State v. Vasquez

148 Wash. 2d 303
CourtWashington Supreme Court
DecidedDecember 19, 2002
DocketNo. 71984-5
StatusPublished
Cited by39 cases

This text of 148 Wash. 2d 303 (State v. Vasquez) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Vasquez, 148 Wash. 2d 303 (Wash. 2002).

Opinions

Bridge, J.

Petitioner, Ramiro Vasquez, seeks review of his conviction for driving while under the influence and possession of cocaine. In an administrative license suspension hearing that preceded Vasquez’s criminal prosecution, a hearing officer found that the arresting officer did not have probable cause to stop Vasquez. Vasquez argues that [306]*306in the subsequent criminal prosecution the State was collaterally estopped from revisiting the issue of probable cause and, therefore, his criminal conviction should be dismissed. We disagree.

I

Quincy Police Sergeant Scott Jones observed two vehicles making simultaneous u-turns at 1:50 a.m. on April 2, 2000. One of the vehicles drove up along the curb, kicking up debris. Sergeant Jones followed this car and paced it at 38 mph, which is above the posted speed limit of 25 mph. Once the vehicle stopped and parked in a Jackpot parking lot, Sergeant Jones contacted the vehicle and its occupants.

Vasquez was the driver of the vehicle. Sergeant Jones smelled alcohol on Vasquez and noticed that his eyes were bloodshot and watery. Sergeant Jones also saw a partially consumed six-pack of beer at the feet of the front seat passenger. After being questioned, Vasquez acknowledged that he had consumed two or three beers. Sergeant Jones then asked Vasquez to step from the vehicle for field sobriety tests, which Vasquez did. A portable breath test that measures alcohol concentration was administered on Vasquez. His breath-alcohol content was measured at .141. Since this measurement is above the legal limit of .08 and was taken within two hours after driving, Sergeant Jones arrested Vasquez for driving under the influence. 1 Prior to his placement in a holding cell at the police department, a search incident to arrest was conducted on Vasquez’s person. Sergeant Jones found two folded one dollar bills containing a white powder that field-tested positive for cocaine. Following the search, Vasquez was charged with driving while under the influence (DUI) and possession of cocaine.

[307]*307An administrative license revocation hearing was conducted before the conclusion of Vasquez’s criminal prosecution. The hearing officer found that the evidence admitted “fail[ed] to establish there existed sufficient reason to stop Mr. Vasquez’[s] vehicle in the first instance.”2 Therefore, an order of dismissal was entered in favor of Vasquez. At the subsequent criminal prosecution, Vasquez moved to dismiss the criminal charges, arguing that the trial court was estopped from revisiting the question of probable cause. Vasquez also claimed, assuming arguendo collateral estop-pel did not apply, that Sergeant Jones still did not have probable cause to stop Vasquez. The trial court denied Vasquez’s motion to dismiss. Subsequently, Vasquez orally waived his right to a jury trial. The trial court found Vasquez guilty as charged.

Vasquez appealed his conviction to Division Three of the Court of Appeals, raising three issues: (1) collateral estop-pel based on a finding by the administrative hearing officer, (2) lack of probable cause to stop, and (3) insufficiency of oral waiver of trial by jury.3 The Court of Appeals affirmed the trial court’s decision.4 Vasquez petitioned to this court on a single issue for discretionary review—whether the probable cause determination in his license suspension hearing collaterally estopped the superior court from revisiting the same issue in the criminal prosecution. We granted Vasquez’s petition for review.5

II

Collateral Estoppel

The doctrine of collateral estoppel is founded on the Fifth Amendment’s guaranty against double jeopardy. State [308]*308v. Williams, 132 Wn.2d 248, 253, 937 P.2d 1052 (1997). Under this doctrine, when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot be relitigated between the same parties in any future litigation. Id. at 253-54 (citing Ashe v. Swenson, 397 U.S. 436, 443, 90 S. Ct. 1189, 25 L. Ed. 2d 469 (1970)). The party asserting collateral estoppel bears the burden of proving:

“(1) the issue decided in the prior adjudication is identical with the one presented in the second action; (2) the prior adjudication must have ended in a final judgment on the merits; (3) the party against whom [collateral estoppel] is asserted was a party or in privity with the party to the prior adjudication; and (4) application of the doctrine does not work an injustice.”

Thompson v. Dep’t of Licensing, 138 Wn.2d 783, 790, 982 P.2d 601 (1999) (quoting Nielson v. Spanaway Gen. Med. Clinic, Inc., 135 Wn.2d 255, 262-63, 956 P.2d 312 (1998)).

Vasquez has met the first three requirements of collateral estoppel. The issue of probable cause was adjudicated in the administrative license suspension hearing as well as being presented as an issue in the criminal prosecution. The administrative license suspension hearing ended in a final judgment on the merits. And, Vasquez and the State were both parties in the suspension hearing and criminal prosecution.

The fourth requirement of collateral estoppel, whether the application of the doctrine works an injustice, is the focus of this case.

Collateral Estoppel: Injustice Prong

In Thompson, we resolved an apparent discord in our cases on the meaning of the injustice prong of the collateral estoppel doctrine. 138 Wn.2d at 795. The injustice element is “most firmly rooted in procedural unfairness.. .. ‘Washington courts look to whether the parties to the earlier proceeding received a full and fair hearing on the issue in question.’ ” Id. at 795-96 (quoting In re Marriage of [309]*309Murphy, 90 Wn. App. 488, 498, 952 P.2d 624 (1998)). In previously decided cases, we have noted the “unfairness of permitting an adjudication in an informal administrative setting, for example, to bar later criminal prosecutions.” Id. at 796. The injustice factor recognizes the significant role of public policy. Williams, 132 Wn.2d at 257. Thus, we may qualify or reject collateral estoppel when its application would contravene public policy. State v. Dupard, 93 Wn.2d 268, 275-76, 609 P.2d 961 (1980).

The question whether determinations made in an administrative license suspension hearing should bar relitigation of those determinations in subsequent criminal prosecutions is a case of first impression in Washington. However, other states have addressed this specific question and have ruled it does not.

In State v. Higa, 79 Haw. 1, 897 P.2d 928 (1995),6 the Supreme Court of Hawaii declined to give license suspension hearings preclusive effect.

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148 Wash. 2d 303, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-vasquez-wash-2002.