[Cite as State v. Swanigan, 2025-Ohio-4648.]
IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO
STATE OF OHIO, : APPEAL NO. C-240598 TRIAL NO. B-2202844 Plaintiff-Appellee, :
vs. : JUDGMENT ENTRY LONDELL SWANIGAN, :
Defendant-Appellant. :
This cause was heard upon the appeal, the record, the briefs, and arguments. For the reasons set forth in the Opinion filed this date, the judgment of the trial court is reversed and the cause is remanded. Further, the court holds that there were reasonable grounds for this appeal, allows no penalty, and orders that costs be taxed under App.R. 24. The court further orders that (1) a copy of this Judgment with a copy of the Opinion attached constitutes the mandate, and (2) the mandate be sent to the trial court for execution under App.R. 27.
To the clerk: Enter upon the journal of the court on 10/8/2025 per order of the court.
By:_______________________ Administrative Judge [Cite as State v. Swanigan, 2025-Ohio-4648.]
IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO
STATE OF OHIO, : APPEAL NO. C-240598 TRIAL NO. B-2202844 Plaintiff-Appellee, :
vs. : OPINION LONDELL SWANIGAN, :
Criminal Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Reversed and Cause Remanded
Date of Judgment Entry on Appeal: October 8, 2025
Connie Pillich, Hamilton County Prosecuting Attorney, and Ronald W. Springman, Jr., Assistant Prosecuting Attorney, for Plaintiff-Appellee,
Raymond T. Faller, Hamilton County Public Defender, Lora Peters, Assistant Public Defender, and Brooklynn Pace, Legal Intern, for Defendant-Appellant. OHIO FIRST DISTRICT COURT OF APPEALS
CROUSE, Presiding Judge.
{¶1} Ohio law provides that a criminal defendant found lacking the requisite
competency to stand trial shall not “be required to undergo treatment” to restore them
to competency “for longer than” a period of time prescribed by R.C. 2945.38(C). In
this case, we are asked to determine whether this statutory time limit represents the
maximum cumulative time a defendant may be held for restoration during the same
criminal proceeding, or whether the clock restarts each time a defendant has an
intervening period of competency.
{¶2} For the reasons explained below, we take the former view and hold that
the maximum treatment period in R.C. 2945.38(C) sets a cap on the cumulative time
for which a defendant may be detained for competency-restoration treatment during
a single proceeding. Because the trial court held otherwise in ordering defendant-
appellee Londell Swanigan to undergo six months of further competency-restoration
treatment, we reverse its order and remand the cause for further proceedings
consistent with the law and this opinion.
I. BACKGROUND
{¶3} Swanigan was indicted for robbery (a third-degree felony) in 2022,
found incompetent to stand trial, and ordered to undergo competency-restoration
treatment not to exceed six months. After more than five months (171 days) of
treatment, Swanigan was restored to competency, pled guilty, and received a sentence
of three years of community control.
{¶4} In August 2024, the State alleged that Swanigan had violated his
community control. The trial court again had concerns about Swanigan’s competency,
and a court-appointed forensic examiner again concluded “that Mr. Swanigan is
currently INCOMPETENT to stand trial.” The examiner further opined that, because
3 OHIO FIRST DISTRICT COURT OF APPEALS
Swanigan had previously received over five months of competency-restoration
treatment, he could not be restored to competency in what remained of the six months
allotted for treatment under R.C. 2945.38(C). However, in an addendum to that
report, filed a month later, the examiner stated that if the court should “choose to reset
the competency restoration time, . . . then it would be recommended that Mr.
Swanigan be referred to Summit Behavioral Healthcare for competency restoration.”
{¶5} At a hearing two days later, Swanigan argued that he had already
undergone five months of treatment after being found incompetent the first time.
Because he was not substantially likely to regain competency in the remaining month
provided by R.C. 2945.38(C)(2), Swanigan argued, the case should be dismissed under
R.C. 2945.38(H)(4).
{¶6} The State responded that competence is a question of “present mental
condition” and that the court should not “look back in time” to prior competency
determinations. It argued that Swanigan’s restoration was a “significant event that
required the case to then proceed,” relying on State v. Henderson, 2014-Ohio-2991
(5th Dist.). The State further asserted that, while this court has never weighed in on
the matter, it was common practice in Hamilton County to treat the maximum period
for competency-restoration treatment in R.C. 2945.38(C) as restarting after an
interrupting period of competency.
