State v. Nettles

375 So. 2d 1339
Supreme Court of Louisiana·Decided October 8, 1979·No. 64359, 64358·Published·Cited by 8 cases

Opinion

375 So.2d 1339 (1979)

STATE of Louisiana
v.
Fred J. NETTLES.
STATE of Louisiana
v.
Thomas CONOVER.

Nos. 64359, 64358.

Supreme Court of Louisiana.

October 8, 1979.
Rehearings Denied November 1, 1979.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Harry F. Connick, Dist. Atty., Leon A. Cannizzaro, Jr., Asst. Dist. Atty., for plaintiff-relator.

Loyola Law School Clinic, William J. O'Hara, III, Supervising Atty., New Orleans, Joseph LaHatte, Student Practitioner for defendant-respondent Thomas Conover.

George S. Hesni, New Orleans, for defendant-respondent Fred J. Nettles.

CALOGERO, Justice.

The question presented here is whether a trial court judge in this state has the authority to order expunged a felony arrest record where the charge has not resulted in conviction. We granted writs upon application of the state in these two cases, and consolidated them for argument.

Respondent Fred J. Nettles was arrested and charged with four felony offenses on August 18, 1978: accessory to an armed robbery (R.S. 14:25, 14:64), possession of marijuana with intent to distribute (R.S. 40:966), and the illegal possession of cocaine and illegal possession of opium, each with intent to distribute (R.S. 40:967). About forty days later the charges were refused by the Orleans Parish District Attorney's office.

Respondent Thomas Conover was arrested on November 7, 1974 for violation of R.S. *1340 40:966 (possession of marijuana) a misdemeanor, and R.S. 40:967 (possession of biphetamines) a felony. He volunteered for and was accepted into the district attorney's diversionary program and three days thereafter the charges were refused by the district attorney. Respondent thereafter successfully completed the district attorney's diversionary program.

On March 14 and 26 of 1979 the magistrate judge, Section "M" of the Criminal District Court for the Parish of Orleans granted the motions of Nettles and Conover to have the records of their arrests expunged.

The full statutory basis for permitting expungement of criminal arrest records in this state is found in R.S. 44:9.[1] That statute permits expungement of the record of arrest for violation of a municipal ordinance or of a state misdemeanor statute if the time limit for prosecuting has expired or proceedings instituted have been disposed of by dismissal, sustaining of a motion to quash, or acquittal.

Respondents' arrests (for felonies) are clearly not covered by the foregoing provisions. Nonetheless, they rely on R.S. 44:9(E) which was added by Act 570 of the Louisiana Legislative Session of 1978, and which provides that "no court shall order the destruction of any record of the arrest and prosecution of any person convicted of a felony, including a conviction dismissed pursuant to Article 893 of the Code of Criminal Procedure." (emphasis provided)

*1341 Respondents argue that the Legislature's mandating that felony arrests which result in conviction are not to be expunged, impliedly sanctions expungement of felony arrests which do not result in convictions. While the argument is not frivolous we conclude that it is without merit.

The Legislature has simply not specifically sanctioned expungement of felony arrest records. And we are not persuaded that the Legislature intended to sanction expungement of felony arrests which do not result in conviction simply by the arguable implication which flows from their having expressly prohibited expungement of arrest records of a person arrested and convicted of a felony. Without statutory authority the courts are without power to expunge Nettles' and Conover's arrests. R.S. 44:9 does not grant such authority and we are not aware of any other Act which does so.

Louisiana Code of Criminal Procedure Article 228[2] charges peace officers making an arrest to record the name of the person arrested and the offense charged against him. The record of the arrest is a matter of public record. In the absence of statutory authority, a court's privilege to expunge matters of public record is one of exceedingly narrow scope, Rogers v. Slaughter, 469 F.2d 1084 (5th Cir. 1972). Only under extraordinary circumstances may a court order records made under statutory authority to be destroyed or expunged. See Mulkey v. Purdy, 234 So.2d 108 (Fla.1970).

Respondents rely upon our recent decisions in State v. Sims, 357 So.2d 1095 (La. 1978); State v. Bradley, 360 So.2d 858 (La. 1978) and State v. Boniface, 369 So.2d 115 (La.1979). That reliance is not well-placed.

Bradley decided that R.S. 44:9's not including as expungeable, arrests for driving while under the influence, while including as expungeable all other misdemeanor arrests, violates the equal protection clauses of the Louisiana and United States Constitutions. That case does not apply here where the arrests are for felonies.

Sims did direct the expungement of a felony arrest record within the narrow confines of a case involving Article 894 of the Code of Criminal Procedure and its liberal provision for setting aside misdemeanor convictions. The defendant pleaded guilty to possession of marijuana. The felony charge of possession with intent to distribute was dismissed as an overcharge, and the felony arrest was expunged. Counsel for the State argues that Sims was decided incorrectly. The argument is not frivolous. Nonetheless, we are not called upon here to reconsider Sims.

Nor is State v. Boniface controlling here. In Boniface the arrestee was arrested for possession of marijuana in 1969, a felony offense. The charge was nolle prossed. In 1977 at the time the arrestee filed suit to have his arrest record expunged, possession of marijuana was a misdemeanor. Although Boniface did not meet the literal requirements of the statute this Court held that in light of the change in social attitudes concerning his offense, no justifiable end would be served by refusing to apply R.S. 44:9 to expunge an arrest for violation of a state statute which had been changed to a misdemeanor, merely because the offense was once classified as a felony.

Respondent urges in the alternative that even if our statutes do not permit expungement of felony arrests the equal protection clauses of the United States and Louisiana Constitutions (14th amendment of the United States Constitution and Article *1342 I, Section 3, 1974 Louisiana Constitution) establish a basis for the expungement of felony arrests which do not lead to convictions. There is no merit to this contention.

Retention of arrest records serve important state interests which outweigh an individual arrestee's right to privacy. Walker v. Lamb, 254 A.2d 265 (Del.Ch.1969). The Seventh Circuit Court of Appeals held in Herschel v. Dyra, 365 F.2d 17 (1966) cert. den. 385 U.S. 973, 87 S.Ct. 513, 17 L.Ed.2d 436 that unless the legislature of Illinois required the Police Department of Chicago to expunge arrest records where there was no conviction, that the police department was "duty-bound to compile and retain arrest re

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