State v. Wray

698 S.E.2d 137, 206 N.C. App. 354, 2010 N.C. App. LEXIS 1562
CourtCourt of Appeals of North Carolina
DecidedAugust 17, 2010
DocketCOA09-304
StatusPublished
Cited by13 cases

This text of 698 S.E.2d 137 (State v. Wray) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Wray, 698 S.E.2d 137, 206 N.C. App. 354, 2010 N.C. App. LEXIS 1562 (N.C. Ct. App. 2010).

Opinions

BEASLEY, Judge.

John Wray, Jr. (Defendant) appeals from judgment entered on convictions of possession with intent to sell or deliver cocaine, and having attained habitual felon status. We reverse and remand.

[355]*355Defendant was arrested in May 2007 for possession with intent to sell or deliver cocaine and sale of cocaine, both offenses alleged to have occurred on 27 September 2006. On 16 July 2007 a Cleveland County Grand Jury indicted him for these offenses and for habitual felon status. Pretrial hearings were conducted on 6 November 2007, 8 January 2008, 5 February 2008, 16 April 2008, and 6 June 2008. Defendant was tried at the 14 July 2008 Criminal Session of Superior Court in Cleveland County, North Carolina. On 15 July 2008 the jury returned a verdict of guilty of possession with intent to sell or deliver cocaine, but was unable to reach a verdict on the sale charge. On 16 July 2008 Defendant was found to have attained habitual felon status. He was sentenced to a term of 136 to 173 months in prison.

Jurisdiction and Standard of Review

After the verdicts were announced, Defendant gave notice of appeal in open court and proper appellate entries were made. An appellate defender was appointed by the trial court to represent Defendant on 22 July 2008. Appellate counsel timely prepared and filed the record on appeal and the briefs in this matter.

This court has jurisdiction over this matter based upon N. C. Gen. Stat. § 15A-979(b). The chief ground of appeal in this matter concerns the trial court’s finding that Defendant had forfeited his right to counsel at trial and was required to represent himself. The State argues that the court lacks jurisdiction to hear this issue under the Rules of Appellate Procedure because the matter was not preserved by timely objection to the court’s order by Defendant under N.C. R. App. P. 10 (b)(1). “In order to preserve a question for appellate review, a party must have presented to the trial court a timely request, objection or motion[.]” N.C. R. App. P. 10 (b)(1). The State asserts that under State v. Garcia, 358 N. C. 382, 410, 597 S.E.2d 724, 745 (2004), even “structural errors” must be preserved. Id. at 411, 597 S.E.2d at 745.

For reasons discussed hereinafter, we disagree with the State’s position that Defendant was required to object to the court’s ruling that Defendant forfeited his right to counsel. As such, we proceed to the merits of Defendant’s appeal.

In effect, the State’s position would mandate that a defendant, representing himself, would have to object to a trial court’s ruling as to the right to counsel, and then represent himself. For a defendant who is exhibiting characteristics of mental illness, this requires a depth of intellectual prowess which a defendant would be unlikely to [356]*356possess. Thus, the State’s position is impractical and would prevent review by this State’s appellate courts of a trial court’s decision to deny appointed counsel, even though the right to counsel is a fundamental right under the Sixth Amendment of the United States Constitution and the North Carolina Constitution. See State v. James, 111 N.C. App. 785, 789, 433 S.E.2d 755, 757 (1993) (right to counsel is a fundamental right).

Given the procedural posture of this case, and the timing of the United States Supreme Court’s decision in Indiana v. Edwards 554 U.S. 164, 171 L. Ed. 2d 345 (2008), discussed infra, N.C. Gen. Stat. § 15A-1446(d)(19) (2007) of our General Statutes specifically allows review of this issue presented in this appeal. The holding of Edwards applies retroactively to the case sub judice, because this appeal is before us on direct review. State v. Zuniga, 336 N.C. 508, 513, 444 S.E.2d 443, 446 (1994); see Teague v. Lane, 489 U.S. 288, 103 L. Ed. 2d 334 (1989). Although it is not impossible, it is unlikely that the trial court applied Edwards in this case, even though Edwards was decided about a month before Defendant’s trial. As a result, we assume that the trial court and Defendant were unaware of the significance of Edwards to the proceedings below. Moreover, we need not speculate as to whether the trial court correctly applied the pre-Edwards standards, because this proceeding was tried post-Edwards and Edwards is controlling.

Where significant changes in the law occur during the pendency of a trial, Rule.10 (b)(1) of the N. C. Rules of Appellate Procedure permits review of issues that “by rule or law [are] deemed preserved”. N.C. R. App. P. 10(b)(1). Section 15A-1446(d)(19) allows for appellate review of a trial court’s order where “[a] significant change in law, either substantive or procedural, applies to the proceeding leading to the defendant’s conviction or sentence and retroactive application of the changed legal standard is required.” N.C. Gen. Stat. § 15A-1446(d)(19). The State’s argument that this Court should not review Defendant’s assignment of error on this issue because the Defendant failed to object is overruled.

Because our analysis involves a question of law under section 15A-1446(d), we review this issue de novo. See Piedmont Triad Reg’l Water Auth. v. Sumner Hills, Inc., 353 N.C. 343, 348, 543 S.E.2d 844, 848 (2001) (“It is well settled that de novo review is ordinarily appropriate in cases where constitutional rights are implicated.”); Carson v. Carson, — N.C. App. —, — 680 S.E.2d 885,888 (2009) (matters of law reviewed de novo).

[357]*357Defendant argues on appeal that the trial court erred by ruling that he had “forfeited” his right to representation by counsel, on the grounds that there was evidence that Defendant was not competent to represent himself. We agree.

Resolution of the issues raised on appeal requires consideration of the right to counsel, waiver of the right to counsel, forfeiture of the right to counsel, competence to waive the right to counsel, and competence to proceed without counsel.

“The right to counsel is guaranteed by the Sixth and Fourteenth Amendments of the United States Constitution and Article I of the North Carolina Constitution. A part of this right includes the right of an indigent defendant to appointed counsel. N.C. Gen. Stat. § 7A-450 [(2007)].” State v. Montgomery, 138 N.C. App. 521, 524, 530 S.E.2d 66, 68 (2000) (citing State v. McFadden, 292 N.C. 609, 234 S.E.2d 742 (1977), and Gideon v. Wainwright, 372 U.S. 335, 9 L. Ed. 2d 799 (1963)). In certain situations a defendant may lose this right:

Although the loss of counsel due to defendant’s own actions is often referred to as a waiver of the right to counsel, a better term to describe this situation is forfeiture.

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Cite This Page — Counsel Stack

Bluebook (online)
698 S.E.2d 137, 206 N.C. App. 354, 2010 N.C. App. LEXIS 1562, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-wray-ncctapp-2010.