{¶7} The trial court agreed with the State’s interpretation of R.C. 2945.38
and ordered Swanigan to undergo up to six months of further treatment, which
Swanigan timely appealed.
II. ANALYSIS
{¶8} Swanigan raises one assignment of error: “The trial court erred when it
ordered Mr. Swanigan to be committed to undergo an additional six months of
4 OHIO FIRST DISTRICT COURT OF APPEALS
competency restoration as that would exceed the maximum commitment duration
allowed under R.C. 2945.38(C)(2) when combined with the previous time for
restoration.”
A. Competency & Restoration in Ohio
{¶9} Due process requires that a criminal defendant be competent to stand
trial. Indiana v. Edwards, 554 U.S. 164, 170 (2008), citing Dusky v. United States,
362 U.S. 402 (1960), and Drope v. Missouri, 420 U.S. 162 (1975). A defendant is
generally deemed competent to stand trial if he has (1) “‘a rational as well as factual
understanding of the proceedings against him’” and (2) “‘sufficient present ability to
consult with his lawyer with a reasonable degree of rational understanding.’”
(Emphasis deleted.) Edwards at 170, quoting Dusky at 402; accord R.C. 2945.37(G)
(codifying the Dusky standard). When a defendant is unable to satisfy either criterion,
“due process considerations require suspension of the criminal trial until such time, if
any, that the defendant regains the capacity to participate in his defense and
understand the proceedings against him.” Medina v. California, 505 U.S. 437, 448
(1992).
{¶10} Like most other states, Ohio has empowered trial courts to order
incompetent defendants detained for the purpose of restoring them to competency,
see R.C. 2945.38(B), and, in some instances, to compel them to take medications for
that purpose, see R.C. 2945.38(A) and (B)(1)(c).
{¶11} But detention for competency restoration must still conform to the
requirements of due process. “At the least, due process requires that the nature and
duration of commitment bear some reasonable relation to the purpose for which the
individual is committed.” Jackson v. Indiana, 406 U.S. 715, 738 (1972). To detain a
defendant for competency restoration, the State must determine that the defendant
5 OHIO FIRST DISTRICT COURT OF APPEALS
has a “substantial probability” of being restored “in the foreseeable future.” See id. The
defendant’s “continued commitment” must continuously be “justified by progress
toward th[e] goal” of restored competency. Id. If the State cannot justify its detention
in this manner, the Due Process Clause requires that the State either “institute the
customary civil commitment proceeding that would be required to commit indefinitely
any other citizen, or release the defendant.” Id.; see also Burton v. Reshetylo, 38 Ohio
St.2d 35, 46 (1974).
{¶12} Ohio’s competency-restoration statutes have long sought to add clarity
to these nebulous “reasonable relation” and “foreseeable future” requirements. Prior
to July 1997, a defendant found incompetent to stand trial could be detained for
restoration to competency if the court found “a substantial probability that the
defendant will become competent to stand trial within one year if provided a course of
treatment.” See former R.C. 2945.38(D), Am.Sub.S.B. No. 269, 146 Ohio Laws, Part
VI, 10752, 10977; see also State v. Sullivan, 2001-Ohio-6, ¶ 10. However, this pre-1997
version of the statute also provided an overall cap on the duration of detention, so that
“[n]o defendant shall be required to undergo treatment under this division for longer
than” 15 months or one-third of the sentence for the worst offense charged, whichever
was shorter. See former R.C. 2945.38(D), 146 Ohio Laws, Part VI, at 10977-10978.
