renico v. Lett, 559 U.S. -, 130 S.Ct. 1855, 1862, 176 L.Ed.2d 678 (2010).

As the Georgia Supreme Court correctly noted, there is no holding in Atkins, or any Supreme Court decision, invalidating a reasonable doubt standard for mental retardation claims. Just the opposite is true. Atkins expressly left it for the states to develop the procedural and substantive guides for determining who is mentally retarded. Bobby v. Bies, 556 U.S. 825, 129 S.Ct. 2145, 2150, 173 L.Ed.2d 1173 (2009). And in the 219-year history of our nation’s Bill of Rights, no United States Supreme Court decision has ever suggested, much less held, that a burden of proof standard on its own can so wholly burden an Eighth Amendment right as to eviscerate or deny that right.3 Because there is no specific, much less “clearly established” by Supreme Court precedent, federal rule regarding the burden of proof for mental retardation claims, AEDPA mandates that this federal court leave the Georgia Supreme Court decision alone — even if we believe it incorrect or unwise — and affirm in this case. See Harrington v. Richter, 562 U.S. -, 131 S.Ct. 770, 786, 178 L.Ed.2d 624 (2011) (“It is not an unreasonable application of clearly established Federal law for a state court to decline to apply a. specific legal rule that has not been squarely established by this Court.” (brackets and quotation marks omitted)); Lett, 130 S.Ct. at 1862 (“We have explained that ‘an unreasonable application of federal law is different from an incorrect application of federal law.’ ”).

I. BACKGROUND

It is important to the burden of proof issue that the whole story of this case be told. So we start at the beginning.

A. Mental Retardation and the Death Penalty

In 1988, the Georgia General Assembly passed the nation’s first statute prohibiting the execution of mentally retarded persons. Specifically, O.C.G.A. § 17-7-131(c)(3) and (j) state:

[A criminal] defendant may be found “guilty but mentally retarded” if the jury, or court acting as trier of facts, finds beyond a reasonable doubt that the defendant is guilty of the crime charged and is mentally retarded. If the court or jury should make such finding, it shall so specify in its verdict.
In the trial of any case in which the death penalty is sought which commences on or after July 1, 1988, should the judge find in accepting a plea of guilty but mentally retarded or the jury or court find in its verdict that the defendant is guilty of the crime charged but mentally retarded, the death penalty shall not be imposed and the court shall sentence the defendant to imprisonment for life.

O.C.G.A. § 17-7-131(c)(3), (j) (emphasis added).

One year later, in Penny v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989), the United States Supreme Court concluded that the Eighth Amend[1339]

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Warren Lee Hill, Jr. v. Carl Humphrey, 662 F.3d 1335, 2011 U.S. App. LEXIS 23335, 2011 WL 5841715 (11th Cir. 2011).

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