State v. Hass

268 N.W.2d 456, 1978 N.D. LEXIS 253
North Dakota Supreme Court·Decided May 24, 1978·No. Crim. 631·Published·Cited by 46 cases

Opinions

VOGEL, Justice.

The appellant was charged with the crime of terrorizing1 and was found guilty by a jury of the lesser-included offense of menacing.2 This appeal followed. We remand for resentencing.

The charge against the defendant arose from a melee on a rural road. After the closing of a bar in the small town of St. Anthony, the patrons, more or less intoxicated, emerged. Several six-packs of beer, belonging to one person, were taken by one of the occupants of the defendant’s car. The indignant owner, with several of his friends, in two vehicles, engaged in hot pursuit. The melee occurred when the pursuers caught up with the pursued, and a free-for-all involving men and women, old and young, ensued. At some point the defendant got a .22 rifle from his vehicle, and admittedly fired it into the air twice, in order, he testified, to defend his friends. The State’s testimony was that he pointed it through a windshield at three occupants of a car and said he ought to blow their heads off, and shortly afterward fired the rifle at unspecified targets.

The appellant raises eight issues, which we paraphrase:

1.Whether the court erred in refusing defendant’s motion to dismiss the prosecution for the reason that a hearing for revocation of probation on a prior offense was held before the trial in the present case, and was based on the same facts for which he was prosecuted in the present case, thereby forcing the defendant to waive his constitutional right against compelled self-incrimination at the subsequent criminal trial if he testified in the probation-revocation hearing.
2. Whether the court erred in giving an instruction based on subdivision 2 of Section 12.1-05-013 under the circumstances of this case.
3. Whether the court’s instructions were “inadequate in refusing to instruct the jury as to self-defense that the danger need not be actual but only such as would arouse in the mind of a reasonable person an honest conviction and fear that he is or someone else in whose defense he is coming is about to suffer bodily injury.”
4. Whether the court erred in denying defendant’s motion for a mistrial, after a prosecution witness stated that “The suspects in the case were incarcerated at that time and no statements were made or taken from any one of those individuals.”
5. Whether the court erred in admitting into evidence testimony to the effect that a flat tire on a car was caused by metal “similar” to a .22 bullet, when the testimony showed the car in question was not at the scene when the shots were fired.
6. Whether the court in admitting into evidence testimony as to the location of the scene of the altercation, when the foundation for the identification of the scene was allegedly inadequate.
7. Whether the court erred in denying a motion for dismissal, on the basis that the statement of the defendant that he “ought” to blow the head off one of the parties was not a threat to commit a crime of violence or an act dangerous to human life.
8. Whether the court abused its discretion in imposing a maximum sentence when [460] the defendant had already been sentenced on a prior charge after revocation of probation for essentially the same acts, and considered unfavorably to the defendant the fact that he had not taken a first step toward rehabilitation by pleading guilty, and that he had not thrown himself on the mercy of the court, and that he spoke only through his attorney, and that the court assertedly failed to consider in sentencing the factors set forth in Section 12.1-32-04, ND.C.C.

In a prior appeal, decided after the briefs in the present appeal were written, we disposed of the major aspect of this question. State v. Hass, 264 N.W.2d 464 (N.D.1978). We held there that “The fact that Hass was required to make such a choice [whether to answer the charges against him by use of his own testimony or to assert his Fifth Amendment privilege at the risk that the State would have sufficient prima facie evidence to sustain its burden of persuasion], regardless of how difficult, did not render his testimony unconstitutionally ‘compelled’ by the State.” We further held: “The circumstances required Hass to make a difficult decision, but neither his Fifth Amendment right against compelled self-incrimination nor his due process right to testify was violated thereby.”

We believe that in certain instances the prosecutors and the courts should give serious thought to forego use of the same criminal act as a basis for both an independent prosecution for a substantive crime and as a basis for a revocation of probation or parole or sentencing a defendant who has been granted a deferred imposition of sentence. If, in all probability, the resulting sentences after revocation and conviction of a substantive crime will run concurrently or will not be materially increased, then the revocation proceedings should be delayed until after the substantive-crime violation has been disposed of, at which time it may be determined that it will not be necessary to conduct a revocation proceeding. To follow both procedures is to create, usually unnecessarily, a tension between the Fifth Amendment right to remain silent at the first hearing and the danger that defendant’s testimony at the first hearing may be- used to convict or bring on the revocation at the second. Following both procedures may raise a serious question of fairness and procedural due process.

If unusual circumstances make it necessary to follow both procedures simultaneously, it will ordinarily be preferable to bring on the substantive criminal charge first, rather than last, as was done here.

Hereafter, if revocation proceedings precede substantive criminal proceedings and both are based upon the same acts, we will follow the lead of People v. Coleman, 13 Cal.3d 867, 120 Cal.Rptr. 384, 533 P.2d 1024 (1975), where the Supreme Court of California, en banc, adopted the rule that testimony given by the accused at a revocation hearing would be excluded, and could not be used directly at the subsequent trial on the substantive charge. Such a rule promotes, as the California court noted, the meaningful opportunity of the accused to be heard and to explain his actions without fear that his testimony would be used directly later to convict him of the substantive charge. It obviates the need to consider the question of fairness and procedural due process mentioned above.

This rule is consistent with our holding in the earlier appeal, which held, as the California court did in Coleman, supra, that the Constitution of the United States and the State do not preclude the prior revocation hearing.

The State Supreme Court’s supervisory power over the district court, together with its concern for fundamental fairness, authorizes the sort of the rule we have stated, just as the California court’s supervisory power was used to fashion the rule in that State.

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State v. Hass, 268 N.W.2d 456, 1978 N.D. LEXIS 253 (N.D. 1978).

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