{¶13} The General Assembly sought to alter this regime in 1997 with
Am.Sub.S.B. No. 285, 146 Ohio Laws, Part VI, 11168. The bill amended R.C. 2945.38
to require that any defendant found incompetent to stand trial be ordered to undergo
competency-restoration treatment, without an antecedent determination of whether
they were restorable. See former R.C. 2945.38(B), 146 Ohio Laws, Part VI, at 11192-
11193; Sullivan at ¶ 12. The new statute also altered how long a defendant could “be
required to undergo treatment”: one year if the most serious crime charged is a violent
6 OHIO FIRST DISTRICT COURT OF APPEALS
first- or second-degree felony, six months for any other felony, and 60 days for a
misdemeanor. See former R.C. 2945.38(C), 146 Ohio Laws, Part VI, at 11193-11194;
see also Sullivan at ¶ 12. If the maximum time for restoration had passed and the
defendant remained incompetent, the trial court was obligated to dismiss the charges
against the defendant without prejudice or assert continuing jurisdiction over them
pursuant to R.C. 2945.39, if applicable. See former R.C. 2945.38(H)(2) and (3), 146
Ohio Laws, Part VI, at 11196-11197.
{¶14} The Ohio Supreme Court held this amended version of R.C. 2945.38
unconstitutional in Sullivan, because it made no allowance “for treatment to be
discontinued upon the court’s finding that the defendant could not be restored to
competency in the foreseeable future,” and so eliminated any “assurance that the
nature and duration of treatment are related to its purpose of restoring the defendant’s
competency to stand trial.” Sullivan at ¶ 20. In response to Sullivan, the General
Assembly repealed the 1997 amendments to R.C. 2945.38 and passed a series of new
amendments, which took effect in 2002. See Am.Sub.S.B. No. 122, Sections 2 and 3,
149 Ohio Laws, Part I, 1081, 1097. The text and structure of the relevant provisions in
this 2002 version of the statute are substantially similar to those of current
R.C. 2945.38.
{¶15} The current version of R.C. 2945.38 contains elements of both the pre-
1997 version of the statute and the 1997 amendments. Like the pre-1997 version, it
requires a court that finds a defendant to be incompetent to stand trial but capable of
restoration within a year to “order the defendant to undergo treatment.”
R.C. 2945.38(B)(1)(a)(i). And like both prior versions, it sets forth a “maximum time
for treatment,” which varies based on the level of the defendant’s most serious offense.
Compare R.C. 2945.38(H) (referring to “the maximum time for treatment as specified
7 OHIO FIRST DISTRICT COURT OF APPEALS
in division (C)”), with former R.C. 2945.38(H) (1997), 146 Ohio Laws, Part VI, at
11196-11198 (same), and former R.C. 2945.38(F) (1996), 146 Ohio Laws, Part VI, at
10978-10979 (referring to “the time limit specified for treatment under division (D)”
and “the maximum time that orders may be in effect as originally established under
division (D)”).
{¶16} Under the current statute’s “maximum time for treatment” provision, a
defendant who, like Swanigan, has been charged with third-degree-felony robbery
under R.C. 2911.02(A)(3) cannot “be required to undergo treatment, including any
continuing evaluation and treatment . . . for longer than . . . [s]ix months.”
R.C. 2945.38(C)(2). Where a defendant like Swanigan remains incompetent after the
“maximum time for treatment relative to that offense . . . has expired,” or where the
trial court finds that there is not a substantial probability the defendant can be timely
be restored, R.C. 2945.38(H)(4) provides as follows:
[I]f the court finds that there is not a substantial probability that the
defendant will become competent to stand trial even if the defendant is
provided with a course of treatment, or if the maximum time for
treatment relative to that offense as specified in division (C) of this
section has expired, the court shall dismiss the indictment, information,
or complaint against the defendant. A dismissal under this division is
not a bar to further prosecution based on the same conduct. The court
shall discharge the defendant unless the court or prosecutor files an
affidavit in probate court for civil commitment . . . .
B. The Scope of this Appeal
{¶17} We begin by noting what is not at issue in this case: whether R.C.
2945.38 is applicable to community-control hearings. In their briefs to this court, the
8 OHIO FIRST DISTRICT COURT OF APPEALS
parties appear to agree that R.C. 2945.38 applies to Swanigan’s community-control-
violation hearing precisely as it would to a second competency determination pretrial.1
This framing tracks how the case was litigated below.
{¶18} The issue the parties have raised with this court is whether R.C.
