State v. Sims

357 So. 2d 1095
CourtSupreme Court of Louisiana
DecidedApril 10, 1978
Docket60898
StatusPublished
Cited by9 cases

This text of 357 So. 2d 1095 (State v. Sims) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sims, 357 So. 2d 1095 (La. 1978).

Opinion

357 So.2d 1095 (1978)

STATE of Louisiana, Respondent,
v.
Mark SIMS, Relator.

No. 60898.

Supreme Court of Louisiana.

April 10, 1978.

*1096 Charles F. Duchein, III, Baton Rouge, for relator.

Michael C. Barron, Sp. Counsel, La. Dept. of Public Safety, Baton Rouge, for respondent.

TATE, Justice.

The issue before us primarily involves the construction of a statute which provides for the expungement of arrests relating to misdemeanors, La.R.S. 44:9 (1976). It also involves the related construction of a statute which provides for the dismissal, as an acquittal, of prosecutions for misdemeanors, where the imposition of sentence therefor has been suspended and where the defendant is not charged with or convicted of a criminal offense during the period of suspension. La.C.Cr.P. art. 894 (1975).

We granted certiorari, La., 352 So.2d 1028 (1977), to review the district court's order refusing expungement. The state contends that the accused is not entitled to expungement (1) because he was arrested for a felony (although convicted of a misdemeanor) and (2) because the statute in terms authorizes only expungements of arrests, not of the convictions consequent to the arrests.

(1)

The defendant was originally arrested for possession of marijuana with intent to distribute it, a felony. The district attorney charged him by bill of information with simple possession of marijuana, a misdemeanor.

The defendant pleaded guilty to this misdemeanor. On December 19, 1975, the trial court deferred sentence in accordance with La.C.Cr.P. art. 894 and placed the accused on probation for a period of one year. After the year had expired, the defendant filed a motion to expunge his criminal records under La.C.Cr.P. art. 894 and La.R.S. 44:9.

The motion was granted. The clerk of court of the district court, the sheriff of the parish, the city police, and the state police were directed to expunge all records of the arrest or conviction, as well as to request the Federal Bureau of Investigation to return to them all documents which they had submitted in connection with the arrest of the defendant. The parish and city officials made returns indicating compliance to the extent necessary.

*1097 The state police, however, filed a motion to exclude this state agency from the order to expunge. Upon hearing of the motion, the trial court rescinded its previous order of expungement.

(2)

We have set forth in full La.R.S. 44:9 as Appendix 1 to this opinion and La.C.Cr.P. art. 849 as Appendix 2 to this opinion. The pertinent substance of these statutes is:

A. Article 894 provides that, when a defendant has been convicted of a misdemeanor, the court may suspend the imposition of the sentence; it may place the defendant upon probation for the period of suspension.

Upon expiration of the period of suspension, if the defendant has not been convicted of any other offenses during the period and if no criminal charge is pending against him, "the court may set the conviction aside and dismiss the prosecution. The dismissal of the prosecution shall have the same effect as an acquittal, except that the conviction may be considered as a first offense. . . [for purposes of] prosecution of the party as a multiple offender." The statute finally provides that such discharge and dismissal may occur only once during a five year period.

The state points out that this article by itself does not authorize expungement of the conviction, as sought by the accused.

B. La.R.S. 44:9 provides for expungement of arrests for the "violation of a state statute which is classified as a misdemeanor." It provides that the arrested person may obtain an order directing all agencies or law enforcement offices to "destroy" any "record of arrest . . . or any other information of any and all kinds of descriptions," (1) if the prosecution has prescribed or (2) if, after institution, the prosecution has "been finally disposed of by dismissal. . . or acquittal."

The custodian must file a sworn affidavit of compliance with the order. This must affirm that no notices or references have been retained in the central repository "which will or might lead to the inference that any record ever was on file with any agency or law enforcement office." The statute reiterates that "Any criminal court of record in which there was a nolle prosequi, an acquittal, or dismissal of a crime. . . shall . . . enter an order annulling, cancelling, or rescinding the record of arrest, and disposition, and further ordering the destruction of the arrest record and order of disposition."

Construing the two statutes together, Article 894 expressly provides that the dismissal of a prosecution under its terms "shall have the same effect as an acquittal" (with limited exceptions, as noted). Likewise, La.R.S. 44:9 explicitly provides that, if a prosecution has been instituted and has been disposed of by "acquittal," then the person arrested is entitled to expungement, not only of any record of arrest, but also of "any other information of any and all kinds of descriptions" which "might lead to the inference that any record ever was on file with any agency or law enforcement office." The statute further provides that the court shall order the expungement not only of the arrest record but also of the "order of disposition."

In view of this express statutory language, we find no merit to the state contention that expungement is not permissible if a prosecution has been instituted and a conviction had. Article 894 provides that "The dismissal of the prosecution shall have the same effect as an acquittal." La.R.S. 44:9 provides that, in the event of an acquittal, the order of disposition as well as the arrest may be expunged.

Nor, in view of the intention of the statute to relieve misdemeanants of a criminal record under the circumstances here present, do we find that the initial arrest, an overcharge for a felony, prevents expungement. The actual offense here committed, as determined by the court (and also by the prosecutor here by his bill of information), is only a misdemeanor. Although the arrest as styled when made was for a felony, it was in fact only an arrest "for *1098 violation of a state statute which is classified as a misdemeanor" La.R.S. 44:9.[1]

The trial court was therefore in error in rescinding its order of its expungement. In fairness to the trial court, it expressed the view that the apparent aims of the statute would better be served by expungement, but nevertheless it felt that, by strict construction of the statute, expungement was not permitted, however fair and desirable.

(3)

The state police, however, have pointed out that to some extent the statutes are contradictory:

La.C.Cr.P. art. 894, for instance, provides that discharge and dismissal may occur under its terms only once during a five-year period; and it further provides that the conviction, once expunged, is considered as an acquittal for all purposes "except that the conviction may be considered as a first offense and provide the basis for subsequent prosecution of the party as a multiple offender."

The state suggests that literal compliance with the expungement order would erase any administrative record whatsoever of the conviction.

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