People v. Hammon

938 P.2d 986, 15 Cal. 4th 1117, 97 Cal. Daily Op. Serv. 5354, 65 Cal. Rptr. 2d 1, 97 Daily Journal DAR 8671, 1997 Cal. LEXIS 3314
CourtCalifornia Supreme Court
DecidedJuly 7, 1997
DocketS045174
StatusPublished
Cited by136 cases

This text of 938 P.2d 986 (People v. Hammon) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hammon, 938 P.2d 986, 15 Cal. 4th 1117, 97 Cal. Daily Op. Serv. 5354, 65 Cal. Rptr. 2d 1, 97 Daily Journal DAR 8671, 1997 Cal. LEXIS 3314 (Cal. 1997).

Opinions

[1119]*1119Opinion

WERDEGAR, J.

Before trial commenced in this sexual molestation case, defendant served subpoenas duces tecum on psychotherapists who had treated the complaining witness. Although defendant claimed the records would be necessary to challenge the witness’s credibility, the trial court quashed the subpoenas on the basis of the psychotherapist-patient privilege. We granted review to decide whether the trial court erred by not first reviewing the records in camera and, if so, what the appropriate remedy on appeal might be.

We determine no error occurred. For reasons we explain, the trial court was not required, at the pretrial stage of the proceedings, to review or grant discovery of privileged information in the hands of third party psychotherapy providers. We reject defendant’s claim that pretrial access to such information was necessary to vindicate his federal constitutional rights to confront and cross-examine the complaining witness at trial or to receive a fair trial. We conclude that the line of intermediate state court cases on which defendant relies was wrongly decided and should be disapproved to the extent they suggest a contrary result under these circumstances.

I. Facts and Procedural Background

Defendant Jerry Duane Hammon has been convicted by a jury of committing lewd and lascivious acts on his foster child, Jacqueline K., when she was between 12 and 13 years old. (Pen. Code, § 288, subd. (a) [lewd and lascivious conduct with child under age 14].) At trial defendant admitted having participated in sexual acts with Jacqueline but denied having done so before her 14th birthday. Jacqueline’s testimony was to the contrary. This appeal concerns defendant’s unsuccessful pretrial efforts to obtain access to the records of Jacqueline’s psychotherapists for the purpose of challenging her credibility on cross-examination.

Jacqueline K. moved in with defendant and his wife in September 1987, when Jacqueline was 12 years old. Jacqueline turned 14 on September 18, 1989; she remained at defendant’s home until 1991, when she left to live with new foster parents. In January 1993, when she became engaged to be married, Jacqueline told her new foster mother and fiancé that she had engaged in sexual activity with defendant while living in his home. The new foster mother reported this to the police. Detective Barone interviewed Jacqueline and persuaded her to telephone defendant and attempt to induce him to admit what he had done. Jacqueline made the telephone call, which Barone secretly tape-recorded. In the recorded conversation, defendant seemed to agree with Jacqueline’s statements the two had “had sex.” Detective Barone then met with defendant. When confronted with the tape recording, defendant denied having engaged in sexual conduct with Jacqueline and asserted that Jacqueline used the word “sex” to mean “talking about sex.”

[1120]*1120The district attorney charged defendant with 11 counts of lewd and lascivious conduct with a minor under the age of 14. (Pen. Code, § 288, subd. (a).) The court subsequently granted the district attorney’s motion to dismiss three counts. Of the remaining eight counts, two (sexual intercourse) were alleged to have occurred between December 1987 and February 1988, three (sexual intercourse and oral copulation) between February and April 1988, and three (sexual intercourse and oral copulation) between May and August 1988.

Before trial commenced, defendant asked the court to review in camera Jacqueline’s child protective services (CPS) file and disclose, to the extent authorized by statute, any material information contained therein. (See Welf. & Inst. Code, § 827.) Defendant also issued subpoenas duces tecum to three psychologists who had treated Jacqueline while she was living in defendant’s home, and to the schools she had attended. The court enforced the subpoenas directed to the schools to the extent they sought attendance records, on the theory that such records might support an alibi defense. The court also conducted a limited review of the CPS file and released some of its contents to the defense. Although the CPS file contained reports about Jacqueline by unidentified psychologists, the court did not release those reports. Noting that “[t]he reports did contain some information that could be relevant at least to credibility,” the court nevertheless found that “the [defendant's need to know [was] outweighed by the juvenile’s right to confidentiality.”

The People asked the court to quash the subpoenas directed to the three psychologists based on Jacqueline’s assertion of the psychotherapist-patient privilege.1 (Evid. Code, § 1014.) Opposing the motion to quash, defense counsel argued that information about Jacqueline’s psychological history was necessary in order to challenge her credibility on cross-examination. To support his theory that Jacqueline’s psychological history was relevant, defense counsel submitted his own declaration to the effect that “all psychological records will provide evidence of the existence or nonexistence of said molestations. [<][] The records in question are necessary to prove the victim’s lack of credibility, her propensity to fantasize and imagine events that never occurred.” At the hearing on the motion, defense counsel also referred to a document that does not appear in the record on appeal, but which counsel described orally as a CPS caseworker’s note about a dependency review hearing that took place in February or March of 1988. The note indicated, in [1121]*1121counsel’s words, that Jacqueline was referred to psychologist Nixon on account of “a propensity to say whatever she feels will pass it by the person that she is talking to at that point in time.” As authority for the court’s power to review privileged records in camera and to disclose them as appropriate, after weighing defendant’s need for them against the patient’s interest in confidentiality, counsel cited People v. Reber (1986) 177 Cal.App.3d 523 [223 Cal.Rptr. 139], and cases following that decision.

The court quashed the subpoenas. While accepting defendant’s argument that People v. Reber, supra, 111 Cal.App.3d 523, would require the court to review the requested records in camera on a proper showing of good cause, the court nevertheless found defendant’s showing inadequate. Defense counsel’s declarations, the court explained in a written order, “fail to identify any particular information which would be of benefit to the [defendant. It is not adequate to simply contend that ‘all psychological records will provide evidence of the existence or nonexistence of said molestations’ or ‘are necessary to prove the victim’s lack of credibility, her propensity to fantasize and imagine events that never occurred.’ Such a holding would essentially result in an ‘in camera’ hearing in any case where the complaining witness had received psychiatric/psychological counseling.”

The ensuing trial amounted, in essence, to a contest of credibility between Jacqueline and defendant. Jacqueline testified the charged offenses had occurred before her 14th birthday. She attempted to fix the timing of the offenses by reference to certain events, such as the time she moved into defendant’s house, the time she received a bicycle, the time her leg was in a cast, and the time she visited Fort Bragg with defendant. Defendant, who testified on his own behalf, admitted he had had sexual intercourse with Jacqueline on several occasions. He denied, however, having done so before her 14th birthday.

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938 P.2d 986, 15 Cal. 4th 1117, 97 Cal. Daily Op. Serv. 5354, 65 Cal. Rptr. 2d 1, 97 Daily Journal DAR 8671, 1997 Cal. LEXIS 3314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hammon-cal-1997.