2945.38(C)’s time limits, which trigger the procedures in R.C. 2945.38(H), reset after
an intervening determination of competency. We therefore accept this case as the
parties have briefed it and argued it below: on the assumption that R.C. 2945.38(C)’s
maximum-treatment provision is interpreted the same whether applying pretrial or to
a community-control-violation proceeding. We do not purport to resolve whether and
to what extent R.C. 2945.38 applies in the community-control context. The only
question properly before us, and the only question we consider, is whether an
interrupting period of competency restarts R.C. 2945.38(C)’s clock.
C. The Statute: R.C. 2945.38
{¶19} Questions of statutory interpretation are pure questions of law, which
this court reviews de novo. Wray v. Albi Holdings, P.L.L., 2021-Ohio-3920, ¶ 7 (1st
Dist.). When interpreting a statute, our duty “is to determine and give effect to the
intent of the General Assembly as expressed in the language it enacted.” State v.
Parker, 2019-Ohio-3848, ¶ 21. If that language is “plain and unambiguous and
conveys a clear and definite meaning,” then we need only “apply the statute as
written.” Id.
1. Text & History
{¶20} We begin with the text. The plain language of R.C. 2945.38 imposes a
1 During oral argument, the State briefly suggested that the community-control context made a difference. But an “issue that is raised for the first time during oral argument and not addressed in the appellate brief is waived.” See Janson v. Christ Hosp., Inc., 2021-Ohio-1467, ¶ 21 (1st Dist.); accord State v. Roberts, 2017-Ohio-2998, ¶ 85.
9 OHIO FIRST DISTRICT COURT OF APPEALS
categorical limit on how long a single defendant can be “required to undergo
treatment” for the purpose of competency restoration while being prosecuted on a
single charge—not a cap on how long a defendant may be detained for restoration
following each finding of incompetency. Three aspects of the statute’s language and
structure compel this conclusion, and a fourth consideration, drawn from the statute’s
amendment history, confirms it.
{¶21} First, the time limits in R.C. 2945.38 are categorical and measured in
relation to the defendant. “No defendant shall be required to undergo treatment . . .
for longer than” the prescribed period. (Emphasis added.) R.C. 2945.38(C). The plain
language of this statute tells a defendant like Swanigan that he shall not “be required
to undergo treatment” under R.C. 2945.38(B)(1) “for longer than . . . [s]ix months.”
Under ordinary English usage, that defendant would understand this provision to
mean that, no matter how many R.C. 2945.38(B)(1) orders the trial court enters or
how the treatment is broken up, his total time in treatment cannot exceed the six-
month mark.
{¶22} The legislature chose this simple English construction. Had it wished to
write the statute the State prefers, it easily could have. It might have said, “No
defendant shall be required to undergo treatment . . . for longer than . . . six consecutive
months.” Or perhaps it could have said, “Unless treatment is interrupted by a period
of prolonged competency, no defendant shall be required to undergo treatment . . . for
longer than . . . six months.” Or perhaps it could have added a proviso that “the
maximum-treatment time limits in R.C. 2945.38(C) shall reset upon a judicial finding
of competency.” The General Assembly adopted none of these formulations. Instead,
it unambiguously commanded that “[n]o defendant shall be required to undergo
treatment” for longer than the time set forth in R.C. 2945.38(C). This court will not
10 OHIO FIRST DISTRICT COURT OF APPEALS
create ambiguity where none exists.
{¶23} Second, R.C. 2945.38(H) clarifies that the maximum-treatment-time
clock should be measured in relation to the defendant’s offense or charge, not to each
finding of incompetency or period of competency. The statute compels dismissal once
“the maximum time for treatment relative to that offense . . . has expired.” (Emphasis
added.) R.C. 2945.38(H)(4). Had the General Assembly wished to measure its
maximum-treatment periods based on treatment time following the last finding of
competency, it might have said so here.
{¶24} Third, R.C. 2945.38 plainly contemplates that, in assessing whether the
maximum treatment time has expired, courts will engage in cumulative timekeeping
across multiple court orders. R.C. 2945.38(C) requires courts to “includ[e] any
continuing evaluation and treatment” when calculating the length of time the
defendant has been “required to undergo treatment.” This language clearly indicates
a cumulative intent—not an order-by-order cap.
