State v. Spath

1998 ND 133, 581 N.W.2d 123, 1998 N.D. LEXIS 137, 1998 WL 345178
CourtNorth Dakota Supreme Court
DecidedJune 30, 1998
DocketCriminal 970230
StatusPublished
Cited by3 cases

This text of 1998 ND 133 (State v. Spath) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Spath, 1998 ND 133, 581 N.W.2d 123, 1998 N.D. LEXIS 137, 1998 WL 345178 (N.D. 1998).

Opinion

SANDSTROM, Justice.

[¶ 1] Adrian Spath appeals from a jury verdict finding him guilty of conspiracy to commit murder and conspiracy to commit robbery. We affirm, concluding the trial court’s refusal to order a witness to release *124 her medical records was not an abuse -of discretion, the trial court’s failure to give a cautionary instruction was not obvious error affecting Spath’s substantial rights, and the trial court did not abuse its discretion when it sentenced Spath.

I

[¶ 2] Adrian Spath (“Spath”) and his brother were arrested by Fargo police officers on October 23, 1996. The police had been contacted by Spath’s girlfriend, who told them Spath and his brother intended to murder and rob the owner of J.T.’s Rock Shop. Spath’s girlfriend told the police what Spath would be wearing and that Spath and his brother would be' carrying a gun and a homemade silencer in a green duffle bag. The police began surveillance of Spath and his brother, based' on the information from Spath’s girlfriend, and arrested Spath and his brother after they had passed to within 200 feet of J.T.’s Rock Shop. When the police arrested Spath and his brother, Spath was dressed as his girlfriend had said he would be, and Spath’s brother was carrying the green duffle bag. A search revealed a .22 caliber handgun, a homemade silencer, a knife, and two nylon stockings.

[¶ 3] On October 24, 1996, an information was filed charging Spath and his brother with conspiracy to commit murder and conspiracy to commit robbery. On January 7, 1997, an amended information was filed, charging Spath and his brother with conspiracy to commit robbery and conspiracy to commit terrorizing. Spath and his brother each pled guilty to the amended information, but Spath later withdrew his guilty plea, at which time the original information was reinstated.

[¶ 4] On May 12,1997, Spath filed a motion seeking the release of his girlfriend’s medical records and funds for an expert witness to review the records. The court held the records would be provided only if Spath’s girlfriend voluntarily signed a release, which she later refused to sign. Spath renewed this motion at the beginning of his trial, and it was again denied.

[¶ 5] A jury trial was held at which Spath’s brother and Spath’s girlfriend both testified. A federal prisoner who had been at the North Dakota State Hospital when Spath was there for an evaluation testified Spath told him the details of his and his brother’s plan. The State also called three police officers to testify about the investigation. Spath testified on his own behalf. The jury found Spath guilty of conspiracy to commit murder and conspiracy to commit robbery.

[¶ 6] During sentencing, the State asked for a total sentence of thirty years. Spath argued that after his guilty plea the State had recommended a substantially shorter sentence. Spath was sentenced to twenty-five years in prison with five years suspended on the count of conspiracy to commit murder, and a consecutive term of four years on the count, of conspiracy to commit robbery.

[¶7] Spath appeals from-the jury verdict and judgment. The district- court had jurisdiction under N.D. Const, árt. VI, § 8, and N.D.C.C. § 27-05-06(1). This Court has jurisdiction under N.D. Const, art: VI, ■ §§ 2, 6, and N.D.C.C. §§ 29-28-02, 29-28-06. The appeal is timely. under N.D.R.App.P. 4(b).

II

[¶ 8] Spath argües the trial court’s refusal to release his girlfriend’s medical records denied him a fair trial.

A

[¶ 9] This Court reviews discovery rulings for an abuse of discretion. Gerhardt v. D.L.K., 327 N.W.2d 113, 114-15 (N.D.1982).

td

[¶ 10] Prior to trial, Spath moved “for the witness, [his girlfriend’s] medical/psychological records to assist the expert in forming his expert opinion for trial.” Spath submitted an affidavit stating his girlfriend had “a history of mental illness. She is prescribed medication for her illness and was combining her medication with illicit drug and alcohol use at the time my charges were brought.” The- State resisted the motion, arguing Spath’s:

*125 “request is based entirely on the Defendant’s uncorroborated assertions and conclusions. The Defendant’s request is unsupported by any factual information. Further, the Defendant’s request is made for purposes of preparation for improper impeachment of the State’s witness. The issues raised by the Defendant are matters which can be addressed directly with the witness.
“The Defendant’s request for a witnesses [sic] medical records is unsupported by any legal theory of relevance and is in violation of medical privileges belonging to the witness. The Defendant should be required to present some reasonable and factual argument to support his conclusions that the witnesses [sic] medical records are relevant to this case.”

[¶ 11] The trial court’s order indicates a hearing was held on the motion, but no transcript of this hearing has been provided on appeal. See N.D.R.App.P. 10(b). The trial court’s order does reflect Spath argued a deposition of his girlfriend showed “she was unaware of her spécific diagnosis for mental illness, and was unable to answer other specific questions about her mental illness.” 1 The trial court’s order also explains Spath argued for the release of his girlfriend’s rec- „ ords because “the information contained in [his girlfriend’s] medical records could be exculpatory to the Defendant in that it could show that [she] was suffering from delusions, paranoia or hallucinations.”

[¶ 12] The trial court concluded Spath had “failed to provide the Court with a compelling reason to allow him access to [his girlfriend’s] medical/psychological records, and to have funds available to retain an expert witness for trial.”

[¶ 13] On appeal, Spath, citing Pennsylvania v. Ritchie, 480 U.S. 39, 107 S.Ct. 989, 94 L.Ed.2d 40 (1987), contends he “was denied an adequate opportunity to confront ... [his girlfriend] about the full extent of her psychological history and the effects of her illicit drug use.” Spath also argues Ritchie, State v. Behnke, 203 Wis.2d 43, 553 N.W.2d 265 (Wise.Ct.App.1996), and People v. Boyette, 201 Cal.App.3d 1527, 247 Cal.Rptr. 795 (1988), “embrace[] the concept of a trial court conducting in camera reviews of such records when making a determination as to whether the defense should be permitted access to them.”

[¶ 14] In Pennsylvania v. Ritchie, 480 U.S. 39, 43, 107 S.Ct. 989, 94 L.Ed.2d 40 (1987), Ritchie, who was charged with various sex offenses against his daughter, sought the release of records compiled by Pennsylvania’s Children’s Youth- Services as part of a child abuse investigation.

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Bluebook (online)
1998 ND 133, 581 N.W.2d 123, 1998 N.D. LEXIS 137, 1998 WL 345178, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-spath-nd-1998.