Stead v. Curtis

205 F. 439, 123 C.C.A. 507, 1913 U.S. App. LEXIS 1462
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 5, 1913
DocketNo. 1,899
StatusPublished
Cited by1 cases

This text of 205 F. 439 (Stead v. Curtis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stead v. Curtis, 205 F. 439, 123 C.C.A. 507, 1913 U.S. App. LEXIS 1462 (9th Cir. 1913).

Opinion

DIETRICH, District Judge.

The manner in which the questions arise, and the principal facts involved, are disclosed in the original opinion and the opinion upon petition for rehearing (191 Fed. 529, 112 C. C. A. 463); a formal preliminary statement will therefore be dispensed with. Subsequent to the entry of the order denying á rehearing, the court, yielding to the appellants’ insistent claim that their contentions were misunderstood, and that an opportunity should be given for further oral argument, vacated the order and granted a rehearing; the whole case has now been resubmitted.

At the conclusion of a comprehensive summary of the contents of the bill and an analysis of the voluminous brief filed in support of their appeal, the appellants, in their petition for rehearing, assert that the record exhibits “five independent grounds, on each of which and by virtue of the law, the pretended judgment of probate,” to vacate which the suit was brought, should be declared void and set aside. In the main we have chosen to coniine our consideration to these five several grounds, and shall pursue the order in which they are stated and discussed in the petition.

[1] First. The first point is strictly jurisdictional, and is of primary importance; it is the question whether or not, in thq, state of California, a court, in the exercise of its general equity jurisdiction, may set aside a judgment of probate for fraud. For the sake of clearness it may be briefly stated that under the California Constitution of 1849 probate jurisdiction was vested in what were called county courts, and general equity jurisdiction in district courts, and that under the present Constitution both branches of jurisdiction, while remaining distinct, are administered in what are now known as superior courts. In re Davis’ Estate, 136 Cal. 590, 69 Pac. 412. Wc are here concerned only with general equity as distinguished from probate jurisdiction. And as further defining the issue, it is to be noted that it is in no wise affected by the fact that the suit is prosecuted in a federal court; the requisite diversity of citizenship and value of the matter in dispute appearing, it is assumed that the jurisdiction of this court is, in the premises, quite as broad as that of a superior court. The concrete question, therefore, is whether a superior court of the state of California may, [442]*442upon proper application, and in the exercise of. its general equity jurisdiction, vacate a judgment in probate for fraud.

It is conceded to be a universal rule that in the absence of statutory authority equity does not set aside judgments of any kind for intrinsic fraud, and a general rule, that it will lay hold of and nhllify judgments for extrinsic fraud. To this latter general rule, however, judgments in probate as a class constitute a widely recognized exception. The principle was stated in our opinion upon the former hearing (191 Fed. 534, 112 C. C. A. 463), and we then also held that in the California courts it was recognized as a part of the local law. Case of Broderick's Will, 21 Wall. 503, 22 L. Ed. 599; State v. McGlynn, 20 Cal. 233, 81 Am. Dec. 118. Upon further consideration, we find no reason to recede from this .conclusion. We are unable to yield to the view that only intrinsic and not extrinsic fraud was considered in the Mc-Glynn Case. . The court entered upon an elabórate discussion, not of a general rule, but of an exception thereto, and if only intrinsic fraud was thought to be involved, the discussion was wholly gratuitous, for there was no contention, and probably could be none, that any judgment' would be set aside for intrinsic fraud. In the concluding part of the opinion the court uses the following language:

“At the present day, it would not be a greater assumption to deny the general rule that courts of chancery may set aside judgments procured by fraud, than to deny the exception to that rule in the case of probate decrees.”

Surely by “fraud,” as the term is here employed, only fraud extrimsic was meant, for admittedly there was not then, nor has there ever been, any rule that courts of chancery will set aside judgments of any character for fraud intrinsic. While it may be conceded that in no subsequent decision has the California court expressed a wholehearted approval of the doctrine of this case, and upon the other hand has shown a disposition to limit its application to judgments admitting wills to probate, so far as we have been able to discover, the decision has never been modified or criticised, and must therefore be accepted as an authoritative declaration of the existing local law. Certain cases, of which Olivas v. Olivas, 61 Cal. 382, Baker v. O’Riordan, 65 Cal. 368, 4 Pac. 232, Sohler v. Sohler, 135 Cal. 323, 67 Pac. 282, 87 Am. St. Rep. 98, and Bacon v. Bacon, 150 Cal. 477, 89 Pac. 317, are representative, may, upon first glance, appear to be to the contrary, but upon analysis it will be seen that they do not extend to the probate of wills at all, but establish the rule only that where a decree of distribution is procured by fraud a court of equity will defeat the wrongdoer by impressing upon the property wrongfully distributed a trust in favor of the rightful heir or devisee. That this rule is not necessarily in conflict with the doctrine of the McGlynn Case is made plain by the following extract from the opinion in Bacon v. Bacon, supra:

“It is urged, with, respect to the jurisdiction, that decrees of distribution, being a part of the same probate proceeding as the decree probating the will, must be governed by the same rule, and that, as in State v. McGlynn, 20 Cal. 234, 262, 81 Am. Dec. 118, and Kieley v. McGlynn (Broderick’s Will), 88 U. S. (21 Wall.) 503, 22 L. Ed. 599, it was decided that decrees probating wills are not subject to review in equity for fraud or mistake, it would follow that a decree of distribution cannot be so reviewed. In view of the decisions we [443]*443have cited to the contrary, this proposition is clearly untenable. Furthermore, the rule denying such power to review the probate of a will, while it is declared by the above decisions, and perhaps by the greater number of decisions elsewhere, is universally admitted to be an exception to the general rule that all final judgments are subject to such attack. The reasons given in support of the exception are generally declared in the opinions to be unsatisfactory and illogical, and the discussions usually end with the statement that, whether for good reasons or not, tile exception is firmly established, and upon that ground must lie adhered to. An exception so poorly supported by reason should not be extended to a new class of eases.” See, also, Tracy v. Muir, 151 Cal. 363, 90 Pac. 832, 121 Am. St. Rep. 117.

But the contention pressed by appellants with the greatest confidence is that the rule of the McGlynn Case, assuming that we have rightly interpreted that decision, has been abrogated' by express statute. While discussed in the opinion on petition for rehearing, the point escaped notice in our Original opinion, and we therefore consider it anew. The contention rests upon the assumption that section 4 of an act approved March 3, 1862 (Stats. Cal. 1862, p. 27; Hittell’s General Laws of California, p. 358), is a part of the existing statutory law of California, and is valid. The section reads as follows:

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Bluebook (online)
205 F. 439, 123 C.C.A. 507, 1913 U.S. App. LEXIS 1462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stead-v-curtis-ca9-1913.