Stehney v. Perry

101 F.3d 925, 1996 WL 690196
CourtCourt of Appeals for the Third Circuit
DecidedDecember 3, 1996
Docket96-5036
StatusUnknown
Cited by1 cases

This text of 101 F.3d 925 (Stehney v. Perry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stehney v. Perry, 101 F.3d 925, 1996 WL 690196 (3d Cir. 1996).

Opinion

OPINION OF THE COURT

SCIRICA, Circuit Judge.

. The National Security Agency revoked Ann Stehney’s security clearance after she refused to submit to a polygraph examination. As a result, the Institute for Defense Analyses terminated her employment. Alleging constitutional and statutory violations, Stehney sought a writ of mandamus- and other appropriate relief. The district court dismissed her suit under Fed.R.Civ.P. 12(b)(1) and 12(b)(6) and Stehney now appeals.

I. Facts and Procedural History

Ann Stehney is a mathematician. In 1982, she left a tenured position at Wellesley College to work for the Institute for Defense Analyses at the Center for Communications Research in Princeton, New Jersey. The Institute is a private think tank that conducts cryptological research — the making and breaking of secret eodes — as a contractor for the National Security Agency, an- agency within the Department of Defense that gathers and protects intelligence information related to national security. To conduct this research, Institute employees like Stehney require access to classified information. Before granting access, NSA conducts a thorough background investigation of each person and makes “an overall common sense determination.” DCID 1/14, Annex A. 1 The NSA background investigation includes a review of personal history, criminal, financial and medical records, and at least one interview. NSA must ensure that access to classified information is “clearly consistent with the national security,” and “any doubt concerning a person’s continued eligibility must be resolved in favor of the national security.” NSA/CSS Reg. 122-06.

In 1982 NSA investigated Stehney and granted her a security clearance. NSA is authorized by statute and regulations to use polygraph examinations as part of its investigations, see 29 U.S.C. § 2006(b) and DCID 1/14 Annex A, and since 1953 has used polygraphs in all investigations of NSA employees. Dep’t. of Defense, The Accuracy and Utility of Polygraph Testing 11 (1984). 2 But in 1982 when Stehney was hired by the Institute, NSA did not ask her to take a polygraph examination because it believed that requiring polygraph examinations might impede recruitment by NSA contractors. Shortly after Stehney was hired, the Department of Defense changed this policy and authorized use of polygraph examinations for all persons with access to classified information, including contractor employees.

In 1989, Stehney signed a Contractor Employee Advisory Handout informing her that she was “subject to an aperiodic review” of her security clearance, that review would be conducted with the aid of a polygraph examination, and that “[failure to consent to an aperiodic polygraph examination may result in denial of continued access” to classified information. 3

*929 In 1992, NSA asked Stehney to submit to a polygraph examination. Stehney refused because she believes polygraph examinations are scientifically unsound and inherently unreliable. NSA revoked Stehney’s security clearance because she refused to take the polygraph examination. Shortly thereafter, the Institute terminated Stehney’s employment because she no longer possessed a security clearance.

After exhausting administrative remedies, Stehney filed suit in the United States District Court for the District of New Jersey against Secretary of Defense William J. Perry, two current and one former NSA administrators, the Institute for Defense Analyses, and its director David Goldschmidt. Steh-ney’s complaint alleged that: NSA failed to follow its binding agency regulations during the security clearance revocation process (Count 1); NSA deprived her of a constitutionally protected interest without due process of law (Count 2); NSA’s requirement that she submit to a polygraph examination violated the Fourth Amendment (Count 3); NSA’s policy of exempting certain.mathematicians from the polygraph requirement denied her equal protection under the law (Count 4); NSA’s and the Institute’s policies requiring polygraph examinations violated New Jersey employment law (Count 5); and the Institute’s failure to assist Stehney in securing an exemption from the polygraph requirement in the same manner it assisted similarly situated male employees violated New Jersey anti-discrimination law (Count 6). Stehney sought a writ of mandamus and other appropriate relief to require NSA to reinstate her clearance or reconsider its revocation and to require the Institute to reinstate her employment.

The district court dismissed Count 1 under Fed.R.Civ.P. 12(b)(1) because Stehney lacked standing, her suit was barred by the political question doctrine and by sovereign immunity, and because she had not met the requirements for a writ of mandamus under 28 U.S.C. § 1361. The district court dismissed Stehney’s constitutional claims in Counts 2, 3, and 4 under Fed.R.Civ.P. 12(b)(6) for failure to state a claim for which relief can be granted. The court dismissed Count 5 because her state law claim was preempted by federal law and declined to exercise supplemental jurisdiction over Count 6 because all federal claims had been dismissed. Stehney v. Perry, 907 F.Supp. 806, (D.N.J.1996). Stehney now appeals the dismissal of Counts I, 2, 4, 5, and 6.

II. Jurisdiction and Standard of Review

We have jurisdiction under 28 U.S.C. § 1291. Although we typically review mandamus decisions for abuse of discretion, we review non-discretionary elements de novo. See Arnold v. BLaST Intermediate Unit 17, 843 F.2d 122 (3d Cir.1988). The remaining issues on appeal are subject to plenary review. Hutchins v. I.R.S., 67 F.3d 40, 42 (3d Cir.1995) (dismissal for standing subject to plenary review); State of New Jersey v. United States, 91 F.3d 463, 466 (3d Cir.1996) (dismissal of political question and dismissal pursuant to Fed.R.Civ.P. 12(b)(6) subject to plenary review); Blanciak v. Allegheny Ludlum Corp., 77 F.3d 690, 694 (3d Cir.1996) (dismissal for sovereign immunity subject to plenary review); Coleman v. Kaye, 87 F.3d 1491, 1497 (3d Cir.1996) (jurisdiction questions subject to plenary review); Susan N. v. Wilson School Dist., 70 F.3d 751, 763 (3d Cir.1995) (dismissal for preemption subject to plenary review).

III.Threshold Issues

A. Standing

The district court dismissed Stehney’s claim that NSA failed to follow its regulations in revoking her security clearance because it found that she lacked standing.

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Related

Stehney v. Perry
101 F.3d 925 (Third Circuit, 1996)

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Bluebook (online)
101 F.3d 925, 1996 WL 690196, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stehney-v-perry-ca3-1996.