{¶25} Fourth, the statute’s amendment history, viewed in the light of common
sense, confirms the cumulative reading of R.C. 2945.38(C) dictated by the text. As
described above, the pre-1997 version of R.C. 2945.38(D) provided that “[n]o
defendant shall be required to undergo treatment under this division for longer than
the lesser of fifteen months or one-third of the longest prison term that might be
imposed” for their most serious offense. Former R.C. 2945.38(D), 146 Ohio Laws, Part
VI, at 10977. Former R.C. 2945.38(D) thus used the same “required to undergo”
formulation familiar from current R.C. 2945.38(C), and the words in the latter version
of the statute presumably inherited the meaning they had in the former. Thus, for us
to conclude that R.C. 2945.38(C) resets the clock each time a defendant is restored to
competency, we would have to believe that, prior to 1997, the statute authorized
11 OHIO FIRST DISTRICT COURT OF APPEALS
multiple periods of forced restoration lasting up to one-third of the defendant’s
sentence on the worst charge. This reading is implausible on its face, because a
“defendant’s sentence shall be reduced by the total number of days the defendant is
confined for [competency] examination . . . or treatment.” See former R.C. 2945.38(I),
146 Ohio Laws, Part VI, at 10979. For certain defendants, this would mean two
relapses into incompetency following an initial competency restoration could reduce
their threatened sentence to time served. And three relapses would permit the State
to detain such defendants pretrial for longer than it could imprison them upon
conviction. Common sense therefore dictates that, prior to 1997, the “required to
undergo” language referred to a cumulative total. The same words should be given the
same meaning today.
{¶26} The General Assembly’s statute is wordy, but clear: a defendant cannot
“be required to undergo treatment” for restoration to competency—including
“continuing evaluation and treatment”—for longer than the relevant period prescribed
by R.C. 2945.38(C). That maximum-treatment period is measured against the total
time the defendant has been committed for restoration treatment during a criminal
proceeding. If a court determines that (1) there is not a “substantial probability” of the
defendant “becom[ing] competent to stand trial” before the expiration of the
“maximum time for treatment relative to [his] offense,” and (2) the defendant is not
subject to the court’s continuing jurisdiction under R.C. 2945.39, then the court must
dismiss the charges and, absent civil-commitment proceedings, “discharge the
defendant.” R.C. 2945.38(H)(4). The length of time a defendant is competent in
between periods of court-ordered treatment is simply not a factor.
2. Persuasive (and Not-So-Persuasive) Authorities
{¶27} Our reading of the statute is consistent with that of our sister district in
12 OHIO FIRST DISTRICT COURT OF APPEALS
State v. Hudkins, 2022-Ohio-249 (12th Dist.). Much like Swanigan, the defendant in
Hudkins (1) could “be required to undergo treatment” for up to six months under
R.C. 2945.38(C), (2) had received five months of treatment already, (3) had been
restored to competency, (4) had again become incompetent, and (5) was ordered to
undergo an additional six months of restoration treatment. Id. at ¶ 1-8.
{¶28} On appeal, the Twelfth District concluded that the order for six months
of further restoration was unlawful, because the defendant’s period of competency in
between periods of incompetency did not restart the statutory maximum-treatment
period. Id. at ¶ 28. The Twelfth District looked to the statutory language and context,
concluding that “the legislature contemplated ‘continuing evaluation and treatment’
could occur after an initial incompetency finding and an order of treatment.” Id. at
¶ 19, quoting R.C. 2945.38(C). It noted that the statute expressly precluded extending
such continuing evaluation and treatment “beyond the ‘maximum time for treatment
as specified in division (C)’ of the statute.” Id., citing R.C. 2945.38(G) and (H). And
“[n]othing in the express language of R.C. 2945.38 indicates a legislative intent to
‘restart’ the restorative-treatment clock if there is a time period wherein the defendant
became competent before once again becoming incompetent.” Id. at ¶ 20.
