Stephen Todd Booker v. Richard L. Dugger, Secretary, Florida Department of Corrections

922 F.2d 633, 1991 U.S. App. LEXIS 499, 1991 WL 2187
Court of Appeals for the Eleventh Circuit·Decided January 14, 1991·No. 88-3751·Published·Cited by 23 cases

Opinions

CLARK, Circuit Judge:

The state of Florida appeals the district court’s grant of habeas corpus. Because the district court correctly determined that petitioner Stephen Todd Booker’s death sentence was imposed in violation of Hitchcock v. Dugger, 481 U.S. 393, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987) (applying Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 [634] L.Ed.2d 973 (1978), to Florida capital punishment process), and because this error was not harmless, we affirm.

The facts of the underlying crime are set out in the opinion of the Florida Supreme Court on direct appeal. Booker v. State, 397 So.2d 910 (Fla.), cert. denied, 454 U.S. 957, 102 S.Ct. 493, 70 L.Ed.2d 261 (1981).

Booker’s claim for relief is that the court that sentenced him to death was precluded from considering nonstatutory mitigating evidence he presented. Hitchcock, 481 U.S. at 393, 107 S.Ct. at 1821. Although Booker has been through one round of habeas corpus consideration in the federal courts, see Booker v. Wainwright, 703 F.2d 1251 (11th Cir.), cert. denied, 464 U.S. 922, 104 S.Ct. 290, 78 L.Ed.2d 266 (1983), his claim is not procedurally barred because Hitchcock represents a significant change in the law since his previous petition. Messer v. Florida, 834 F.2d 890, 892-93 (11th Cir.1987). He has exhausted his state court remedies. Booker v. Dugger, 520 So.2d 246 (Fla.), cert. denied, 486 U.S. 1061, 108 S.Ct. 2834, 100 L.Ed.2d 935 (1988).

Both the Florida Supreme Court and the district court found that there had been Hitchcock error at Booker’s trial. The jury instruction given by the trial judge was the equivalent of that given in Hitchcock, and the prosecutor told the jury that they were only to consider the listed statutory mitigating circumstances. Booker v. Dugger, 520 So.2d at 247; District Court Order, Sept. 19, 1988, at 2. In a presentence memorandum, Booker’s counsel brought the then-recent decision in Lockett, 438 U.S. at 586, 98 S.Ct. at 2954, to the trial court’s attention. See “Memorandum in Support of Motion to Exclude the Death Penalty,” Record on Appeal to Florida Supreme Court, pp. 135-37. However, Lock-ett did not figure in counsels’ arguments to the court at the presentence hearing nor in the court’s sentencing decision. Although the trial court, in passing sentence, noted that it “carefully considered” all the evidence in aggravation and mitigation introduced at trial, it then only discussed mitigating evidence as it applied to the statutory factors. See “Judgment and Sentence,” Oct. 20, 1978, Record on Appeal, Tab C, p. 29.

The Florida Supreme Court held that the Hitchcock error was harmless, noting that “[tjhere was simply no nonstatutory mitigating evidence sufficient to offset the aggravating circumstances upon which the jury could have reasonably predicated [a recommendation of life].” Booker v. Dugger, 520 So.2d at 249. That court also postulated that the sentencing judge would have overridden any jury recommendation of a sentence less than death. Id. The district court found that neither the sentencing jury nor the judge considered Booker’s nonstatutory mitigating evidence outside of the statutory scheme. Because it was loath to speculate as to the possible effects of this excluded evidence on the sentencing body, the district court granted the writ. Order, p. 3.

Our analysis is focused solely on Florida’s contention that the Hitchcock error was harmless beyond a reasonable doubt. See generally Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 828, 17 L.Ed.2d 705 (1967). This court’s precedents have largely limited the applicability of harmless error analysis in Hitchcock claims to instances where the petitioner or counsel made a strategic decision not to present mitigating evidence, or where no nonstat-utory mitigating evidence could have been produced. See, e.g., Delap v. Dugger, 890 F.2d 285, 304-06 (11th Cir.1989) (error not harmless where evidence of remorse, capacity for rehabilitation, good behavior, and organic brain damage not considered), cert. denied, — U.S.-, 110 S.Ct. 2628, 110 L.Ed.2d 648 (1990); Demps v. Dugger, 874 F.2d 1385, 1389-91 (11th Cir.1989) (error harmless where record revealed the nonavailability of supportable mitigating evidence), cert. denied, — U.S. -, 110 S.Ct. 1834, 108 L.Ed.2d 963 (1990); Tafero v. Dugger, 873 F.2d 249, 252 & nn. 4-5 (11th Cir.1989) (per curiam) (error harmless where no significant nonstatutory mitigating evidence existed and where counsel purposely presented no nonstatutory mitigating evidence), cert. denied, — U.S. -, 110 S.Ct. 1834, 108 L.Ed.2d 962 [635] (1990); Jones v. Dugger, 867 F.2d 1277, 1279-80 (11th Cir.1989) (error not harmless where evidence of prison rehabilitation not considered); Clark v. Dugger, 834 F.2d 1561, 1569-70 (11th Cir.1987) (error harmless where trial counsel made strategic decision not to introduce any mitigating evidence), cert. denied, 485 U.S. 982, 108 S.Ct. 1282, 99 L.Ed.2d 493 (1988); Magill v. Dugger, 824 F.2d 879, 893-95 (11th Cir.1987) (error not harmless where evidence of remorse excluded).

From these decisions, a Hitchcock error will not be found harmless if the evidence excluded from the jury’s sentencing deliberations by a limiting instruction could have had any effect on the jury’s recommendation. See Skipper v. South Carolina, 476 U.S. 1, 8, 106 S.Ct. 1669, 1673, 90 L.Ed.2d 1 (1986) (Lockett violation not harmless because Court could not “confidently conclude” that the excluded evidence “would have had no effect upon the jury’s deliberations”). In situations where counsel has made a strategic choice not to introduce any mitigating evidence, it is clear that Hitchcock violations are harmless: "Having failed to produce evidence of any nonstatutory mitigating factors, [petitioner] can hardly complain that the trial court restricted the jury’s ability to consider them.” Clark, 834 F.2d at 1570. Likewise, where no true mitigating evidence exists, Hitchcock is not implicated. See, e.g., Demps, 874 F.2d at 1396 (Clark, J., specially concurring) (“Where there is no nonstatutory mitigating evidence there can be no Hitchcock error and harmlessness need not be considered.”).

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Stephen Todd Booker v. Richard L. Dugger, Secretary, Florida Department of Corrections, 922 F.2d 633, 1991 U.S. App. LEXIS 499, 1991 WL 2187 (11th Cir. 1991).

922 F.2d 633 (Stephen Todd Booker v. Richard L. Dugger, Secretary, Florida Department of Corrections) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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