State v. Sullivan

2001 Ohio 6, 90 Ohio St. 3d 502
CourtOhio Supreme Court
DecidedJanuary 2, 2001
Docket1999-2099
StatusPublished
Cited by4 cases

This text of 2001 Ohio 6 (State v. Sullivan) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sullivan, 2001 Ohio 6, 90 Ohio St. 3d 502 (Ohio 2001).

Opinion

[This decision has been published in Ohio Official Reports at 90 Ohio St.3d 502.]

THE STATE OF OHIO, APPELLANT, v. SULLIVAN, APPELLEE. [Cite as State v. Sullivan, 2001-Ohio-6.] Criminal procedure—R.C. 2945.38, as amended by Am.Sub.S.B. No. 285, is unconstitutional—Statutes—When court strikes down statute as unconstitutional, and offending statute replaced an existing law that had been repealed in same bill that enacted the offending statute, the repeal is also invalid unless it clearly appears that General Assembly meant the repeal to have effect even if the offending statute had never been passed. (No. 99-2099—Submitted September 26, 2000—Decided January 3, 2001.) APPEAL from the Court of Appeals for Montgomery County, No. 17509. __________________ SYLLABUS OF THE COURT 1. R.C. 2945.38, as amended by Am.Sub.S.B. No. 285, is unconstitutional. 2. When a court strikes down a statute as unconstitutional, and the offending statute replaced an existing law that had been repealed in the same bill that enacted the offending statute, the repeal is also invalid unless it clearly appears that the General Assembly meant the repeal to have effect even if the offending statute had never been passed. (State ex rel. Pogue v. Groom [1914], 91 Ohio St. 1, 109 N.E. 477, paragraph three of the syllabus, approved and followed.) __________________ DOUGLAS, J. {¶ 1} On May 13, 1997, the Montgomery County Grand Jury indicted defendant-appellee, Roger H. Sullivan, on one count of forcible rape in violation of R.C. 2907.02(A)(1)(b) and two counts of gross sexual imposition in violation of SUPREME COURT OF OHIO

R.C. 2907.05(A)(4). Each of these alleged crimes involved a child under the age of thirteen. {¶ 2} On June 5, 1997, appellee entered pleas of not guilty and not guilty by reason of insanity. On that same day, appellee’s court-appointed counsel moved the Court of Common Pleas of Montgomery County for an order to have appellee evaluated by a medical professional to determine whether appellee was competent to stand trial. {¶ 3} On June 11, 1997, the trial court ordered, in accordance with R.C. 2945.371, that appellee undergo a mental examination at the Forensic Psychiatry Center for Western Ohio. Dr. Kim Stookey, a licensed clinical psychologist, performed the examination. Upon appellee’s motion, the trial court, on October 21, 1997, ordered a second evaluation of appellee’s mental condition. The second examination was performed by Dr. D. Susan Perry Dyer, also a licensed clinical psychologist.1 {¶ 4} After performing the examinations, both Dr. Stookey and Dr. Dyer testified at a June 19, 1998 hearing as to their conclusions regarding appellee’s mental state. Both psychologists testified that appellee was mildly mentally retarded, that he was not competent to stand trial, and that no form of treatment would be effective in restoring appellee’s competency to stand trial in the foreseeable future. {¶ 5} Recent amendments to R.C. 2945.38 require that all defendants found incompetent to stand trial be ordered to undergo treatment for a set amount of time to attempt to restore their competency. In a motion to dismiss the indictment

1. R.C. 2945.371(G) requires that an examiner, after evaluating a defendant’s mental condition, file a written report of his or her findings with the court. Although the record indicates that both psychologists prepared written reports and submitted them to the court in this case, neither report was filed in the Montgomery County Court of Common Pleas. Consequently, these reports are not a part of the record in this case. Therefore, our statements relating to the psychologists’ conclusions regarding appellee’s mental state are drawn entirely from the psychologists’ testimony at a June 19, 1998 hearing before the trial court.

2 January Term, 2001

against him, appellee urged the court to find that this statute was an unconstitutional violation of a defendant’s right to due process of law2 because it required that incompetent defendants be ordered to undergo treatment for a mandatory period of time without considering whether they could actually be restored to competency. In support of his motion, appellee relied primarily on Jackson v. Indiana (1972), 406 U.S. 715, 92 S.Ct. 1845, 32 L.Ed.2d 435, which held that an incompetent defendant may not be held for more than a reasonable amount of time to determine if competency can be restored. {¶ 6} The trial court found that the mandatory treatment period required by R.C. 2945.38 was reasonable “in length and purpose, to determine the possibility of [appellee] attaining the competency to stand trial within the foreseeable future, as prescribed by the Supreme Court [in Jackson].” For that reason, the trial court held that R.C. 2945.38 did not violate appellee’s constitutional right to due process and denied appellee’s motion to dismiss the indictment. The court found appellee incompetent to stand trial and ordered appellee committed to Twin Valley Psychiatric Hospital. {¶ 7} Upon appeal, the Second District Court of Appeals reversed the trial court’s decision. The court held that committing appellee for a mandatory period, as required by R.C. 2945.38, “despite uncontroverted evidence that there was no probability he would be restored to competency in the foreseeable future,” constituted a violation of appellee’s due process rights. {¶ 8} This cause is now before this court pursuant to the allowance of a discretionary appeal. {¶ 9} We are asked to review, in this case, the court of appeals’ ruling that R.C. 2945.38, as amended by Am.Sub.S.B. No. 285 (“S.B. 285”), violates an

2. Appellee made additional arguments regarding the constitutionality of R.C. 2945.38, as amended by Am. Sub.S.B. No. 285. We do not discuss these arguments, as they are not pertinent to our opinion.

3 SUPREME COURT OF OHIO

incompetent defendant’s right to due process of law as guaranteed by the Fourteenth Amendment to the United States Constitution and Section 16, Article I of the Ohio Constitution. For the reasons that follow, we affirm the judgment of the court of appeals and remand this cause to the trial court for further proceedings consistent with this opinion. R.C. 2945.38 prior to S.B. 285 {¶ 10} Prior to July 1, 1997, the effective date of S.B. 285, R.C. 2945.38(B) provided that if a court determined that a defendant was incompetent to stand trial, the court was required to make an additional finding as to whether there was a substantial probability that, with treatment, the defendant would become competent to stand trial within one year. If the court found that there was not a substantial probability that the defendant would become competent to stand trial within one year, the court could not impose treatment on the defendant. Rather, the court was required to dismiss the indictment against such a defendant, but, at its discretion, could cause an affidavit to be filed in the probate court alleging that the defendant was a mentally ill or mentally retarded person subject to institutionalization by court order. Former R.C. 2945.38(C) and (G), 146 Ohio Laws, Part VI, 10976- 10979. Subsequent commitment proceedings in the probate court would be civil in nature and governed by R.C. Chapter 5122 or 5123. Former R.C. 2945.38(C), 146 Ohio Laws, Part VI, 10976-10977. {¶ 11} If, on the other hand, the court determined that there was a substantial probability that, with treatment, the incompetent defendant would become competent to stand trial within one year, the court was required to order the defendant to undergo treatment. Former R.C. 2945.38(D), 146 Ohio Laws, Part VI, 10977.

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Bluebook (online)
2001 Ohio 6, 90 Ohio St. 3d 502, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sullivan-ohio-2001.