State v. Wallace

480 S.E.2d 673, 345 N.C. 462, 1997 N.C. LEXIS 17
CourtSupreme Court of North Carolina
DecidedFebruary 10, 1997
Docket76PA96
StatusPublished
Cited by10 cases

This text of 480 S.E.2d 673 (State v. Wallace) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Wallace, 480 S.E.2d 673, 345 N.C. 462, 1997 N.C. LEXIS 17 (N.C. 1997).

Opinion

MITCHELL, Chief Justice.

Defendant, Enos Lee Wallace, was indicted for first-degree murder on 1 July 1991. A proposed plea bargain by which defendant would plead guilty to second-degree murder was rejected by Judge Beverly T. Beal on 11 October 1991. Defendant was tried at the 2 March 1992 Criminal Session of Superior Court, Mecklenburg County, Judge Claude S. Sitton presiding, and was found guilty by the jury. After a capital sentencing proceeding, the jury was unable to reach unanimous agreement as to a recommendation for punishment. Judge Sitton therefore imposed a sentence of life imprisonment as required by law. The Public Defender’s Office was appointed to per- *464 feet the appeal, but no appeal was filed. On 22 January 1996, Judge Chase Saunders appointed defendant’s present attorney to petition this Court for a writ of certiorari. On 4 April 1996, this Court allowed defendant’s petition for a writ of certiorari.

The State’s evidence tended to show inter alia that on 1 June 1991, John Tyson and defendant, who were neighbors, fought at Tyson’s home. Roberta Bryant testified that she was living in the other half of Tyson’s duplex in June 1991. She first saw the victim, Tyson, at about 12:30 p.m. when he was standing outside talking to his son. She next saw the victim when he was standing by his car. Defendant was with the victim, and Minnie Bell was standing on the other side of the victim’s car. Tyson and defendant were arguing. This lasted a few minutes and was followed by a scuffle during which both Tyson and defendant fell into a nearby bush. Tyson said, “Look what you done; you tore my badge off [meaning Tyson’s ID tag].” Defendant’s brother came upon the scene, and defendant threw a malt liquor beer bottle which hit his brother. Defendant and Tyson then continued their argument, while defendant’s brother tried to break it up by telling defendant to leave the victim alone.

Tyson went into his apartment and appeared on his porch carrying a hammer. The scuffle between defendant and Tyson then began again. Defendant told Tyson, “Man, I’m going to prove to you you’ll die today; I’ll be back.” Bryant chatted with the victim for a short while, and then both of them went back into their respective homes.

About ten minutes later, as Bryant stood at her screen door, she saw defendant running back up the sidewalk. She could see that defendant had a small black pistol in his hand. Defendant was heading directly towards the victim’s home. Bryant heard two shots. As defendant reached the front steps of the victim’s apartment, Bryant closed her front door. She heard two more shots followed by the slam of a screen door. Bryant then went outside and saw Tyson lying in Minnie Bell’s yard.

In an assignment of error, defendant contends that the trial court committed prejudicial error by refusing to enforce the proposed plea agreement by which defendant was to plead guilty to second-degree murder and receive a sentence of twenty years’ imprisonment. Defendant argues that Judge Beal was bound by his initial concurrence in this particular plea arrangement because no inconsistent information had been presented and because defendant had tendered *465 a plea of guilty in reliance on the plea arrangement. Defendant further argues that his subsequent prosecution violated the prohibition against double jeopardy.

N.C.G.S. § 15A-1021(c) provides:

If the parties have reached a proposed plea arrangement in which the prosecutor has agreed to recommend a particular sentence, they may, with the permission of the trial judge, advise the judge of the terms of the arrangement and the reasons therefor in advance of the time for tender of the plea.... The judge may indicate to the parties whether he will concur in the proposed disposition. The judge may withdraw his concurrence if he learns of information not consistent with the representations made to him.

N.C.G.S. § 15A-1021(c) (1988) (emphasis added). There is no absolute right to have a tendered guilty plea accepted. State v. Collins, 300 N.C. 142, 148, 265 S.E.2d 172, 176 (1980). A plea agreement involving a sentence recommendation by the State must first have judicial approval before it can be effective; it is merely an executory agreement until approved by the court. N.C.G.S. § 15A-1023(b) (1988); State v. Hudson, 331 N.C. 122, 148, 415 S.E.2d 732, 746 (1992), cert. denied, 506 U.S. 1055, 122 L. Ed. 2d 136 (1993).

A review of the transcript in this case tends to show the following: On 11 October 1991, the prosecutor and defense counsel appeared before Judge Beal in chambers to discuss a proposed plea arrangement for defendant. The proposed arrangement was that defendant would plead guilty to second-degree murder and receive a sentence of twenty years. Judge Beal asked for a factual statement, and the prosecutor gave it to him. The prosecutor added that the parties had previously conferred with Judge Fulton on 27 September 1991, at which time a twenty-year sentence had also been offered.

Judge Beal, the prosecutor, and defendant’s counsel returned to open court, where the judge proceeded to ask defendant the usual questions when taking a guilty plea. The prosecutor then gave a summary of the evidence. During this recitation, the prosecutor mentioned for the first time that witnesses to the crime had stated that the victim was inside his house when defendant approached, firing his gun towards the front door. At least two of the shots went through the front door, one of them hitting the victim while he was inside. Upon hearing this evidence for the first time, Judge Beal held an *466 unrecorded conference with counsel at the bench and thereafter went on the record as follows:

I have heard the factual basis which has been stated by the State in regard[] to this case, but it is the opinion of the Court that the factual basis of that is such that I cannot accept this plea to [second-]degree murder, and I will reject the plea and order the case be continued.

On 21 November 1991, the parties appeared before Judge Shirley L. Fulton, at which time defendant’s counsel stated that the parties had appeared on 5 November 1991 before Judge Marvin Gray, who stated he would agree to sentence defendant to fifty years. Defendant declined the offer. Defense counsel told Judge Fulton that Judge Fulton had earlier indicated that she would sentence defendant to twenty years, and argued that defendant now stood in double jeopardy. Judge Fulton ruled that, with regard to the proposed plea arrangement, there was no agreement binding upon Judge Beal and defendant and refused to allow defendant to plead guilty to second-degree murder and to sentence him to twenty years’ imprisonment.

Finally, on 18 February 1992, the parties appeared before Judge Sitton, who was to preside over the trial of the case, which was to be tried as a capital first-degree murder. Defendant’s counsel stated to Judge Sitton that the basis upon which Judge Beal had rejected the plea arrangement was that the victim had been shot through his front screen door.

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Bluebook (online)
480 S.E.2d 673, 345 N.C. 462, 1997 N.C. LEXIS 17, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-wallace-nc-1997.