State v. Vasquez

34 P.3d 1255
Court of Appeals of Washington·Decided November 27, 2001·No. 19493-1-III·Published·Cited by 34 cases

Opinion

34 P.3d 1255 (2001)
109 Wash.App. 310

STATE of Washington, Respondent,
v.
Ramiro Corona VASQUEZ, Appellant.

No. 19493-1-III.

Court of Appeals of Washington, Division 3.

November 27, 2001.

*1257 Paul J. Wasson, Spokane, for appellant.

Edward A. Owens, Deputy Prosecuting Atty., Ephrata, for respondent.

*1256 SWEENEY, J.

Collateral estoppel precludes relitigation of an issue already decided. The doctrine reflects our legal system's emphasis on finality. State v. Barnes, 85 Wash.App. 638, 652-53, 932 P.2d 669 (1997). Here, a Department of Licensing hearing officer concluded that a Quincy police sergeant did not have probable cause to stop Ramiro Vasquez for speeding. Mr. Vasquez was charged with driving while under the influence and possession of cocaine after the officer searched him incident to the arrest.

The primary question before us is whether the Department of Licensing hearing officer's conclusion that the sergeant did not have probable cause to stop Mr. Vasquez collaterally estops a superior court from revisiting that same issue in a later trial for possession of cocaine and driving under the influence. We conclude that it does not.

We also reject Mr. Vasquez's challenge to the court's finding of probable cause and his challenge to the validity of his jury waiver. We therefore affirm the judgment of the trial court.

FACTS

Quincy Police Sergeant Scott Jones saw two cars make u-turns at the same time. One of the cars drove along the curb and kicked up debris. He followed the vehicle and paced it traveling above the posted limit of 25 mph. He stopped the car.

Ramiro Vasquez was the driver. Sergeant Jones smelled alcohol and noticed that Mr. Vasquez's eyes were glazed and red. He also saw a partially consumed six-pack of beer. Mr. Vasquez acknowledged that he had been drinking. Sergeant Jones administered a portable breath test that measured Mr. Vasquez's alcohol concentration at .141. A person is guilty of driving under the influence if he or she has an alcohol concentration of .08 or higher within two hours after driving. RCW 46.61.502.

Sergeant Jones arrested Mr. Vasquez for driving under the influence. He later searched Mr. Vasquez and found two folded dollar bills containing a white powder that field-tested positive for cocaine.

Mr. Vasquez was charged with possession of cocaine and driving while under the influence (DUI).

At an administrative license suspension hearing, a hearing officer concluded that Sergeant Jones did not have probable cause to stop Mr. Vasquez.

Armed with that decision, Mr. Vasquez moved to dismiss his criminal charges arguing *1258 that the trial judge was estopped from revisiting the question of probable cause. He also argued that Sergeant Jones lacked probable cause, anyway. The court denied his motion. Mr. Vasquez then waived his right to a jury trial. The court found him guilty as charged.

COLLATERAL ESTOPPEL— PROBABLE CAUSE

STANDARD OF REVIEW

Whether the court is collaterally estopped from deciding an issue is a question of law. Our review is then de novo. Resolution Trust Corp. v. Keating, 186 F.3d 1110, 1114 (9th Cir.1999). The burden of proof is on the party asserting collateral estoppel. McDaniels v. Carlson, 108 Wash.2d 299, 303, 738 P.2d 254 (1987).

PURPOSE OF COLLATERAL ESTOPPEL RULE

Collateral estoppel, in a criminal setting, stems from the Fifth Amendment's protection against double jeopardy. State v. Williams, 132 Wash.2d 248, 253-54, 937 P.2d 1052 (1997).

The purpose of collateral estoppel is to "prevent relitigation of already determined causes, curtail multiplicity of actions, prevent harassment in the courts, inconvenience to the litigants, and judicial economy." State v. Dupard, 93 Wash.2d 268, 272, 609 P.2d 961 (1980). It does this, of course, by prohibiting the relitigation of questions already resolved by final judgment between the same parties. Williams, 132 Wash.2d at 253-54, 937 P.2d 1052.

THE TEST

The test for collateral estoppel is well settled. The party asserting the doctrine must show that:

"(1) the issue decided in the prior adjudication is identical with the one presented in the second action; (2) the prior adjudication must have ended in a final judgment on the merits; (3) the party against whom the plea is asserted was a party or in privity with the party to the prior adjudication; and (4) application of the doctrine does not work an injustice."

Thompson v. Dep't of Licensing, 138 Wash.2d 783, 790, 982 P.2d 601 (1999) (quoting Nielson v. Spanaway Gen. Med. Clinic, Inc., 135 Wash.2d 255, 262-63, 956 P.2d 312 (1998)).

Mr. Vasquez meets the first three requirements. Our decision turns on whether application of the doctrine here works an injustice.

INJUSTICE/PUBLIC POLICY

The injustice element recognizes the significant role that public policy plays in deciding whether to preclude relitigation of a question based on collateral estoppel. Williams, 132 Wash.2d at 257, 937 P.2d 1052. And therefore application of the doctrine of collateral estoppel often turns on public policy questions. Dupard, 93 Wash.2d at 275-76, 609 P.2d 961 ("The doctrine may be qualified or rejected when its application would contravene public policy.").

Civil proceedings, including administrative hearings, may bar criminal prosecutions on grounds of collateral estoppel. See Williams, 132 Wash.2d at 254, 937 P.2d 1052; Dupard, 93 Wash.2d at 275, 609 P.2d 961; see also Yates v. United States, 354 U.S. 298, 335-36, 77 S.Ct. 1064, 1 L.Ed.2d 1356 (1957), overruled on other grounds by Burks v. United States, 437 U.S. 1, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978). But Washington courts have not applied collateral estoppel to future criminal prosecutions. Williams, 132 Wash.2d at 254, 937 P.2d 1052; State v. Gary J.E., 99 Wash.App. 258, 263, 991 P.2d 1220, review denied, 141 Wash.2d 1020, 10 P.3d 1074 (2000).

Washington has not, however, addressed the specific question here—whether an administrative license suspension hearing should bar relitigation of issues in subsequent criminal prosecutions. Other states have addressed the question. And all have refused to bar criminal prosecutions based on earlier administrative rulings. See State v. Higa, 79 Hawai`i 1, 897 P.2d 928, 936-37 (1995) (court held collateral estoppel did not bar criminal prosecution because there

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