State v. Vestal

509 S.E.2d 249, 131 N.C. App. 756, 1998 N.C. App. LEXIS 1563
CourtCourt of Appeals of North Carolina
DecidedDecember 29, 1998
DocketNo. COA97-554
StatusPublished
Cited by2 cases

This text of 509 S.E.2d 249 (State v. Vestal) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Vestal, 509 S.E.2d 249, 131 N.C. App. 756, 1998 N.C. App. LEXIS 1563 (N.C. Ct. App. 1998).

Opinions

MARTIN, Mark D., Judge.

The State of North Carolina appeals from order dismissing with prejudice the case against defendant charged with conspiracy to deliver marijuana.

[757]*757At trial, after the jury had been empaneled and sworn, and subsequent to presentation of the State’s case, the trial court, sua sponte, dismissed the case against defendant with prejudice on the ground that the High Point Police Department had “violat[ed] a trial court order without court approval,” by using drugs in an undercover operation which had been forfeited in a prior case and were awaiting destruction.

As a preliminary matter, the State asserts the rule against double jeopardy, Fifth Amendment to the United States Constitution and the “law of the land” clause of Article I, § 19 of the North Carolina Constitution, does not bar the State, on appeal, from seeking reversal of the trial court’s order of dismissal with prejudice. We disagree.

The right to appeal in a criminal proceeding is purely statutory. Abney v. United States, 431 U.S. 651, 656, 52 L. Ed. 2d 651, 658 (1977). The State may not appeal a judgment in favor of a criminal defendant in the absence of a statute “clearly conferring that right.” State v. Dobson, 51 N.C. App. 445, 446, 276 S.E.2d 480, 481 (1981). Statutes authorizing appeal by the State in a criminal proceeding are “strictly construed” and “may not be enlarged” by this Court. Id. at 447, 276 S.E.2d at 482.

, N.C. Gen. Stat. § 15A-1445(a) (1997) provides the State may appeal an order dismissing a criminal charge “[ujnless the rule against double jeopardy prohibits further prosecution.” State v. Priddy, 115 N.C. App. 547, 550, 445 S.E.2d 610, 613, disc. review denied, 337 N.C. 805 (1994). Because the rule against double jeopardy precludes further prosecution in the present case, the State’s appeal must be dismissed.1

The United States Supreme Court has articulated one aspect of the underlying rationale of the Double Jeopardy Clause of the United States Constitution as follows:

[758]*758The underlying idea, one that is deeply ingrained in at least the Anglo-American system of jurisprudence, is that the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.

United States v. Green, 355 U.S. 184, 187-188, 2 L. Ed. 2d 199, 204 (1957).

This salutory principle was later relied on in United States v. Jenkins, 420 U.S. 358, 43 L. Ed. 2d 250 (1975), overruled by, United States v. Scott, 437 U.S. 82, 57 L. Ed. 2d 65, reh’g denied, 439 U.S. 883, 58 L. Ed. 2d 197 (1978), where the Court held that a dismissal occurring at the stage of the proceeding after jeopardy had attached but prior to the factfinder’s conclusion as to guilt or innocence, barred the State from appealing, as the appeal would require further proceedings leading to a factual resolution of the issue of guilt or innocence. Id. at 369-370, 43 L. Ed. 2d at 259.

In Scott, 437 U.S. 82, 57 L. Ed. 2d 65, the United States Supreme Court, overturning Jenkins, relaxed its application of this principle and stated that when a defendant takes an active role in the trial court’s dismissal of the indictment, the State is not necessarily precluded from appealing the dismissal. In so holding, the Court concluded that:

the defendant, by deliberately choosing to seek termination of the proceedings against him on a basis unrelated to factual guilt or innocence of the offense of which he is accused, suffers no injury cognizable under the Double Jeopardy Clause if the Government is permitted to appeal from such a ruling of the trial court in favor of the defendant.... Rather, we conclude that the Double Jeopardy Clause, which guards against Governmental oppression, does not relieve a defendant from the consequences of his voluntary choice ....
[759]*759... No interest protected by the Double Jeopardy Clause is invaded when the Government is allowed to appeal and seek reversal of such a midtrial termination of the proceedings in a manner favorable to the defendant.

Id. at 99-100, 57 L. Ed. 2d at 79-80 (1978) (emphasis added).

In State v. Priddy, 115 N.C. App. 547, 445 S.E.2d 610, this Court followed the Scott reasoning and rejected defendant’s argument that the rule against double jeopardy precluded his re-trial for habitual driving while impaired. In that case, the trial court dismissed the charge, upon defendant’s motion, on the ground that it had no jurisdiction — a matter “entirely unrelated to the sufficiency of evidence as to any element of the offense or to defendant’s guilt or innocence.” Id. at 551, 445 S.E.2d at 613.

Scott and Priddy mandate the rule against double jeopardy will not bar an appeal by the government where the defendant took an active role in the dismissal, because defendant essentially chose to end the trial and cannot later complain that he was “deprived of his ‘valued right to have his trial completed by a particular tribunal.’ ” Scott, 437 U.S. at 99-100, 57 L. Ed. 2d at 80 (quoting United States v. Jorn, 400 U.S. 470, 484, 27 L. Ed. 2d 543, 556 (1971)); State v. Priddy, 115 N.C. App. at 551, 445 S.E.2d at 613. Put simply, the Double Jeopardy Clause “does not relieve a defendant from the consequences of his voluntary choice.” Scott, 437 U.S. at 99, 57 L. Ed. 2d at 79.

In United States v. Dahlstrum, 655 F.2d 971 (9th Cir. 1981), cert. denied, 455 U.S. 928, 71 L. Ed. 2d 472 (1982), the government appealed from the trial court’s dismissal of an indictment on grounds apart from guilt or innocence. Id. at 973. During presentation of the government’s case, the trial court became concerned that a government agency had abused its power. Id. When the government called a witness in an attempt to eliminate the trial court’s concern, the court grew increasingly disturbed and ordered another witness to appear to help explain the agency’s practices and procedures. Id. On the basis of this testimony, the trial court orally dismissed the indictment against the defendant because of “governmental misconduct.” Id. In dismissing the appeal, the 9th Circuit stated

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Bluebook (online)
509 S.E.2d 249, 131 N.C. App. 756, 1998 N.C. App. LEXIS 1563, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-vestal-ncctapp-1998.