{¶29} In its brief, however, the State asserts that “[s]imply put, the Twelfth
District Court of Appeals was wrong in Hudkins,” because Hudkins was inconsistent
with the Fifth District’s prior decision in Henderson, 2014-Ohio-2991 (5th Dist.). In
Henderson, the defendant was found incompetent to stand trial but could not be
required to undergo competency-restoration treatment for more than one year under
R.C. 2945.38(C)(1). Henderson at ¶ 18. The trial court found that Henderson had been
restored to competency after ten months of treatment, but, seven months later, found
that Henderson had again become incompetent and ordered him to undergo further
13 OHIO FIRST DISTRICT COURT OF APPEALS
competency restoration. Id. at ¶ 2-4. After four more months of treatment, Henderson
moved to dismiss under R.C. 2945.38(C), and the State filed a motion for continuing
jurisdiction under R.C. 2945.39. Id. at ¶ 6. The trial court held that the maximum-
treatment period had expired several months earlier, but that the State could retain
continuing jurisdiction. Id. at ¶ 7-10.2
{¶30} On appeal, the Fifth District concluded that the continuing jurisdiction
motion was only proper if filed within the period prescribed by R.C. 2945.38(C). See
id. at ¶ 19-20. However, the court held that the trial court’s second finding of
incompetency had begun “an entire new restoration period,” so that “the deadline for
final restoration or the invoking of the trial court’s continuing jurisdiction” was fixed
at one year after that second incompetency finding, which was many months after the
State’s continuing-jurisdiction motion. Id. at ¶ 20. During the seven months in
between the periods of competency restoration, the Fifth District said, the “general
course of the case was that appellant was competent.” Id. The court provided no
further explanation of what in R.C. 2945.38’s text, structure, purpose, or history
compelled its conclusion.
{¶31} We, like the Hudkins court, are “unpersuaded by the rationale
expressed in Henderson.” See Hudkins, 2022-Ohio-249, at ¶ 26 (12th Dist.).
Henderson’s reasoning on this point assumed the answer to the threshold question—
whether the restoration period in R.C. 2945.38(C) can reset after an intervening
period of competency—and proceeded to a subsidiary question—whether the clock did
reset in Henderson’s case. Thus, “the Fifth District failed to identify the statutory
2 While Henderson was in competency-restoration treatment, the prosecution dismissed and refiled the charges against him. Henderson, 2014-Ohio-2991, at ¶ 5-6 (5th Dist.). The trial court considered this fact immaterial to the issue of the time limits imposed by R.C. 2945.38(C), and so considered the entire span of detention for restoration. Id. at ¶ 18. Neither party challenged that determination on appeal, and so the Fifth District did not consider it. Id.
14 OHIO FIRST DISTRICT COURT OF APPEALS
authority for its holding” that “‘an entire new restoration period commenced’ following
the trial court’s second finding of incompetency after a period of competency.” Id. at
¶ 26.
{¶32} The State seeks to flesh out Henderson’s ipse dixit, however, by arguing
that (1) “competency to stand trial entails an assessment of ‘present mental
condition,’” (2) a finding of restored competency constitutes “a significant event” such
that the defendant “‘shall be proceeded against as provided by law,’” and (3) after a
restoration to competency, new concerns about competency require the process of
assessments and hearings to “begin[] again” under R.C. 2945.37(B).
{¶33} But these arguments, much like Henderson itself, fail to address the
central question of R.C. 2945.38(C)’s meaning. Of course competency determinations
concern a defendant’s present mental condition, of course a competent defendant may
be proceeded against according to law, and of course a new assessment and hearing
process are necessary each time a previously-restored defendant’s competency is
called into question. But here we are dealing with a defendant who has been found to
be incompetent. Both parties accept—as they must—that R.C. 2945.38(C) imposes a
limit on the State’s statutory authority to detain such a defendant for restoration to
competency. The question is simply what sort of a limit the text imposes.
{¶34} The State, like the Henderson court, has offered no coherent
argument—whether from text, context, history, or purpose—for why we should read
R.C. 2945.38(C)’s time limits as resetting each time a defendant is restored to
competency.
