State v. Stein

1999 NMCA 065, 981 P.2d 295, 127 N.M. 362
CourtNew Mexico Court of Appeals
DecidedApril 19, 1999
Docket19074
StatusPublished
Cited by23 cases

This text of 1999 NMCA 065 (State v. Stein) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Stein, 1999 NMCA 065, 981 P.2d 295, 127 N.M. 362 (N.M. Ct. App. 1999).

Opinions

OPINION

HARTZ, Judge.

{1} This is another unfortunate case in which enactment of a well-intentioned statute has created a trap for the unwary prosecutor. See State v. Trujillo, 1999-NMCA-003, 126 N.M. 603, 973 P.2d 855.

{2} In 1995 the State Legislature expressed its concern with the tragedy of domestic violence by enacting the Crimes Against Household Members Act, NMSA 1978, §§ 30-3-10 to -16 (1995) (hereafter “CAHMA”). The statute created the offenses of assault against a household member, Section 30-3-12; aggravated assault against a household member, Section 30-3-13; assault against a household member with intent to commit a violent felony, Section 30-3-14; battery against a household member, Section 30-3-15; and aggravated battery against a household member, Section 30-3-16. The elements of these offenses were taken from longstanding statutes prohibiting assault and battery. See NMSA 1978, §§ 30-3-1 (1963) (assault); 30-3-2 (1963) (aggravated assault); 30-3-3 (1977) (assault with intent to commit a violent felony); 30-3-4 (1963) (battery); 30-3-5 (1969) (aggravated battery). The chief difference is that CAHMA added as an element that the victim be a “household member” of the assailant. For example, the offense of battery against a household member, see § 30-3-15, is identical to the offense of simple battery, see § 30-3-4, except that the victim must be a “household member.” The penalties are the same under Sections 30-3-4 and 30-3-15.

{3} In the case before us on appeal the State proved that Defendant had battered his daughter. But rather than prosecuting Defendant under the simple battery statute, the State charged him with battery against a household member. As we shall see, however, the child of the batterer is not a “household member” under the definition in CAH-MA. See § 30-3-11. Therefore, the State did not prove all the elements of the charged offense, and Defendant’s conviction must be reversed,

I. BACKGROUND

{4} The incident in question occurred on February 21, 1996. Defendant was a divorced father of two daughters: Yvonne, 13, and Danielle, 11. Both daughters, who lived with their mother, were visiting Defendant. While playing a game of catch, Yvonne struck Danielle in the head with the ball and Danielle began to cry. Defendant told Yvonne to apologize for striking Danielle. Yvonne apologized.

{5} Defendant testified at trial as follows: Viewing Yvonne’s apology to Danielle as insincere, he asked Yvonne in a joking way whether she would let Danielle hit her with the ball in return. Yvonne became enraged and began screaming at Defendant not to touch her, saying that she hated him and that she never wanted to see him again. Defendant told Yvonne to go to his bedroom, but she argued that she did not have to do what he said. He led her to the bedroom and tried to close the door behind her. While he was struggling with her to pull the door shut, Yvonne’s own hand slipped from the door and hit her face. Defendant then entered the room to confront Yvonne. She yelled obscenities at him and backed up into the closet. Defendant told her that she was to stay in the closet until he returned. Defendant did not touch Yvonne to make her stay in the closet nor did he throw her against the wall. Yvonne tried to get out of the room, saying that she was going to run away, and punched Defendant in the chest with her fist as hard as she could. In response, he slapped her upper arm “not that hard” with his open hand and told her that he would slap her in return for each blow she delivered to him. After Yvonne struck Defendant with a small metal pole, the exchange of blows and slaps ceased. Defendant described his conduct as a “human reaction” and a disciplinary measure.

{6} Yvonne’s testimony described a rather different incident: Defendant threw her against the wall during the initial confrontation. His hand, not her own, slipped from the door during the struggle and struck her. He yelled obscenities at her, spat on her face, and bumped her into the closet with his chest. She never struck Defendant or hit him with a pole. He never told her that he would slap her for each time she hit him. She never called Defendant names, although she did tell him to “shut up.” She was in fear of Defendant and continually asked him to stop hitting her.

{7} After a non-jury trial in metropolitan court, Defendant was found guilty of battery against a household member. He appealed to district court on the ground that the trial court had improperly excluded testimony from a neighbor who had overheard the incident. The district court affirmed the judgment and sentence. Defendant now appeals to this Court. He argues two issues in his brief-in-chief: (1) his conviction is based on insufficient evidence because the alleged victim, his minor child, is not within the statutory definition of a “household member” in CAHMA; and (2) the trial court’s exclusion of Defendant’s witness violated his due process right to present a defense. The State responds in its answer brief that (1) Defendant failed to preserve for review the question whether Yvonne was a “household member” because he raised the issue for the first time in his brief on appeal to this Court, (2) Defendant’s minor daughter was a “household member,” and (3) the trial court properly excluded the testimony. We hold that Yvonne was not a “household member” and that Defendant did not have to preserve the issue below. Because the conviction must be set aside for lack of sufficient evidence, we need not address whether the trial court properly excluded Defendant’s witness.

II. ANALYSIS

A. Preservation

{8} Defendant argues that his conviction under CAHMA cannot stand because his daughter was not a “household member” within the applicable statutory definition. The State counters that Defendant failed to preserve this issue below. It asserts that if Defendant had argued the matter in the metropolitan court, the State could have, amended the complaint to charge Defendant under the simple battery statute, Section 30-3-4, which punishes the same behavior without requiring that the victim be a household member. Although we express no view regarding whether Defendant’s conduct would constitute a violation of Section 30-3^1, we can appreciate the State’s frustration.

{9} Nevertheless, this Court can review a question not preserved below if it involves “fundamental error or fundamental rights of a party.” Rule 12-216(B)(2) NMRA 1999. No error is more fundamental than the conviction of an innocent person, and no right of a party is more fundamental than the right not to be convicted when innocent. Accordingly, we have held that the question of sufficiency of the evidence to support a conviction may be raised for the first time on appeal. See State v. Linam, 90 N.M. 729, 730, 568 P.2d 255, 256 (Ct.App.1977), overruled on other grounds by State v. Ruffins, 109 N.M. 668, 789 P.2d 616 (1990). We proceed to determine whether the evidence at trial could support a conviction under Section 30-3-15.

B. Definition of “Household Member”

{10} Defendant was charged with violating Section 30-3-15(A), which states:

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Cite This Page — Counsel Stack

Bluebook (online)
1999 NMCA 065, 981 P.2d 295, 127 N.M. 362, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-stein-nmctapp-1999.