State v. Taylor.

307 P.3d 1142, 130 Haw. 196, 2013 WL 3967699, 2013 Haw. LEXIS 286
CourtHawaii Supreme Court
DecidedAugust 2, 2013
DocketSCWC-30161
StatusPublished
Cited by14 cases

This text of 307 P.3d 1142 (State v. Taylor.) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Taylor., 307 P.3d 1142, 130 Haw. 196, 2013 WL 3967699, 2013 Haw. LEXIS 286 (haw 2013).

Opinions

Opinion of the Court by

McKENNA, J.

I. Introduction

The State asks us in this appeal to overrule the plurality opinion in State v. Stenger, 122 Hawai'i 271, 226 P.3d 441 (2010). Despite the apparent confusion regarding its actual holding, Stenger does not stand for the proposition for which it is sometimes cited; therefore, we decline to overrule Stenger. “[A]court should not overrule its earlier decisions unless the most cogent reasons and inescapable logic require it.” Johnston v. KFC Nat’l Mgmt. Co., 71 Haw. 229, 233, 788 P.2d 159, 161 (1990) (internal quotations and citations omitted). Due to the confusion, however, we do take the opportunity to clarify Stengel s holding.

Since Stengels publication, our appellate courts have interpreted the case inconsistently. A dissent to one of our dispositions notes that Stenger held that a trial court has a duty to sua sponte give a jury instruction on a defense that the defendant has not asked for, where there is some evidence supporting the defense, no matter how weak, inconclusive, or unsatisfactory the evidence may be. See, e.g., State v. Pang, No. 29003, 2010 WL 3496236 (Haw. Aug. 30, 2010) (dissent to order rejecting application for writ of certio-rari) at 1. Many of the Intermediate Court of Appeals’ (“ICA”) dispositions note that Sten-ger held that the trial court has a limited duty to sua sponte instruct the jury on a particular defense only if (1) it appears that the defendant is relying on such a defense, or (2) if there is substantial evidence supportive of such a defense, and the defense is not inconsistent with the defendant’s theory of the case, citing the alternative standard that Chief Justice Moon suggested in dissent. Stenger, 122 Hawai’i at 299, 226 P.3d at 469 (Moon, C.J., dissenting). See, e.g., State v. Yue, No. 29141, 124 Hawai’i 196, 2010 WL 3705983 (App. Sept. 23, 2010)(SDO) at 7; State v. Metcalfe, No. 30518, 2012 WL 1071503 (App. Mar. 30, 2012)(mem.) at 15; State v. Mabson, No. 29386, 125 Hawai’i 350, 2011 WL 4496532 (App. Sept. 28, 2011)(SDO) at 3. Even though unpublished dispositions of the appellate courts are “not precedent,” they may nonetheless be “cited for persuasive value.” Hawaii Rules of Appellate Procedure Rule 35(e)(2)(2010). Hence, the need for clarity is apparent.

In the process of clarifying Stenger, we also reexamine our holding in State v. Nichols, 111 Hawai'i 327,141 P.3d 974 (2006). It is this court’s duty to revisit our legal rules from time to time, as circumstances demand:

Blind adherence to legal rules constitutes an abrogation of the judicial function. Such blind adherence may result as much from adoption of a rule without adequate analysis as from application of a precedent without examination of its claim to validity. Legal rules should result from, rather than be a substitute for, legal analysis. Judicial rumination of ideas in a multitude of factual circumstances gives birth to rales. And continued rumination insures that such rules will be applied only as long as they serve the function for which they were designed.

Columbia Casualty Co. v. Hoohuli, 50 Haw. 212, 217, 437 P.2d 99, 104 (1968). On the issue of how appellate courts are to review the impact of an unrequested mistake of fact [198]*198jury instruction, denominated as error for the first time on appeal, we clarify and hold that such error is to be reviewed first for plain error. In the ease of an unrequested mistake of fact jury instruction, plain error exists if the defendant, at trial, had met his or her initial burden to adduce credible evidence of facts constituting the defense (unless those facts are supplied by the prosecution’s witnesses). See Stenger, 122 Hawai'i at 280, 226 P.3d at 450 (citing State v. Locquiao, 100 Hawai'i 195, 206, 58 P.3d 1242, 1253 (2002) and the Commentary to Hawai'i Revised Statutes (“HRS”) § 701-115 (1993)). If the omission of the unrequested mistake of fact jury instruction constitutes plain error, it shall be a basis for reversal of the defendant’s conviction only if an examination of the record as a whole reveals that the error was not harmless beyond a reasonable doubt.

II. Background

A. The Trial1

Respondent/Defendant-Appellant Pamela Taylor was charged by Felony Information and Non-Felony Complaint with Theft in the Second Degree, in violation of HRS §§ 708-830(2) (1993)2 and 708-831(l)(b) (1993)3 (Count I); and Unauthorized Practice of Law, in violation of HRS §§ 605-144 and -17 (1993 & Supp.2007)5 (Count II). The charges stemmed from a period of time in February 2007 in which Taylor allegedly offered to provide legal services to Mariko Bereday, and subsequently obtained or exerted control over a retainer check for $7,000.00 by deception.

Taylor defended against these allegations by asserting that she herself was a victim of deception. She testified she believed she was offering legal services to Bereday on behalf of Ismael Serna Lara6 and Damon Roth, two individuals she assumed were lawyers working for a firm called Legal Associate Services, Inc., LLC.

The complaining witness, Mariko Bereday, testified to the events leading up to Taylor’s prosecution as follows. Bereday’s friend had referred Taylor to her as an attorney. When Taylor went to Bereday’s home for their first meeting, Taylor stated she was previously a federal public defender but was currently an attorney working at a 35-person law firm.

Taylor went to Bereday’s home again with a retainer agreement, which Bereday did not sign, and asked for a $30,000 retainer. Because Bereday could only afford $7,000, she wrote out a check in that amount, with the payee line blank at Taylor’s direction. The very next day, Taylor called her from the bank where Taylor was attempting to cash the check. Bereday asked Taylor why the check had to be cashed, and Taylor stated that her boss wanted to make sure Bereday’s money was good.

That morning, $7,000.00 was drawn on Bereday’s account. Bereday later became suspicious and asked the bank to see the [199]*199copy of the cheek. Bereday was surprised to see Serna Lara’s name on the payee line, having never dealt with him.

After learning that there was no such law firm as Legal Associate Services, Inc., LLC and that Taylor was not an attorney, Bere-day confronted Taylor and demanded her money back. Taylor returned to Bereday’s home with a Capitol One cheek for $7,000.00 with Taylor’s “law number” written on it. The cheek turned out to be a “bogus” check not connected to any checking account. Bereday never got her money back.

Other witnesses for the State testified consistently with Bereday’s testimony. Julie Tablit, a customer service manager at the Kapolei Branch of Central Pacific Bank (“CPB”), testified that Taylor took the lead in attempting to cash Bereday’s $7,000.00 cheek.

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Cite This Page — Counsel Stack

Bluebook (online)
307 P.3d 1142, 130 Haw. 196, 2013 WL 3967699, 2013 Haw. LEXIS 286, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-taylor-haw-2013.