3. Statutory Purpose & Constitutional Concerns
{¶35} Further, our reading of R.C. 2945.38(C) and (H) better comports with
the statute’s purpose and constitutional backdrop. The Due Process Clause requires
15 OHIO FIRST DISTRICT COURT OF APPEALS
that an individual’s detention “bear some reasonable relation to the purpose for which
the individual is committed.” Jackson, 406 U.S. at 738. Thus, the State may not
continue to detain a defendant for restoration treatment, unless it finds a “substantial
probability” the defendant will attain the competency required to be brought to trial
in the “foreseeable future.” Id. R.C. 2945.38(C) and (H) were clearly designed to give
concrete parameters to this otherwise nebulous language.
{¶36} Under the State’s interpretation, R.C. 2945.38(C) and (H) impose no
upper bound on how many total months or even years the State may detain a
defendant to restore him to competency before finally trying him. The State contends
that the statute is only concerned with how long any one round of treatment may last.
{¶37} “Competency is, of course, fluid; it can ebb and flow over long periods
in a cell. It is therefore entirely possible for a defendant . . . to be found competent to
stand trial one day, and then cease to be so months, weeks, or even days later.” State
v. Deloney, 2025-Ohio-2458, ¶ 61 (1st Dist.). Under the State’s reading of
R.C. 2945.38(C), the cumulative time a defendant may be detained for restoration
would likewise be “fluid” and might continue to rise as long as the defendant continues
to decompensate—perhaps in perpetuity. Were there any ambiguity in the text of
R.C. 2945.38(C) and (H) (there isn’t), we would not be inclined to adopt a construction
of R.C. 2945.38(C) that risked undermining the provision’s limiting purpose and
raised such due process concerns.
{¶38} We therefore hold that, in the course of a single proceeding, a defendant
cannot “be required to undergo treatment” to restore them to competency for a
cumulative period greater than that listed in R.C. 2945.38(C). That period does not
“reset” because of an intervening period of competency within the same proceeding. If
a defendant is found to be incompetent to stand trial and cannot be restored within
16 OHIO FIRST DISTRICT COURT OF APPEALS
the time allotted, then the trial court must proceed according to R.C. 2945.38(B),
2945.38(H), or 2945.39, or another statutory provision applicable under the
circumstances.
D. This Case
{¶39} In this case, the parties appear to agree that Swanigan’s maximum
treatment time was fixed by R.C. 2945.38(C)(2) at six months. An expert assessment
concluded that Swanigan could be timely restored, but only if that six-month time
limit was reset. The trial court concluded that Swanigan’s intervening period of
competency had reset the statutory clock, and so ordered that he undergo up to six
months of further restoration treatment.
{¶40} But, whatever the length of time Swanigan was previously detained to
receive treatment, it was certainly greater than zero days. Thus, ordering Swanigan to
be detained for restoration for an additional six months was error.
{¶41} The State urges that R.C. 2945.38(C)’s clock was nevertheless tolled
during parts of Swanigan’s initial treatment period because of Swanigan’s refusal to
take medications. Compare State v. Barker, 2007-Ohio-4612, ¶ 13 (2d Dist.) (applying
equitable tolling to extend the maximum-restoration period of defendant whose
“refusal of medication . . . consumed virtually all of the one-year period” prescribed in
R.C. 2945.38(C)(1)(b)). Even assuming, without deciding, that such a refusal would
toll R.C. 2945.38(C)’s time limit, the trial court did not hold as much in this case, and
we lack the evidence necessary to affirm its order on that basis. Any tolling
determination would require finding facts regarding Swanigan’s historical compliance
with medication recommendations—facts that the trial court did not find below and
that the State does not provide evidence to justify. We decline to engage in such
factfinding.
17 OHIO FIRST DISTRICT COURT OF APPEALS
III. CONCLUSION
{¶42} A defendant who falls under R.C. 2945.38(C)(2) can only “be required
to undergo treatment” to restore him to competency for a cumulative period of six
months. If the defendant has already received six months of treatment and remains
incompetent, or if he cannot be restored within the relevant statutory window, then
the trial court must dismiss the charges against him and either discharge or civilly
commit him. See R.C. 2945.38(H)(4). Because the court below held otherwise in
issuing its order of detention for competency-restoration treatment, we sustain
Swanigan’s sole assignment of error, reverse the trial court’s judgment, and remand
for proceedings consistent with the law and this opinion.
Judgment reversed and cause remanded.
BOCK and MOORE, JJ., concur.