State v. Todd

654 S.W.2d 379, 1983 Tenn. LEXIS 687
CourtTennessee Supreme Court
DecidedJuly 25, 1983
StatusPublished
Cited by44 cases

This text of 654 S.W.2d 379 (State v. Todd) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Todd, 654 S.W.2d 379, 1983 Tenn. LEXIS 687 (Tenn. 1983).

Opinions

OPINION

COOPER, Justice.

In this appeal the state challenges the holding of the Court of Criminal Appeals that defendant’s second degree murder conviction violated the constitutional prohibition against double jeopardy. The conviction was from the death of defendant’s nineteen month old stepson which resulted from a head injury inflicted by defendant.

Defendant was indicted for second degree murder. An agreement was entered with the state in which defendant was to plead guilty to voluntary manslaughter with a sentence of not less than three years or more than ten years. The plea agreement, defendant’s motion that the plea be accepted, and a recommendation by the district attorney that the charge be reduced to voluntary manslaughter because of the state’s inability to prove malice were submitted to the trial court. The trial judge announced that he had read the submitted documents and would “go along with reduction of the sentence to voluntary manslaughter, but ... not with the punishment on plea negotiation.”

[381]*381After renegotiation the plea was resubmitted with a recommended punishment of four to ten years, the statutory maximum for voluntary manslaughter. T.C.A. §§ 39-2-222, 40-20-107(a). The judge still considered the tendered punishment to be unacceptable. When he was informed that the proffered punishment was the maximum permitted by law the judge rejected the plea agreement and ordered defendant to stand trial for second degree murder.

During the plea hearing the judge had signed an order reducing the charge against defendant to voluntary manslaughter. The order was not entered on the minutes of the court, but was given to the district attorney general and the trial judge “tum[ed] the whole thing down.” On the day of the trial, the defendant moved to have the district attorney general file the order so that it could be included in and made a part of the record in this cause. Several months later, and after defendant’s notice of appeal had been filed, the trial judge granted the motion and entered an order nunc pro tunc as of the trial date.

Defendant insisted, and the Court of Criminal Appeals agreed, that he had been placed in jeopardy on the voluntary manslaughter charge and could not thereafter be tried for second degree murder. The court held that the trial judge accepted defendant’s plea to the voluntary manslaughter charge when he ordered the charge reduced. While we agree that acceptance of defendant’s plea on the manslaughter charge would be tantamount to a conviction (see Brooks v. State, 187 Tenn. 67, 213 S.W.2d 7, (1948)) and would bar defendant’s subsequent prosecution on the greater second degree murder charge (see Brown v. Ohio, 432 U.S. 161, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977)). We cannot agree that the trial court accepted defendant’s plea.

The double jeopardy provision of the federal and state constitutions protects a defendant against reprosecution for the same offense after acquittal or conviction and against multiple punishments for the same offense. North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072, 2076, 23 L.Ed.2d 656 (1969). The policy of the provision is that the state should not be permitted to utilize all of its power and resources in repeated attempts to convict a defendant of the same offense, subjecting him again to the “embarrassment, expense and ordeal” of trial as well as the increased risk of conviction. Green v. United States, 355 U.S. 184, 187-88, 78 S.Ct. 221, 223, 2 L.Ed.2d 199 (1957). To raise a double jeopardy objection it is fundamental that a defendant must have been previously placed in jeopardy on the charge, Serfass v. United States, 420 U.S. 377, 393, 95 S.Ct. 1055, 1065, 43 L.Ed.2d 265 (1975); Delay v. State, 563 S.W.2d 905, 906 (Tenn.Cr.App.1977). Without the risk of a determination of defendant’s guilt, jeopardy does not attach so that an appeal or further prosecution constitutes double jeopardy. Serfass 420 U.S. at 391-92, 95 S.Ct. at 1064. Where one is in direct peril of being convicted and punished a second prosecution is barred. Green, 355 U.S. at 190, 78 S.Ct. at 225.

Mere arraignment and pleading does not place a defendant in jeopardy. Bassing v. Cady, 208 U.S. 386, 391-92, 28 S.Ct. 392, 393, 52 L.Ed. 540 (1908). See also United States v. Martin Linen Supply Co., 485 F.2d 1143, 1147, cert. denied, 415 U.S. 915, 94 S.Ct. 1412, 39 L.Ed.2d 470 (5th Cir.1973). Jeopardy only attaches when a defendant is put to trial before the trier of fact. United States v. Patrick, 532 F.2d 142, 145 (9th Cir.1976). Thus, a court may receive evidence on and determine preliminary matters without jeopardy attaching. Patrick at 146; United States v. Hill, 473 F.2d 759, 763 (9th Cir.1972). The mere “entry of a plea of guilty in and of itself is not a bar to a subsequent prosecution for the same or higher offense without some judicial action upon the plea.” State v. Sluder, 493 S.W.2d 467, 470 (Tenn.) cert. denied, 414 U.S. 876, 94 S.Ct. 85, 38 L.Ed.2d 121 (1973). If the rule were otherwise jeopardy would attach at every Mackey hearing and the court would be bound to accept every plea agreement submitted to it. See State v. Mackey, 553 S.W.2d 337 (Tenn.1977). The [382]*382double jeopardy provision, however, makes a verdict of acquittal final and nonreviewa-ble even though based on an erroneous foundation. Fong Foo v. United States, 369 U.S. 141, 143, 82 S.Ct. 671, 672, 7 L.Ed.2d 629 (1962); United States v. Ball, 163 U.S. 662, 671, 16 S.Ct. 1192, 1195, 41 L.Ed. 300 (1895). Acquittal is final and bars reprose-cution although not followed by judgment. Green, 355 U.S. at 188, 78 S.Ct. at 223. There can be no acquittal, however, until jeopardy attaches. United States v. Lasater, 535 F.2d 1041, 1047 (8th Cir.1976).

Jeopardy attaches in a jury ease when a defendant is put to trial before a court of competent jurisdiction, upon a sufficient indictment and the jury is impaneled and sworn. Etter v. State, 185 Tenn. 218, 205 S.W.2d 1, 3 (1947). In a nonjury trial, as in this case, jeopardy attaches

when a defendant is placed on trial (1) on an indictment, presentment (or other charging instrument), (2) before a court of competent jurisdiction, (3) before a competent judge who is present and ready to sit as a trier of the facts, (4) after a valid waiver is executed by the defendant, (5) after the entry of his plea, and (6) after the witnesses are sworn, whether they be sworn singly or in a group.

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Bluebook (online)
654 S.W.2d 379, 1983 Tenn. LEXIS 687, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-todd-tenn-1983.